<SEC-DOCUMENT>0001477932-18-005125.txt : 20181101
<SEC-HEADER>0001477932-18-005125.hdr.sgml : 20181101
<ACCEPTANCE-DATETIME>20181101083101
ACCESSION NUMBER:		0001477932-18-005125
CONFORMED SUBMISSION TYPE:	6-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20181101
FILED AS OF DATE:		20181101
DATE AS OF CHANGE:		20181101

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Dunxin Financial Holdings Ltd
		CENTRAL INDEX KEY:			0001499494
		STANDARD INDUSTRIAL CLASSIFICATION:	APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			E9

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-34958
		FILM NUMBER:		181152141

	BUSINESS ADDRESS:	
		STREET 1:		6/F., BUILDING 1
		STREET 2:		NO. 181 DONGHU ROAD, WUCHANG DISTRICT
		CITY:			WUHAN CITY, HUBEI PROVINCE
		STATE:			F4
		ZIP:			361000
		BUSINESS PHONE:		86 1365 5939 932

	MAIL ADDRESS:	
		STREET 1:		6/F., BUILDING 1
		STREET 2:		NO. 181 DONGHU ROAD, WUCHANG DISTRICT
		CITY:			WUHAN CITY, HUBEI PROVINCE
		STATE:			F4
		ZIP:			361000

