<SEC-DOCUMENT>0001564590-21-031809.txt : 20210604
<SEC-HEADER>0001564590-21-031809.hdr.sgml : 20210604
<ACCEPTANCE-DATETIME>20210604170425
ACCESSION NUMBER:		0001564590-21-031809
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210603
ITEM INFORMATION:		Termination of a Material Definitive Agreement
FILED AS OF DATE:		20210604
DATE AS OF CHANGE:		20210604

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			MoSys, Inc.
		CENTRAL INDEX KEY:			0000890394
		STANDARD INDUSTRIAL CLASSIFICATION:	SEMICONDUCTORS & RELATED DEVICES [3674]
		IRS NUMBER:				770291941
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-32929
		FILM NUMBER:		21997253

	BUSINESS ADDRESS:	
		STREET 1:		2309 BERING DRIVE
		CITY:			SAN JOSE
		STATE:			CA
		ZIP:			95131
		BUSINESS PHONE:		408 418 7500

	MAIL ADDRESS:	
		STREET 1:		2309 BERING DRIVE
		CITY:			SAN JOSE
		STATE:			CA
		ZIP:			95131

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MONOLITHIC SYSTEM TECHNOLOGY INC
		DATE OF NAME CHANGE:	19960613
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>mosy-8k_20210603.htm
<DESCRIPTION>8-K
<TEXT>
<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd">
<html>
<head>
<title>
mosy-8k_20210603.htm
</title>
</head>
<!-- NG Converter v5.0.2.50 -->
<body>

<p style="line-height:4pt;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;text-indent:0%;font-size:4pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:6.5pt;">&nbsp;</p>
<p style="margin-top:4pt;text-align:center;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:12.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">UNITED STATES</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:12.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">SECURITIES AND EXCHANGE COMMISSION</p>
<p style="text-align:center;margin-top:0pt;line-height:14pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:12.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">Washington, D.C. 20549</p>
<p style="text-align:center;line-height:14pt;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-size:12.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">______________________</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="line-height:14pt;text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:12.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">FORM 8-K</p>
<p style="text-align:center;line-height:14pt;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-size:12.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">______________________</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:11.5pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">CURRENT REPORT</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-weight:bold;;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-weight:bold;;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0.65%;margin-right:1.13%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Date of Report (Date of earliest event Reported): June 3, 2021</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:12.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">MOSYS, INC.</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(Exact Name of Registrant as Specified in Charter)</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">000-32929</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(Commission File Number)</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:7pt;">&nbsp;</p>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse;  margin-left:1.25%;width:98.75%;">
<tr>
<td style="width:57.11%;"></td>
<td style="width:41.64%;"></td>
</tr>
<tr>
<td valign="top" >
<p style="text-align:center;margin-top:4pt;margin-bottom:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">Delaware</p></td>
<td valign="top" >
<p style="text-align:center;margin-top:4pt;margin-bottom:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">77-0291941</p></td>
</tr>
<tr>
<td valign="top" >
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:0pt;;margin-right:1.13%;text-indent:0pt;;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(State<font style="letter-spacing:-1.3pt;"> </font>or<font style="letter-spacing:-1.25pt;"> </font>Other<font style="letter-spacing:-1.3pt;"> </font>Jurisdiction<font style="letter-spacing:-1.25pt;"> </font>of<font style="letter-spacing:-1.3pt;"> </font>Incorporation)</p></td>
