<SEC-DOCUMENT>0001683168-18-003538-index.html : 20181121 <SEC-HEADER>0001683168-18-003538.hdr.sgml : 20181121 <ACCEPTANCE-DATETIME>20181121160027 ACCESSION NUMBER: 0001683168-18-003538 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20181116 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 181198194 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-283-0550 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>sonoma_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: sonoma_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>sonoma_8k-ex0301.htm <DESCRIPTION>SONOMA PHARMACEUTICALS, INC. <TEXT> Document 2 - file: sonoma_8k-ex0301.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>3 <FILENAME>sonoma_8k-ex0302.htm <TEXT> Document 3 - file: sonoma_8k-ex0302.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>4 <FILENAME>sonoma_8k-ex0401.htm <DESCRIPTION>SERIES C COMMON STOCK WARRANT CERTIFICATE <TEXT> Document 4 - file: sonoma_8k-ex0401.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>5 <FILENAME>sonoma_8k-ex0402.htm <DESCRIPTION>FORM OF UNIT PURCHASE OPTION <TEXT> Document 5 - file: sonoma_8k-ex0402.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>6 <FILENAME>sonoma_8k-ex1001.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT <TEXT> Document 6 - file: sonoma_8k-ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>7 <FILENAME>sonoma_8k-ex1002.htm <DESCRIPTION>WARRANT AGENCY AGREEMENT <TEXT> Document 7 - file: sonoma_8k-ex1002.htm
</DOCUMENT> </SEC-DOCUMENT>