<SEC-DOCUMENT>0001683168-17-000150-index.html : 20170123 <SEC-HEADER>0001683168-17-000150.hdr.sgml : 20170123 <ACCEPTANCE-DATETIME>20170123160922 ACCESSION NUMBER: 0001683168-17-000150 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170117 ITEM INFORMATION: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 17541144 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-283-0550 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>sonoma_8k.htm <DESCRIPTION>CURRENT REPORT ON FORM 8-K <TEXT> Document 1 - file: sonoma_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-14.1 <SEQUENCE>2 <FILENAME>sonoma_8k-ex1401.htm <DESCRIPTION>CODE OF BUSINESS CONDUCT <TEXT> Document 2 - file: sonoma_8k-ex1401.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>sonoma_logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: sonoma_logo.jpg
</DOCUMENT> </SEC-DOCUMENT>