<td valign="top" >
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:0pt;;margin-right:1.13%;text-indent:0pt;;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(I.R.S. Employer Identification<font style="letter-spacing:-1.4pt;"> </font>Number)</p></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:12pt;">&nbsp;</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:9pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">2309 Bering Dr.</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">San Jose, California 95131</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(Address of principal executive offices, with zip code)</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:7pt;">&nbsp;</p>
<p style="text-align:center;margin-top:4pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">(408) 418-7500</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:1.25%;margin-right:0.75%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(Registrant's telephone number, including area code)</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:7pt;">&nbsp;</p>
<p style="margin-top:4pt;margin-bottom:0pt;margin-left:1.44%;margin-right:3.2%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Check<font style="letter-spacing:-0.6pt;"> </font>the<font style="letter-spacing:-0.55pt;"> </font>appropriate<font style="letter-spacing:-0.55pt;"> </font>box<font style="letter-spacing:-0.55pt;"> </font>below<font style="letter-spacing:-0.55pt;"> </font>if<font style="letter-spacing:-0.55pt;"> </font>the<font style="letter-spacing:-0.55pt;"> </font>Form<font style="letter-spacing:-0.55pt;"> </font><font style="letter-spacing:0.1pt;">8-K</font><font style="letter-spacing:-0.55pt;"> </font>filing<font style="letter-spacing:-0.55pt;"> </font>is<font style="letter-spacing:-0.55pt;"> </font>intended<font style="letter-spacing:-0.6pt;"> </font>to<font style="letter-spacing:-0.55pt;"> </font>simultaneously<font style="letter-spacing:-0.55pt;"> </font>satisfy<font style="letter-spacing:-0.55pt;"> </font>the<font style="letter-spacing:-0.55pt;"> </font>filing<font style="letter-spacing:-0.55pt;"> </font>obligation<font style="letter-spacing:-0.55pt;"> </font>of<font style="letter-spacing:-0.55pt;"> </font>the<font style="letter-spacing:-0.55pt;"> </font>registrant under any of the following<font style="letter-spacing:-0.5pt;"> </font>provisions:</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:2.69%;margin-right:24.62%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">[<font style="letter-spacing:2.6pt;"> </font>]<font style="letter-spacing:1.15pt;"> </font>Written<font style="letter-spacing:-0.85pt;"> </font>communications<font style="letter-spacing:-0.85pt;"> </font>pursuant<font style="letter-spacing:-0.9pt;"> </font>to<font style="letter-spacing:-0.85pt;"> </font>Rule<font style="letter-spacing:-0.9pt;"> </font>425<font style="letter-spacing:-0.85pt;"> </font>under<font style="letter-spacing:-0.9pt;"> </font>the<font style="letter-spacing:-0.85pt;"> </font>Securities<font style="letter-spacing:-0.85pt;"> </font>Act<font style="letter-spacing:-0.9pt;"> </font>(17<font style="letter-spacing:-0.85pt;"> </font>CFR<font style="letter-spacing:-0.9pt;"> </font>230.425) [  ]<font style="letter-spacing:1.15pt;"> </font>Soliciting<font style="letter-spacing:-0.85pt;"> </font>material<font style="letter-spacing:-0.85pt;"> </font>pursuant<font style="letter-spacing:-0.85pt;"> </font>to<font style="letter-spacing:-0.85pt;"> </font>Rule<font style="letter-spacing:-0.85pt;"> </font>14a-12<font style="letter-spacing:-0.9pt;"> </font>under<font style="letter-spacing:-0.85pt;"> </font>the<font style="letter-spacing:-0.85pt;"> </font>Exchange<font style="letter-spacing:-0.85pt;"> </font>Act<font style="letter-spacing:-0.85pt;"> </font>(17<font style="letter-spacing:-0.85pt;"> </font>CFR<font style="letter-spacing:-0.85pt;"> </font>240.14a-12)</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:2.69%;margin-right:7.14%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">[<font style="letter-spacing:2.35pt;"> </font>]<font style="letter-spacing:1.05pt;"> </font>Pre-commencement<font style="letter-spacing:-0.95pt;"> </font>communications<font style="letter-spacing:-0.95pt;"> </font>pursuant<font style="letter-spacing:-0.95pt;"> </font>to<font