<SEC-DOCUMENT>0001140361-17-028750.txt : 20170726
<SEC-HEADER>0001140361-17-028750.hdr.sgml : 20170726
<ACCEPTANCE-DATETIME>20170726172354
ACCESSION NUMBER:		0001140361-17-028750
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20170726
DATE AS OF CHANGE:		20170726
GROUP MEMBERS:		INTREXON CORP
GROUP MEMBERS:		THIRD SECURITY, LLC

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AquaBounty Technologies, Inc.
		CENTRAL INDEX KEY:			0001603978
		STANDARD INDUSTRIAL CLASSIFICATION:	FISHING, HUNTING & TRAPPING [0900]
		IRS NUMBER:				043156167
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-89735
		FILM NUMBER:		17983773

	BUSINESS ADDRESS:	
		STREET 1:		TWO CLOCK TOWER PLACE
		STREET 2:		SUITE 395
		CITY:			MAYNARD
		STATE:			MA
		ZIP:			01754
		BUSINESS PHONE:		978-648-6000

	MAIL ADDRESS:	
		STREET 1:		TWO CLOCK TOWER PLACE
		STREET 2:		SUITE 395
		CITY:			MAYNARD
		STATE:			MA
		ZIP:			01754

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			KIRK RANDAL J
		CENTRAL INDEX KEY:			0001091823

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	MAIL ADDRESS:	
		STREET 1:		1881 GROVE AVENUE
		CITY:			RADFORD
		STATE:			VA
		ZIP:			24141
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>formsc13da.htm
<DESCRIPTION>SC 13D/A
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 14pt; FONT-WEIGHT: bold">UNITED STATES</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 14pt; FONT-WEIGHT: bold">SECURITIES AND EXCHANGE COMMISSION</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 12pt; FONT-WEIGHT: bold">WASHINGTON, DC&#160; 20549</div>

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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 18pt; FONT-WEIGHT: bold">SCHEDULE 13D</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">(Amendment No. 1)*</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Under the Securities Exchange Act of 1934</div>

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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Common Stock, par value $0.01 per share</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">UO387J108</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Third Security, LLC</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">1881 Grove Avenue</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Radford, Virginia 24141</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Attention: Marcus E. Smith, Esq.</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">(540) 633-7900</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">(Name, Address and Telephone Number of Person</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Authorized to Receive Notices and Communications)</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Copy to:</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Intrexon Corporation</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Attention: Legal</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">20374 Seneca Meadows Parkway</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Germantown, Maryland 20876</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">(301) 556-9809</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">July 24, 2017</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box&#160;&#160;</font><font style="FONT-FAMILY: Wingdings; FONT-SIZE: 10pt">r</font><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"> .</font></div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">NOTE:</font>&#160;&#160;Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.&#160; See &#167;240.13d-7 for other parties to whom copies are to be sent.</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">*&#160;The remainder of this cover page shall be filled out for a reporting person&#8217;s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">The information required on the remainder of this cover page shall not be deemed to be &#8220;filed&#8221; for the purpose of Section 18 of the Securities Exchange Act of 1934 (&#8220;Act&#8221;) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CUSIP No. UO387J108</div>
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<div style="TEXT-ALIGN: right"><font style="FONT-STYLE: normal; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: normal" id="DSPFPageNumber">Page 2 of 7</font></div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">RANDAL J. KIRK</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</div>
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<div style="TEXT-ALIGN: right">(a)</div>
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<div style="TEXT-ALIGN: right">(b)</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SEC USE ONLY</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOURCE OF FUNDS (SEE INSTRUCTIONS)</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">United States</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 12.71%; VERTICAL-ALIGN: middle; FONT-WEIGHT: bold" rowspan="12" colspan="2">
<div style="TEXT-ALIGN: center">NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">7</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE VOTING POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">837,554</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">8</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED VOTING POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">5,162,277</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">9</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">837,554</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">10</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">5,162,277</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">11</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">5,999,831</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">12</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">13</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">67.5%</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">14</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle; FONT-WEIGHT: bold" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">IN</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>
</table>
</div>

<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">&#160;</div>

<div style="MARGIN-TOP: 10pt; MARGIN-BOTTOM: 10pt; CLEAR: both" id="DSPFPageBreakArea">
<div style="PAGE-BREAK-AFTER: always" id="DSPFPageBreak">
<hr style="BORDER-RIGHT-WIDTH: 0px; BACKGROUND-COLOR: #000000; MARGIN: 4px 0px; WIDTH: 100%; BORDER-TOP-WIDTH: 0px; BORDER-BOTTOM-WIDTH: 0px; HEIGHT: 2px; COLOR: #000000; CLEAR: both; BORDER-LEFT-WIDTH: 0px" noshade="noshade">
</div>

