# Filing Detail

Form S-1 - General form for registration of securities under the Securities Act of 1933:
SEC Accession No. 0001213900-24-114111
Filing Date
2024-12-31
Accepted
2024-12-31 17:12:34
Documents
35

Document Format Files

Seq | Description | Document | Type | Size
--- | --- | --- | --- | ---
1 | REGISTRATION STATEMENT | ea0214433-04.htm | S-1 | 6904827
2 | RESTATED CERTIFICATE OF INCORPORATION, DATED APRIL 22, 2005, AS AMENDED ON MAY 2 | ea021443304ex3-1_capst.htm | EX-3.1 | 148479
3 | AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK, DAT | ea021443304ex3-3_capst.htm | EX-3.3 | 34726
4 | CERTIFICATE OF DESIGNATION OF SERIES B CONVERTIBLE PREFERRED STOCK, DATED JULY 9 | ea021443304ex3-4_capst.htm | EX-3.4 | 109063
5 | AMENDED AND RESTATED WARRANT TO PURCHASE COMMON STOCK, DATED MARCH 20, 2020, ISS | ea021443304ex4-2_capst.htm | EX-4.2 | 65503
6 | THIRD AMENDMENT TO SECURITIES PURCHASE LOAN AND SECURITY AGREEMENT DATED MARCH 2 | ea021443304ex10-6_capst.htm | EX-10.6 | 21835
7 | FOURTH AMENDMENT TO SECURITIES PURCHASE LOAN AND SECURITY AGREEMENT DATED MARCH | ea021443304ex10-7_capst.htm | EX-10.7 | 26426
8 | TERMINATION OF SECURITIES PURCHASE, LOAN AND SECURITY AGREEMENT, DATED NOVEMBER | ea021443304ex10-8_capst.htm | EX-10.8 | 11935
9 | FOURTH AMENDED AND RESTATED OPERATING AGREEMENT OF TOTALSTONE, LLC, DATED MARCH | ea021443304ex10-10_capst.htm | EX-10.10 | 377582
10 | CONSENT AND FIRST AMENDMENT TO THE FOURTH AMENDED AND RESTATED OPERATING AGREEME | ea021443304ex10-11_capst.htm | EX-10.11 | 19235
11 | SECOND AMENDED AND RESTATED CREDIT AGREEMENT, DATED MARCH 8, 2023, BY AND BETWEE | ea021443304ex10-12_capst.htm | EX-10.12 | 381685
12 | CONSENT, WAIVER AND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT, D | ea021443304ex10-13_capst.htm | EX-10.13 | 58525
13 | NON-NEGOTIABLE SECURED SUBORDINATED PROMISSORY NOTE BY AND BETWEEN TOTALSTONE, L | ea021443304ex10-14_capst.htm | EX-10.14 | 48638
14 | NON-NEGOTIABLE SECURED SUBORDINATED CONTINGENT VALUE PROMISSORY NOTE BY AND BETW | ea021443304ex10-15_capst.htm | EX-10.15 | 55896
15 | BROOKSTONE PARTNERS IAC, INC. AMENDED AND RESTATED MANAGEMENT FEE AGREEMENT DATE | ea021443304ex10-16_capst.htm | EX-10.16 | 33239
16 | MANAGEMENT FEE AGREEMENT, DATED MARCH 27, 2020, BY AND BETWEEN TOTALSTONE, LLC A | ea021443304ex10-17_capst.htm | EX-10.17 | 28553
17 | AMENDMENT OF AMENDED AND RESTATED MANAGEMENT FEE AND TRANSACTION FEE AGREEMENT, | ea021443304ex10-18_capst.htm | EX-10.18 | 15669
18 | LIMITED PAYMENT GUARANTEE DATED MARCH 31, 2021, BETWEEN CAPSTONE THERAPEUTICS CO | ea021443304ex10-19_capst.htm | EX-10.19 | 41413
19 | LIPIMETIX DEVELOPMENT, INC. CONTINGENT VALUE RIGHTS AGREEMENT, DATED AUGUST 23, | ea021443304ex10-23_capst.htm | EX-10.23 | 335593
20 | SECOND AMENDED AND RESTATED PROMISSORY NOTE, DATED NOVEMBER 11, 2024, ISSUED BY | ea021443304ex10-24_capst.htm | EX-10.24 | 42404
21 | REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT BY AND AMONG TOTALSTONE, LLC, | ea021443304ex10-25_capst.htm | EX-10.25 | 675393
22 | AMENDMENTS TO REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT STILL IN EFFECT | ea021443304ex10-26_capst.htm | EX-10.26 | 464960
23 | SECOND AMENDED AND RESTATED REVOLVING CREDIT NOTE ISSUED BY TOTALSTONE, LLC AND | ea021443304ex10-27_capst.htm | EX-10.27 | 14384
24 | TERM NOTE ISSUED BY TOTALSTONE, LLC, NORTHEAST MASONRY DISTRIBUTORS, LLC, AND TO | ea021443304ex10-28_capst.htm | EX-10.28 | 16822
25 | SECOND AMENDED AND RESTATED PROMISSORY NOTE ISSUED BY CAPSTONE HOLDING CORP. TO | ea021443304ex10-29_capst.htm | EX-10.29 | 46358
26 | LIST OF SUBSIDIARIES | ea021443304ex21-1_capst.htm | EX-21.1 | 4162
27 | CONSENT OF GBQ PARTNERS LLC | ea021443304ex23-1_capst.htm | EX-23.1 | 2212
28 | CONSENT OF CHARLES DANA TO BE NAMED AS A DIRECTOR NOMINEE | ea021443304ex99-1_capst.htm | EX-99.1 | 2493
29 | CONSENT OF GORDON STROUT TO BE NAMED AS A DIRECTOR NOMINEE | ea021443304ex99-2_capst.htm | EX-99.2 | 2497
30 | CONSENT OF FREDRIC J. FELDMAN TO BE NAMED AS A DIRECTOR NOMINEE | ea021443304ex99-3_capst.htm | EX-99.3 | 2512
31 | CONSENT OF ELWOOD D. HOWSE TO BE NAMED AS A DIRECTOR NOMINEE | ea021443304ex99-4_capst.htm | EX-99.4 | 2513
32 | FILING FEE TABLE | ea021443304ex-fee_capst.htm | EX-FILING FEES | 16579
33 | GRAPHIC | ex23-1_001.jpg | GRAPHIC | 12482
34 | GRAPHIC | ex23-1_002.jpg | GRAPHIC | 7090
35 | GRAPHIC | timage_004.jpg | GRAPHIC | 462254
| Complete submission text file | 0001213900-24-114111.txt |  | 10677403

Mailing Address 5141 W. 122ND STREET ALSIP IL 60803
Business Address 5141 W. 122ND STREET ALSIP IL 60803 7083710660
Capstone Holding Corp. (Filer) CIK: 0000887151 (see all company filings)

EIN.: 860585310 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-284105 | Film No.: 241593724
SIC: 5030 Wholesale-Lumber & Other Construction Materials
(CF Office: 07 Trade & Services)