style="letter-spacing:-1pt;"> </font>Rule<font style="letter-spacing:-0.95pt;"> </font>14d-2(b)<font style="letter-spacing:-0.95pt;"> </font>under<font style="letter-spacing:-0.95pt;"> </font>the<font style="letter-spacing:-0.95pt;"> </font>Exchange<font style="letter-spacing:-0.95pt;"> </font>Act<font style="letter-spacing:-0.95pt;"> </font>(17<font style="letter-spacing:-0.95pt;"> </font>CFR<font style="letter-spacing:-0.95pt;"> </font>240.14d-2(b)) [<font style="letter-spacing:2.45pt;"> </font>]<font style="letter-spacing:1.15pt;"> </font>Pre-commencement<font style="letter-spacing:-0.9pt;"> </font>communications<font style="letter-spacing:-0.95pt;"> </font>pursuant<font style="letter-spacing:-0.9pt;"> </font>to<font style="letter-spacing:-0.9pt;"> </font>Rule<font style="letter-spacing:-0.95pt;"> </font>13e-4(c)<font style="letter-spacing:-0.9pt;"> </font>under<font style="letter-spacing:-0.95pt;"> </font>the<font style="letter-spacing:-0.9pt;"> </font>Exchange<font style="letter-spacing:-0.9pt;"> </font>Act<font style="letter-spacing:-0.95pt;"> </font>(17<font style="letter-spacing:-0.9pt;"> </font>CFR<font style="letter-spacing:-0.9pt;"> </font>240.13e-4(c))</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:10pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.44%;text-indent:0%;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Securities registered pursuant to Section 12(b) of the Act:</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:8.5pt;">&nbsp;</p>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse;  margin-left:1.58%;width:518.05pt;;">
<tr>
<td style="width:176.25pt;"></td>
<td style="width:166.25pt;"></td>
<td style="width:175.55pt;"></td>
</tr>
<tr style="height:9.85pt;">
<td valign="top"  style=" border-top:solid 0.75pt #000000; border-bottom:solid 0.75pt #000000; border-left:solid 0.75pt #000000; border-right:solid 0.75pt #000000;">
<p style="text-align:center;line-height:8pt;margin-bottom:0pt;margin-top:0pt;margin-left:13.05pt;;margin-right:2.26%;text-indent:0pt;;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Title of each class</p></td>
<td valign="top"  style=" border-top:solid 0.75pt #000000; border-bottom:solid 0.75pt #000000; border-left:solid 0.75pt #000000; border-right:solid 0.75pt #000000;">
<p style="text-align:center;line-height:8pt;margin-bottom:0pt;margin-top:0pt;margin-left:49.8pt;;margin-right:9.21%;text-indent:0pt;;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Trading Symbol(s)</p></td>
<td valign="top"  style=" border-top:solid 0.75pt #000000; border-bottom:solid 0.75pt #000000; border-left:solid 0.75pt #000000; border-right:solid 0.75pt #000000;">
<p style="text-align:center;line-height:8pt;margin-bottom:0pt;margin-top:0pt;margin-left:11.4pt;;margin-right:1.88%;text-indent:0pt;;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Name of each exchange on which registered</p></td>
</tr>
<tr style="height:9.85pt;">
<td valign="top"  style=" border-top:solid 0.75pt #000000; border-bottom:solid 0.75pt #000000; border-left:solid 0.75pt #000000; border-right:solid 0.75pt #000000;">
<p style="text-align:center;line-height:8pt;margin-bottom:0pt;margin-top:0pt;margin-left:13.05pt;;margin-right:2.44%;text-indent:0pt;;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Common Stock, par value $0.001 per share</p></td>
<td valign="top"  style=" border-top:solid 0.75pt #000000; border-bottom:solid 0.75pt #000000; border-left:solid 0.75pt #000000; border-right:solid 0.75pt #000000;">
<p style="text-align:center;line-height:8pt;margin-bottom:0pt;margin-top:0pt;margin-left:49.2pt;;margin-right:9.21%;text-indent:0pt;;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">MOSY</p></td>
<td valign="top"  style=" border-top:solid 0.75pt #000000; border-bottom:solid 0.75pt #000000; border-left:solid 0.75pt #000000; border-right:solid 0.75pt #000000;">