<div style="WIDTH: 100%" id="DSPFPageHeader">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">
<table style="WIDTH: 100%; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt" id="zb022908caa66411083233479bd25411e" border="0" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 50%">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CUSIP No. UO387J108</div>
</td>
<td style="WIDTH: 50%">
<div style="TEXT-ALIGN: right"><font style="FONT-STYLE: normal; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: normal" id="DSPFPageNumber">Page 3 of 7</font></div>
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</table>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">
<table style="WIDTH: 100%; BORDER-COLLAPSE: collapse; FONT-FAMILY: Arial; FONT-SIZE: 9pt" id="z721acbac79a4493cb87adc03a31c871e" border="0" cellspacing="0" cellpadding="2">
<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-TOP: #000000 1pt solid" rowspan="4">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">1</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle; BORDER-TOP: #000000 1pt solid" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">NAMES OF REPORTING PERSONS</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle; BORDER-TOP: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">INTREXON CORPORATION</div>

<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">I.R.S. IDENTIFICATION NO.: 26-0084895</div>
</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr style="HEIGHT: 13px">
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">2</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: right">(a)</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: right">(b)</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9746;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">3</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; BACKGROUND-COLOR: #bfbfbf; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SEC USE ONLY</div>
</td>
<td style="BACKGROUND-COLOR: #bfbfbf; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BACKGROUND-COLOR: #bfbfbf; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr style="BACKGROUND-COLOR: #bfbfbf">
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr style="BACKGROUND-COLOR: #bfbfbf">
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">4</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOURCE OF FUNDS (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">WC</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">5</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">6</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CITIZENSHIP OR PLACE OF ORGANIZATION</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Virginia</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 12.71%; VERTICAL-ALIGN: middle; FONT-WEIGHT: bold" rowspan="12" colspan="2">
<div style="TEXT-ALIGN: center">NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">7</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE VOTING POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">0</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">8</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED VOTING POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">5,162,277</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">9</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">0</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">10</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">5,162,277</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">11</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">5,162,277</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">12</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">13</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">58.0%</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">14</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle; FONT-WEIGHT: bold" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CO</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>
</table>
</div>

<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">&#160;</div>

<div style="MARGIN-TOP: 10pt; MARGIN-BOTTOM: 10pt; CLEAR: both" id="DSPFPageBreakArea">
<div style="PAGE-BREAK-AFTER: always" id="DSPFPageBreak">
<hr style="BORDER-RIGHT-WIDTH: 0px; BACKGROUND-COLOR: #000000; MARGIN: 4px 0px; WIDTH: 100%; BORDER-TOP-WIDTH: 0px; BORDER-BOTTOM-WIDTH: 0px; HEIGHT: 2px; COLOR: #000000; CLEAR: both; BORDER-LEFT-WIDTH: 0px" noshade="noshade">
</div>

<div style="WIDTH: 100%" id="DSPFPageHeader">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">
<table style="WIDTH: 100%; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt" id="zb022908caa66411083233479bd25411e" border="0" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 50%">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CUSIP No. UO387J108</div>
</td>
<td style="WIDTH: 50%">
<div style="TEXT-ALIGN: right"><font style="FONT-STYLE: normal; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: normal" id="DSPFPageNumber">Page 4 of 7</font></div>
</td>
</tr>
</table>
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</div>
</div>

<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">
<table style="WIDTH: 100%; BORDER-COLLAPSE: collapse; FONT-FAMILY: Arial; FONT-SIZE: 9pt" id="z37b9b90b309a4e18b08c74eec210962c" border="0" cellspacing="0" cellpadding="2">
<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-TOP: #000000 1pt solid" rowspan="4">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">1</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle; BORDER-TOP: #000000 1pt solid" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">NAMES OF REPORTING PERSONS</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle; BORDER-TOP: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">THIRD SECURITY, LLC</div>

