<SEC-DOCUMENT>0001213900-25-010833-index.html : 20250206 <SEC-HEADER>0001213900-25-010833.hdr.sgml : 20250206 <ACCEPTANCE-DATETIME>20250206120243 ACCESSION NUMBER: 0001213900-25-010833 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 15 FILED AS OF DATE: 20250206 DATE AS OF CHANGE: 20250206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Holding Corp. CENTRAL INDEX KEY: 0000887151 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 860585310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-284105 FILM NUMBER: 25596366 BUSINESS ADDRESS: STREET 1: 5141 W. 122ND STREET CITY: ALSIP STATE: IL ZIP: 60803 BUSINESS PHONE: 7083710660 MAIL ADDRESS: STREET 1: 5141 W. 122ND STREET CITY: ALSIP STATE: IL ZIP: 60803 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Therapeutics Corp. DATE OF NAME CHANGE: 20100521 FORMER COMPANY: FORMER CONFORMED NAME: ORTHOLOGIC CORP DATE OF NAME CHANGE: 19940211 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>ea0214433-08.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: ea0214433-08.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>ea021443308ex1-1_capst.htm <DESCRIPTION>FORM OF UNDERWRITING AGREEMENT <TEXT> Document 2 - file: ea021443308ex1-1_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.4 <SEQUENCE>3 <FILENAME>ea021443308ex3-4_capst.htm <DESCRIPTION>CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION <TEXT> Document 3 - file: ea021443308ex3-4_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.5 <SEQUENCE>4 <FILENAME>ea021443308ex3-5_capst.htm <DESCRIPTION>FORM OF CERTIFICATE OF DESIGNATION OF SERIES B PREFERRED STOCK <TEXT> Document 4 - file: ea021443308ex3-5_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>5 <FILENAME>ea021443308ex4-1_capst.htm <DESCRIPTION>FORM OF REPRESENTATIVE'S WARRANT <TEXT> Document 5 - file: ea021443308ex4-1_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>6 <FILENAME>ea021443308ex5-1_capst.htm <DESCRIPTION>OPINION OF LUCOSKY BROOKMAN LLP <TEXT> Document 6 - file: ea021443308ex5-1_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>7 <FILENAME>ea021443308ex10-1_capst.htm <DESCRIPTION>FORM OF INDEMNIFICATION AGREEMENT <TEXT> Document 7 - file: ea021443308ex10-1_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.30 <SEQUENCE>8 <FILENAME>ea021443308ex10-30_capst.htm <DESCRIPTION>FORM OF MASTER EXCHANGE AGREEMENT BY AND AMONG CAPSTONE HOLDING CORP., TOTALSTONE, LLC, AND TOTALSTONE'S CLASS B MEMBER <TEXT> Document 8 - file: ea021443308ex10-30_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.31 <SEQUENCE>9 <FILENAME>ea021443308ex10-31_capst.htm <DESCRIPTION>FORM OF SUBSCRIPTION AGREEMENT FOR PURCHASE OF SERIES B PREFERRED STOCK <TEXT> Document 9 - file: ea021443308ex10-31_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.32 <SEQUENCE>10 <FILENAME>ea021443308ex10-32_capst.htm <DESCRIPTION>EXECUTIVE EMPLOYMENT AGREEMENT BY AND BETWEEN CAPSTONE HOLDING CORP. AND MATTHEW LIPMAN <TEXT> Document 10 - file: ea021443308ex10-32_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>11 <FILENAME>ea021443308ex23-1_capst.htm <DESCRIPTION>CONSENT OF GBQ PARTNERS LLC <TEXT> Document 11 - file: ea021443308ex23-1_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-FILING FEES <SEQUENCE>12 <FILENAME>ea021443308ex-fee_capst.htm <DESCRIPTION>FILING FEE TABLE <TEXT> Document 12 - file: ea021443308ex-fee_capst.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>timage_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: timage_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ex5-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: ex5-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex23-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: ex23-1_001.jpg
</DOCUMENT> </SEC-DOCUMENT>