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	China Xiniya Fashion Ltd
		DATE OF NAME CHANGE:	20100818
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>dxf_6k.htm
<DESCRIPTION>FORM 6-K
<TEXT>
<html><head><title>dxf_6k.htm</title><!--Document Created by EDGARMaster--></head><BODY spellcheck="true" style="text-align:justify;font:10pt TIMES NEW ROMAN;margin:0px 7%"><p style="MARGIN: 0px" align="center"> <table style="FONT-SIZE: 1px" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td> <div style="HEIGHT: 4px; WIDTH: 100%; BACKGROUND: #000000; MARGIN: 0px 0px 2px" name="hrule"></div> <div style="HEIGHT: 2px; WIDTH: 100%; BACKGROUND: #000000" name="hrule"></div></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b><font size="3">UNITED STATES </font></b></p> <p style="MARGIN: 0px" align="center"><b><font size="3">SECURITIES AND EXCHANGE COMMISSION </font></b></p> <p style="MARGIN: 0px" align="center"><b><font size="3">Washington, D.C. 20549 </font></b></p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b><font size="5">Form 6-K </font></b></p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE </b></p> <p style="MARGIN: 0px" align="center"><b>SECURITIES EXCHANGE ACT OF 1934 </b></p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center">For the month of <b>November, 2018</b></p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center">Commission file number: <u><b>001-34958</b></u></p> <p style="MARGIN: 0px">&nbsp;</p> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="65%" align="center" border="0"> <tr height="15"> <td style="BORDER-BOTTOM: 1px solid" width="100%"> <p style="MARGIN: 0px" align="center"><b><font size="5">DUNXIN FINANCIAL HOLDINGS LIMITED</font></b></p></td></tr></table> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>6/F., Block 1, Hubei Daily Cultural and Creative Industry Park, </b></p> <p style="MARGIN: 0px" align="center"><b>181 Donghu Road, Wuchang District, </b></p> <p style="MARGIN: 0px" align="center"><b>Wuhan City, Hubei Province, 430000</b></p> <p style="MARGIN: 0px" align="center"><u><b>People&#8217;s Republic of China </b></u></p> <p style="MARGIN: 0px" align="center">(Address of Principal Executive Offices)</p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. </p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center">Form 20-F <font face="Wingdings">x </font>Form 40-F <font face="Wingdings"><font style="FONT-FAMILY: Wingdings">&#168;</font> </font></p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulations S-T Rule 101(b)(1): <font face="Wingdings"><font style="FONT-FAMILY: Wingdings">&#168;</font> </font></p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulations S-T Rule 101(b)(7): <font face="Wingdings"><font style="FONT-FAMILY: Wingdings">&#168;</font> </font></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table style="FONT-SIZE: 1px" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td> <div style="HEIGHT: 2px; WIDTH: 100%; BACKGROUND: #000000; MARGIN: 0px 0px 2px" name="hrule"></div> <div style="HEIGHT: 4px; WIDTH: 100%; BACKGROUND: #000000" name="hrule"></div></td></tr></table></p> <p style="MARGIN: 0px"> <table class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td class="hpbhr">&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr> <tr> <td> <div style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px"></div>&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr></table></p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>EXHIBIT INDEX</b></p> <p style="MARGIN: 0px">&nbsp;</p> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr height="15"> <td style="BORDER-BOTTOM: black 1px solid" valign="top" width="8%"> <p style="MARGIN: 0px"><b>Exhibit No.</b></p></td> <td valign="top" width="2%"></td> <td style="BORDER-BOTTOM: black 1px solid" valign="top"> <p style="MARGIN: 0px"><b>Description of Document</b></p></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td> <p style="MARGIN: 0px">&nbsp;</p></td></tr> <tr height="15" bgcolor="#cceeff"> <td valign="top"> <p style="MARGIN: 0px"><a href="dxf_ex991.htm">99.1 </a></p></td> <td></td> <td valign="top"> <p style="MARGIN: 0px"><a href="dxf_ex991.htm">Press release dated November 1, 2018, Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 10, 2018.</a></p></td></tr></table> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table id="pagebreak22ea3074-f8d3-4fa6-a6dc-23299504ba6a" class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td class="hpbhr">&nbsp;</td></tr> <tr> <td style="BORDER-BOTTOM: black 1px solid"> <p style="MARGIN: 0px" align="center">2</p></td></tr> <tr> <td> <div style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px"></div>&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>SIGNATURE</b></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px; TEXT-INDENT: 45px" align="justify">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.</p> <p style="MARGIN: 0px">&nbsp;</p> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr height="15"> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td colspan="2"> <p style="MARGIN: 0px"><b>Dunxin Financial Holdings Limited</b></p></td> <td></td></tr> <tr height="15"> <td width="50%"></td> <td width="5%"></td> <td width="35%"></td> <td width="10%"> <p style="MARGIN: 0px">&nbsp;</p></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">Date: November 1, 2018</p></td> <td> <p style="MARGIN: 0px">By:</p></td> <td style="BORDER-BOTTOM: 1px solid"> <p style="MARGIN: 0px"><i>/s/ Ricky Qizhi Wei</i><i></i></p></td> <td></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td> <p style="MARGIN: 0px">Name:</p></td> <td> <p style="MARGIN: 0px">Mr Ricky Qizhi Wei</p></td> <td></td></tr> <tr height="15"> <td> <p style="MARGIN: 0px">&nbsp;</p></td> <td> <p style="MARGIN: 0px">Title:</p></td> <td> <p style="MARGIN: 0px">Chief Executive Officer</p></td> <td></td></tr></table> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid"> <p style="MARGIN: 0px" align="center">3</p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p></BODY><!--Document Created by EDGARMaster--></html>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>dxf_ex991.htm