<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">I.R.S. IDENTIFICATION NO.: 54-1923091</div>
</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr style="HEIGHT: 13px">
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">2</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: right">(a)</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: right">(b)</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9746;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">3</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; BACKGROUND-COLOR: #bfbfbf; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SEC USE ONLY</div>
</td>
<td style="BACKGROUND-COLOR: #bfbfbf; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BACKGROUND-COLOR: #bfbfbf; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr style="BACKGROUND-COLOR: #bfbfbf">
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr style="BACKGROUND-COLOR: #bfbfbf">
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">4</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOURCE OF FUNDS (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">WC</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">5</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">6</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CITIZENSHIP OR PLACE OF ORGANIZATION</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Virginia</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 12.71%; VERTICAL-ALIGN: middle; FONT-WEIGHT: bold" rowspan="12" colspan="2">
<div style="TEXT-ALIGN: center">NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">7</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE VOTING POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">634,994</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">8</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED VOTING POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">0</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">9</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">634,994</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">10</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 76.38%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 76.38%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">0</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">11</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">634,994</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">12</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; PADDING-RIGHT: 2px; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left; FONT-FAMILY: ''Times New Roman''">&#9744;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">&#160;</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">13</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 86.4%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</div>
</td>
<td style="WIDTH: 2.59%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 86.4%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">7.1%</div>
</td>
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<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">14</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">OO &#8211; limited liability company</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CUSIP No. UO387J108</div>
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<div style="TEXT-ALIGN: right"><font style="FONT-STYLE: normal; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: normal" id="DSPFPageNumber">Page 5 of 7</font></div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">
<div style="TEXT-ALIGN: left; TEXT-INDENT: 24.5pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">T<font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">his Amendment No. 1 (the &#8220;Amendment&#8221;) amends and supplements the Statement on Schedule 13D, dated January 18, 2017 and filed on January 20, 2017 (the &#8220;Original Schedule 13D&#8221;), relating to the Common Stock, </font>par value $0.001 per share (the &#8220;Common Stock&#8221;), of AquaBounty Technologies, Inc., a Delaware corporation (the &#8220;Company&#8221;).&#160; Mr. Randal J. Kirk (&#8220;Mr. Kirk&#8221;), Intrexon Corporation, a Virginia corporation that is controlled by Mr. Kirk (&#8220;Intrexon&#8221;), and Third Security, LLC, a Virginia limited liability company that is managed by Mr. Kirk (&#8220;Third Security&#8221; and, together with Mr. Kirk and Intrexon, the &#8220;Reporting Persons&#8221;) <font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">are filing this Amendment to disclose the distribution of 338,816 shares of Common Stock by New River Management V, LP, a Delaware limited partnership whose general partner is managed by Third Security (&#8220;NRM V&#8221;) in connection with the liquidation at the end of its term, pursuant to its Agreement of Limited Partnership dated May 11, 2007.&#160; In connection with such liquidation, 245,840 of such shares are being distributed to entities under the common control of Mr. Kirk.</font></div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 4.</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"><u>Purpose of Transaction</u></font>.</div>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: 23.1pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Item 4 of the Original Schedule 13D is hereby amended and supplemented as follows:</div>

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<div style="TEXT-ALIGN: left; TEXT-INDENT: 23.1pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">The Reporting Persons are filing this Amendment to disclose the distribution of 338,816 shares of Common Stock by NRM V in connection with the liquidation at the end of its term, pursuant to its Agreement of Limited Partnership dated May 11, 2007.</div>

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<div style="TEXT-ALIGN: left; TEXT-INDENT: 23.1pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">In connection with the liquidation, 245,840 of such shares are being distributed to entities under the common control of Mr. Kirk.</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"><u>Interest in Securities of the Issuer</u></font>.</div>
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<div style="TEXT-ALIGN: justify; TEXT-INDENT: 36pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">The information contained on the cover pages to this Statement and the information set forth or incorporated in Items 2, 3, 4 and 6 is incorporated herein by reference.</div>

