<SEC-DOCUMENT>0001654954-17-010823.txt : 20171116
<SEC-HEADER>0001654954-17-010823.hdr.sgml : 20171116
<ACCEPTANCE-DATETIME>20171116161315
ACCESSION NUMBER:		0001654954-17-010823
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20171116
FILED AS OF DATE:		20171116
DATE AS OF CHANGE:		20171116

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Sterling Erik
		CENTRAL INDEX KEY:			0001721647

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38299
		FILM NUMBER:		171208160

	MAIL ADDRESS:	
		STREET 1:		5505 KALANIANAOLE HWY
		CITY:			HONOLULU
		STATE:			HI
		ZIP:			96821

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Level Brands, Inc.
		CENTRAL INDEX KEY:			0001644903
		STANDARD INDUSTRIAL CLASSIFICATION:	PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
		IRS NUMBER:				473414576
		STATE OF INCORPORATION:			NC
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		4521 SHARON ROAD
		STREET 2:		SUITE 450
		CITY:			CHARLOTTE
		STATE:			NC
		ZIP:			28211
		BUSINESS PHONE:		704-807-4032

	MAIL ADDRESS:	
		STREET 1:		4521 SHARON ROAD
		STREET 2:		SUITE 450
		CITY:			CHARLOTTE
		STATE:			NC
		ZIP:			28211

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	LEVEL BEAUTY GROUP, INC.
		DATE OF NAME CHANGE:	20150611
</SEC-HEADER>
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<TYPE>3
<SEQUENCE>1
<FILENAME>section16.xml
<DESCRIPTION>PRIMARY DOCUMENT
<TEXT>
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<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0206</schemaVersion>

    <documentType>3</documentType>

    <periodOfReport>2017-11-16</periodOfReport>

    <noSecuritiesOwned>0</noSecuritiesOwned>

    <issuer>
        <issuerCik>0001644903</issuerCik>
        <issuerName>Level Brands, Inc.</issuerName>
        <issuerTradingSymbol>LEVB</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001721647</rptOwnerCik>
            <rptOwnerName>Sterling Erik</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>4521 SHARON ROAD</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 407</rptOwnerStreet2>
            <rptOwnerCity>CHARLOTTE</rptOwnerCity>
            <rptOwnerState>NC</rptOwnerState>
            <rptOwnerZipCode>28211</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>true</isDirector>
            <isTenPercentOwner>true</isTenPercentOwner>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common stock, par value $0.001 per share</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>166667</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By the Sterling Winters Living Trust</value>
                    <footnoteId id="F1"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common stock, par value $0.001 per share</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>866000</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By the Sterling Winters Living Trust as Manager</value>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <derivativeTable>
        <derivativeHolding>
            <securityTitle>
                <value>Restricted stock award</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <value>0.00</value>
            </conversionOrExercisePrice>
            <exerciseDate>
                <value>2018-01-01</value>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F3"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>common stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>40000</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </derivativeHolding>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">Shares held of record by the Sterling Winters Living Trust u/t/d/ December 10, 1993 (the &quot;Trust&quot;). Mr. Sterling is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. Mr. Sterling disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein. Additional information on these holdings are disclosed in a Schedule 13D filed by the Trust, Mr. Sterling as trustee and Mr. Jason Winters, as trustee of the Trust, with the SEC on November 16, 2017.</footnote>
        <footnote id="F2">Includes 583,000 shares held of record by IM1 Holdings, LLC (&quot;IM1 Holdings&quot;) and 283,000 shares held of record by record by EE1 Holdings LLC (&quot;EE1 Holdings&quot;).  The Trust is the manager and a member of both IM1 Holdings and EE1 Holdings.  Mr. Sterling, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings and EE1 Holdings.  Mr. Sterling disclaims beneficial ownership of the securities held of record by IM1 Holdings and EE1 Holdings except to the extent of his pecuniary interest therein. Additional information on these holdings are disclosed in a Schedule 13D filed by the Trust, Mr. Sterling as trustee of the Trust and Mr. Jason Winters as a trustee of the Trust with the SEC on November 16, 2017</footnote>
        <footnote id="F3">none</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Mark S. Elliott, Attorney-in-Fact</signatureName>
        <signatureDate>2017-11-16</signatureDate>
    </ownerSignature>
</ownershipDocument>
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<DOCUMENT>
<TYPE>EX-24
<SEQUENCE>2
<FILENAME>levb_ex24.htm
<DESCRIPTION>POWER OF ATTORNEY
<TEXT>
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EXHIBIT 24</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING
OBLIGATIONS</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Know
all by these presents, that the undersigned hereby constitutes and
appoints Mark S. Elliott acting singly and with full power of
substitution, the undersigned&#x2019;s true and lawful
attorney-in-fact to:</font></div>
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<div style="display: table-cell; width: 24px;"><font style="font-family: Times New Roman; font-size: 13px;">1.</font></div>
<div style="text-align: justify; display: table-cell; margin-left: 0px; text-indent: 0px; margin-right: 0px;">
<font style="font-family: Times New Roman; font-size: 13px;">execute for and on
behalf of the undersigned, in the undersigned&#x2019;s capacity as
an officer or director or both of Level Brands, Inc. (the
&#x201C;<font style="font-weight: bold;">Company</font> &#x201D;),
Forms 3, 4 and 5 (and any amendments thereto) in accordance with
Section 16(a) of the Securities Exchange Act of 1934, as amended
(the &#x201C;<font style="font-weight: bold;">Exchange
Act</font>&#x201D;), and the rules thereunder;</font></div>
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<div style="display: table-cell; width: 24px;"><font style="font-family: Times New Roman; font-size: 13px;">2.</font></div>
<div style="text-align: justify; display: table-cell; margin-left: 0px; text-indent: 0px; margin-right: 0px;">
<font style="font-family: Times New Roman; font-size: 13px;">do and
perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form
3, 4 or 5, complete and execute any amendments thereto, and timely
file such form with the U.S. Securities and Exchange Commission
(the &#x201C;<font style="font-weight: bold;">SEC</font> &#x201D;)
and any securities exchange or similar authority, including without
limitation the filing of a Form ID or any other documents necessary
or appropriate to enable the undersigned to file the Forms 3, 4 and
5 electronically with the SEC; and</font></div>
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<div style="display: table-cell; width: 24px;"><font style="font-family: Times New Roman; font-size: 13px;">3.</font></div>
<div style="text-align: justify; display: table-cell; margin-left: 0px; text-indent: 0px; margin-right: 0px;">
<font style="font-family: Times New Roman; font-size: 13px;">take
any other action in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best
interest of, or legally required by or for, the undersigned, it
being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this
Limited Power of Attorney shall be in such form and shall contain
such information and disclosure as such attorney-in-fact may
approve in such attorney-in-fact&#x2019;s discretion.</font></div>
</div>
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<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">The
undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever
required, necessary or proper to be done in the exercise of any of
the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact&#x2019;s substitute or substitutes, shall lawfully
do or cause to be done by virtue of this Limited Power of Attorney
and the rights and powers herein granted.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">The
undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request and on the behalf of the
undersigned, is not assuming, nor is the Company assuming, any of
the undersigned&#x2019;s responsibilities to comply with, or any
liability for the failure to comply with, any provision of Section
16 of the Exchange Act.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">This
Limited Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4 or 5
with respect to the undersigned&#x2019;s holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to each of
the foregoing attorneys-in-fact.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold">
IN WITNESS WHEREOF</font>, the undersigned has caused this Power of
Attorney to be executed as of this 7th day of November,
2017.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">/s/
Erik Sterling</font></div>
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