<p style="text-align:center;line-height:8pt;margin-bottom:0pt;margin-top:0pt;margin-left:10.8pt;;margin-right:1.88%;text-indent:0pt;;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">The Nasdaq Stock Market LLC</p></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:10pt;">&nbsp;</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:9pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.44%;text-indent:0%;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Indicate<font style="letter-spacing:0.2pt;"> </font>by<font style="letter-spacing:0.2pt;"> </font>check<font style="letter-spacing:0.2pt;"> </font>mark<font style="letter-spacing:0.2pt;"> </font>whether<font style="letter-spacing:0.2pt;"> </font>the<font style="letter-spacing:0.2pt;"> </font>registrant<font style="letter-spacing:0.2pt;"> </font>is<font style="letter-spacing:0.2pt;"> </font>an<font style="letter-spacing:0.2pt;"> </font>emerging<font style="letter-spacing:0.2pt;"> </font>growth<font style="letter-spacing:0.2pt;"> </font>company<font style="letter-spacing:0.2pt;"> </font>as<font style="letter-spacing:0.2pt;"> </font>defined<font style="letter-spacing:0.2pt;"> </font>in<font style="letter-spacing:0.25pt;"> </font>Rule<font style="letter-spacing:0.2pt;"> </font>405<font style="letter-spacing:0.2pt;"> </font>of<font style="letter-spacing:0.2pt;"> </font>the<font style="letter-spacing:0.2pt;"> </font>Securities<font style="letter-spacing:0.2pt;"> </font>Act<font style="letter-spacing:0.2pt;"> </font>of<font style="letter-spacing:0.2pt;"> </font>1933<font style="letter-spacing:0.2pt;"> </font>(17<font style="letter-spacing:0.2pt;"> </font>CFR</p>
<p style="margin-top:0pt;margin-bottom:0pt;margin-left:1.44%;text-indent:0%;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#167;230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR &#167;240.12b-2). </p>
<p style="margin-top:0pt;margin-bottom:0pt;margin-left:1.44%;text-indent:0%;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Emerging growth company [ ]</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:11.5pt;">&nbsp;</p>
<p style="margin-top:0pt;margin-bottom:0pt;margin-left:1.44%;margin-right:3.2%;text-indent:0.5%;font-size:8.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with&nbsp;&nbsp;any<font style="letter-spacing:0.1pt;"> </font>new<font style="letter-spacing:0.1pt;"> </font>or<font style="letter-spacing:0.15pt;"> </font>revised<font style="letter-spacing:0.1pt;"> </font>financial<font style="letter-spacing:0.15pt;"> </font>accounting<font style="letter-spacing:0.1pt;"> </font>standards<font style="letter-spacing:0.1pt;"> </font>provided<font style="letter-spacing:0.15pt;"> </font>pursuant<font style="letter-spacing:0.1pt;"> </font>to<font style="letter-spacing:0.15pt;"> </font>Section<font style="letter-spacing:0.1pt;"> </font>13(a)<font style="letter-spacing:0.1pt;"> </font>of<font style="letter-spacing:0.15pt;"> </font>the<font style="letter-spacing:0.1pt;"> </font>Exchange<font style="letter-spacing:0.15pt;"> </font>Act.<font style="letter-spacing:0.1pt;"> </font>[<font style="letter-spacing:0.5pt;"> </font>]</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:10pt;">&nbsp;</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<hr style="page-break-after:always;width:100%;">
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<p style="margin-top:4pt;margin-bottom:0pt;margin-left:1.69%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">Item 1.02.  <font style="font-weight:normal;Background-color:#FFFFFF;color:#000000;font-size:10pt;">Termination of a Material Definitive Agreement</font>.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:10pt;">&nbsp;</p>
<p style="margin-bottom:10pt;margin-top:0pt;margin-left:1.76%;text-indent:0%;color:#000000;font-size:10pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">As previously reported in the Current Report on Form 8-K dated May 7, 2020 by MoSys, Inc. (the &#8220;Company&#8221;), the Company received a $579,330 unsecured loan (the &#8220;PPP Loan&#8221;) under the Paycheck Protection Program, which was established under the U.S. government&#8217;s Coronavirus Aid, Relief, and Economic Security Act and is administered by the U.S. Small Business Administration (&#8220;SBA&#8221;). The PPP Loan to the Company was made through Wells Fargo Bank, N.A. (the &#8220;Lender&#8221;), and the Company entered into a Paycheck Protection Program Promissory Note and Agreement with the Lender evidencing the PPP Loan.</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.69%;text-indent:0%;color:#000000;font-size:10pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">On June 3, 2021, the Company received a notification from the Lender that the SBA approved MoSys&#8217; PPP Loan forgiveness application for the entire PPP Loan balance of $579,330 and that the remaining PPP Loan balance is zero.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:10pt;">&nbsp;</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:5pt;">&nbsp;</p>