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<div style="TEXT-ALIGN: justify; TEXT-INDENT: 23.1pt"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">(a) and (b)</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">See Items 11 and 13 of the cover pages to this Statement for the aggregate number of shares and percentage of issued and outstanding shares of Common Stock owned by the Reporting Persons. The percentage ownership is calculated based on 8,895,094 shares of Common Stock issued and outstanding as of May 1, 2017, as disclosed by the Company in its Quarterly Report on Form 10-Q for the period ended March 31, 2017 and filed on May 9, 2017.</font></div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Reporting Person</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Amount of Common Stock</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Beneficially</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Owned</div>
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<td style="BORDER-BOTTOM: #000000 2px solid; WIDTH: 9.71%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Percent</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">of&#160;Class</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Sole&#160;Power</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">to&#160;Vote&#160;or</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Direct</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">the&#160;Vote<sup style="vertical-align: text-top; line-height: 1; font-size: smaller">(1)</sup></div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Shared</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Power&#160;to</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Vote or</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Direct</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">the Vote</div>
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<td style="BORDER-BOTTOM: #000000 2px solid; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Sole&#160;Power&#160;to</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Dispose or to</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Direct the</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Disposition<sup style="vertical-align: text-top; line-height: 1; font-size: smaller">(1)</sup></div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Shared&#160;Power&#160;to</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Dispose or to</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Direct the</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Disposition</div>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: -9pt; FONT-FAMILY: 'Times New Roman'; MARGIN-LEFT: 18pt; FONT-SIZE: 10pt">Randal J. Kirk</div>
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<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">5,999,831</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 9.71%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">67.5%</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 11.65%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">837,554</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">5,162,277</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">837,554</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">5,162,277</div>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: -9pt; FONT-FAMILY: 'Times New Roman'; MARGIN-LEFT: 18pt; FONT-SIZE: 10pt">Intrexon Corporation</div>
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<td style="BACKGROUND-COLOR: #ffffff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">5,162,277</div>
</td>
<td style="BACKGROUND-COLOR: #ffffff; WIDTH: 9.71%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">58.0%</div>
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<td style="BACKGROUND-COLOR: #ffffff; WIDTH: 11.65%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">--</div>
</td>
<td style="BACKGROUND-COLOR: #ffffff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">5,162,277</div>
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<td style="BACKGROUND-COLOR: #ffffff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">--</div>
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<td style="BACKGROUND-COLOR: #ffffff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">5,162,277</div>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: -18pt; FONT-FAMILY: 'Times New Roman'; MARGIN-LEFT: 27pt; FONT-SIZE: 10pt">Third Security, LLC<sup style="vertical-align: text-top; line-height: 1; font-size: smaller">(1)</sup></div>
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<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">634,994</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 9.71%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">7.1%</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 11.65%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">634,994</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">--</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">634,994</div>
</td>
<td style="BACKGROUND-COLOR: #cceeff; WIDTH: 12.62%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">--</div>
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<div style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">The indicated shares are owned by various entities managed by Third Security, none of which beneficially owns more than 5.0% individually.</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CUSIP No. UO387J108</div>
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<div style="TEXT-ALIGN: right"><font style="FONT-STYLE: normal; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: normal" id="DSPFPageNumber">Page 6 of 7</font></div>
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<div style="TEXT-ALIGN: justify; TEXT-INDENT: 23.05pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Mr. Kirk could be deemed to have indirect beneficial ownership of the shares of Common Stock directly beneficially owned by Intrexon and those shares held by entities managed by Third Security.</div>

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<div style="TEXT-ALIGN: justify; TEXT-INDENT: 24.5pt"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">(c)</font>&#160;&#160;&#160;&#160;&#160; &#160;&#160;<font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Except as set forth in this Statement, none of the Reporting Persons have engaged in any transactions in the Common Stock in the past 60 days.</font></div>

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<div style="TEXT-ALIGN: left; TEXT-INDENT: 18pt"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">(d)-(e)</font>&#160;&#160;&#160; &#160;<font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Not Applicable</font></div>

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<div style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"><u>Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer</u></font>.</div>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: 23.1pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">The Reporting Persons&#8217; responses to Items 3, 4 and 5 are incorporated herein by reference.</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 7.</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold"><font style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt"><u>Material to be Filed as Exhibits</u></font>.</div>
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<div style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Joint Filing Agreement, dated as of July 26, 2017, by and among Mr. Kirk, Intrexon and Third Security</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">CUSIP No. UO387J108</div>
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<div style="TEXT-ALIGN: left; TEXT-INDENT: 23.1pt; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Date:&#160; July 26, 2017</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Randal J. Kirk</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">/s/ Randal J. Kirk</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Randal J. Kirk</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Chief Executive Officer</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold">THIRD SECURITY, LLC</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">/s/ Randal J. Kirk</div>
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<div style="FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Joint Filing Agreement, dated as of July 26, 2017, by and among Mr. Kirk, Intrexon and Third Security</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold"><u>Exhibit 1</u></div>

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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt; FONT-WEIGHT: bold"><u>Joint Filing Agreement</u></div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of AquaBounty Technologies, Inc., and further agree that this Joint Filing Agreement be included as an exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this agreement as of the 26<sup style="vertical-align: text-top; line-height: 1; font-size: smaller">th</sup> day of July, 2017.</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">/s/ Randal J. Kirk</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Randal J. Kirk</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Chief Executive Officer</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">/s/ Randal J. Kirk</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'; FONT-SIZE: 10pt">Randal J. Kirk</div>
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