144 1 ycbd_144.htm 144 template_144.htm
 
 
UNITED STATES
OMB APPROVAL
 
SECURITIES AND EXCHANGE COMMISSION
OMB Number: 3235-0101
 
Washington, D.C. 20549
Expires: June 31, 2023
 
FORM 144
Estimated average burden
hours per response ........... 1.00
 
NOTICE OF PROPOSED SALE OF SECURITIES
SEC USE ONLY
 
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
DOCUMENT SEQUENCE NO.
 
 

CUSIP NUMBER
 
WORK LOCATION
 
 
ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

 
1 (a) NAME OF ISSUER (Please type or print)
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
cbdMD, Inc.
47-3414576 
001-38299
1 (d) ADDRESS OF ISSUER (Street, City, State, Zip Code)
(e) TELEPHONE NO.
8845 Red Oak Blvd. Charlotte, NC 28217

704                        445-6060
AREA CODE       NUMBER
 
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
(b) IRS IDENT. NO.
(c) RELATIONSHIP TO ISSUER
(d) ADDRESS (Street. City, State, Zip Code)
Bakari Sellers
 
Director 
c/o 8845 Red Oak Blvd. Charlotte, NC 28217
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 


SEC USE ONLY





3 (a)

 
Title of the Class of Securities To be sold
(b)
 
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
 
Broker-Dealer
File Number
(c)
Number of Shares or Other Units To Be Sold
(See instr. 3(c))
(d)
Aggregate
Market
Value
(See instr. 3(d))
(e)
Number of Shares or Other Units Outstanding
(See instr. 3(e))
(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
(g)
Name of Each Securities
Exchange
(See instr. 3(g))
Common Stock
Think Equity, a division of Fordham Financial Management, Inc. 
17 State Street
22nd Floor
New York, NY 10004 
 
12,531
44,610
52,105,648
08/14/20
NYSE AMERICAN
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
1       (a)  Name of issuer
  (b)  Issuer’s I.R.S. Identification Number
  (c)  Issuer’s S.E.C. file number, if any
  (d)  Issuer’s address, including zip code
  (e)  Issuer’s telephone number, including area code
 
2.      (a)  Name of person for whose account the securities are to be sold
  (b)  Such person’s I.R.S. identification number, if such person is an entity
  (c)  Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
  (d)  Such person’s address, including zip code
 
3.      (a)  Title of the class of securities to be sold
  (b)  Name and address of each broker through whom the securities are intended to be sold
  (c)  Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d)  Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
  (e)  Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
  (f)  Approximate date on which the securities are to be sold
  (g)  Name of each securities exchange, if any, on which the securities are intended to be sold
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
 
 
 
 
 
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of the Class

Date you Acquired
Name of Acquisition Transaction
Name of Person from Whom Acquired (If gift, also give date donor acquired)

Amount of Securities Acquired
Date of Payment
 
Nature of Payment
 
 
 
 
 
 
 
Common Stock  
1/14/2020
Purchased in a follow-on public offering
cbdMD, Inc.
10,000
1/14/2020
Cash
Common Stock  
9/30/2017
Director Compensation
cbdMD, Inc
2,531
10/10/2017
Served as Director
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
 
 
 
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of Securities Sold
Gross Proceeds
None 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
REMARKS:
 
 
 
 
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
 
8/12/2020 
 
 /s/ Bakari Sellers
 

 DATE OF NOTICE

(SIGNATURE)
 

   

 
 

   

 
 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1 

 
 
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)