<p style="margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<hr style="page-break-after:always;width:100%;">
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<p style="margin-top:3pt;margin-bottom:0pt;margin-left:44.44%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">SIGNATURE</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-weight:bold;;font-size:11pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.76%;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Pursuant<font style="letter-spacing:-1.3pt;"> </font>to<font style="letter-spacing:-1.3pt;"> </font>the<font style="letter-spacing:-1.3pt;"> </font>requirements<font style="letter-spacing:-1.3pt;"> </font>of<font style="letter-spacing:-1.3pt;"> </font>the<font style="letter-spacing:-1.3pt;"> </font>Securities<font style="letter-spacing:-1.25pt;"> </font>Exchange<font style="letter-spacing:-1.3pt;"> </font>Act<font style="letter-spacing:-1.3pt;"> </font>of<font style="letter-spacing:-1.3pt;"> </font>1934,<font style="letter-spacing:-1.3pt;"> </font>the<font style="letter-spacing:-1.3pt;"> </font>registrant<font style="letter-spacing:-1.25pt;"> </font>has<font style="letter-spacing:-1.3pt;"> </font>duly<font style="letter-spacing:-1.3pt;"> </font>caused<font style="letter-spacing:-1.3pt;"> </font>this<font style="letter-spacing:-1.3pt;"> </font>report<font style="letter-spacing:-1.3pt;"> </font>to<font style="letter-spacing:-1.25pt;"> </font>be<font style="letter-spacing:-1.3pt;"> </font>signed<font style="letter-spacing:-1.3pt;"> </font>on<font style="letter-spacing:-1.3pt;"> </font>its behalf by the undersigned hereunto duly<font style="letter-spacing:-0.7pt;"> </font>authorized.</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:50.75%;text-indent:0%;font-weight:bold;font-size:10.5pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">MOSYS, INC.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;;font-size:12pt;">&nbsp;</p>
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:100%;">
<tr>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:45.46%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:9.35pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Date: June 4, 2021</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:5.06%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:3.04%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">By:</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:46.44%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:underline;">/s/</font><font style="text-decoration:underline;letter-spacing:-1.7pt;"> </font><font style="text-decoration:underline;">James</font><font style="text-decoration:underline;letter-spacing:-1.7pt;"> </font><font style="text-decoration:underline;">W.</font><font style="text-decoration:underline;letter-spacing:-1.7pt;"> </font><font style="text-decoration:underline;">Sullivan</font></p></td>
</tr>
<tr>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:45.46%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:5.06%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="middle"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:3.04%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:10pt;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:46.44%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">James W.<font style="letter-spacing:-0.8pt;"> </font>Sullivan</p></td>
</tr>
<tr>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:45.46%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:5.06%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:3.04%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:10pt;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="bottom"  BGCOLOR="#FFFFFF" style="padding-left:0pt;padding-Right:0.75pt;padding-Top:0.75pt;padding-Bottom:0pt;width:46.44%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Vice President of Finance and Chief Financial Officer</p></td>
</tr>
</table></div>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-size:10.5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;">&nbsp;</p></body>
</html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