<DESCRIPTION>PRESS RELEASE
<TEXT>
<html><head><title>dun_ex991.htm</title><!--Document Created by EDGARMaster--></head><BODY spellcheck="true" style="text-align:justify;font:10pt TIMES NEW ROMAN;margin:0px 7%"><p style="MARGIN: 0px" align="right"><b>EXHIBIT 99.1</b></p> <p style="MARGIN: 0px" align="center">&nbsp;</p> <p style="MARGIN: 0px" align="center"><b>Dunxin </b><b>Financial Holdings </b><b>Limited</b><b> to Hold Annual General Meeting on </b><b>December 10</b><b>, 201</b><b>8</b></p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">WUHAN, HUBEI, China, November 1, 2018 &#8211; Dunxin Financial Holdings Limited (&#8220;Dunxin&#8221; or the &#8220;Company&#8221; NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced that it will hold its 2018 Annual General Meeting (&#8220;AGM&#8221;) of shareholders on Monday, December 10, 2018 at 10:00 a.m. Beijing time. The meeting will be held at the Company&#8217;s office at 6/F, Block 1, Hubei Daily Cultural and Creative Industrial Park, 181 Donghu Road, Wuchang District, Wuhan, the People&#8217;s Republic of China. </p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px">The notice of the AGM of shareholders is available on the Company&#8217;s website at http://www.dunxin.us/.</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify">No proposal will be submitted for shareholder approval at the AGM. Instead, the AGM will serve as an open forum for shareholders and beneficial owners of the Company&#8217;s American Depositary Shares (&#8220;ADSs&#8221;) to discuss Company affairs with the management team. </p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Shareholders and ADS holders may obtain a copy of the Company's annual report on Form 20-F, free of charge, from our website at http://www.dunxin.us/irwebsite/, or by e-mailing to the Company&#8217;s Chief Financial Officer, Mr. Chee Jiong Ng, at cfo@dunxin.us or the Company&#8217;s Investor Relation Manager, Ms. Claire Chen, at ir@dunxin.us.</p> <p style="MARGIN: 0px" align="left">&nbsp;&nbsp;</p> <p style="MARGIN: 0px"><b>Safe</b><b> Harbor</b><b> Statement</b></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify">This news release contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology such as &#8220;will,&#8221; &#8220;expects,&#8221; &#8220;anticipates,&#8221; &#8220;future,&#8221; &#8220;intends,&#8221; &#8220;plans,&#8221; &#8220;believes,&#8221; &#8220;estimates,&#8221; &#8220;target,&#8221; &#8220;going forward,&#8221; &#8220;outlook&#8221; and similar statements. Such statements are based upon management&#8217;s current expectations and current market and operating conditions, and relate to events that involve known or unknown risks, uncertainties and other factors, all of which are difficult to predict and many of which are beyond the Company&#8217;s control, which may cause the Company&#8217;s actual results, performance or achievements to differ materially from those in the forward-looking statements. Further information regarding these and other risks, uncertainties or factors is included in the Company&#8217;s filings with the U.S. Securities and Exchange Commission. The Company does not undertake any obligation to update any forward-looking statement as a result of new information, future events or otherwise, except as required under law.</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px"> <table id="pagebreak5882cdbe-5b44-45f1-9e25-7b30b47c4841" class="pagebreak" style="FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cellpadding="0" width="100%" border="0"> <tr> <td class="hpbhr">&nbsp;</td></tr> <tr> <td style="BORDER-BOTTOM: black 1px solid"> <p style="MARGIN: 0px" align="center">1</p></td></tr> <tr> <td> <div style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px"></div>&nbsp;</td></tr> <tr> <td>&nbsp;</td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px" align="justify"><b>About Dunxin Financial Holdings Limited </b></p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">Dunxin Financial Holdings Limited (&#8220;DXF&#8221;) is one of the leading licensed microfinance lenders in Hubei Province, China. We have been granted a microfinance license by the Financial Affairs Office of the Hubei Provincial People&#8217;s Government to provide loans to individuals, small and medium-sized enterprises. We were awarded as the Vice President Unit of China Micro-credit Companies Association under the China Banking Regulatory Commission in January 2017 and the President Unit of Hubei Micro-credit Company Association in December 2017. In 2016, we were recognized as a &#8220;National Excellent Microfinance Company&#8221; by China Micro-credit Companies Association. We have been named one of the &#8220;Top 100 Most Competitive Microfinance Companies in China&#8221; by China Microfinance Institution Association for four consecutive years since 2013, an &#8220;AA- Credit Rating Enterprise&#8221; by China Credit Management Co., Ltd in August 2017, and a &#8220;Top 10 Private Enterprises in Wuchang District, Wuhan City&#8221; by the People&#8217;s Government of Wuchang District in July 2017. The Group has a strong capital base and professional credit business experience in microfinance industry. For more information, please visit the Company&#8217;s website at www.dunxin.us.</p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">For additional information, please contact: </p> <p style="MARGIN: 0px" align="justify">Dunxin Financial Holdings Limited </p> <p style="MARGIN: 0px" align="justify">Ms. Claire Chen</p> <p style="MARGIN: 0px" align="justify">Telephone: +86 (27) 8856 9957</p> <p style="MARGIN: 0px" align="justify">Email: ir@dunxin.us</p> <p style="MARGIN: 0px" align="justify">&nbsp;</p> <p style="MARGIN: 0px" align="justify">ICR Inc.</p> <p style="MARGIN: 0px" align="justify">Jack Wang</p> <p style="MARGIN: 0px" align="justify">Telephone: +1(646)809-7902</p> <p style="MARGIN: 0px" align="justify">Email: ir@dunxin.us</p> <p style="MARGIN: 0px 0px 0px 0in" align="left">&nbsp;</p> <p style="MARGIN: 0px">&nbsp;</p> <p style="MARGIN: 0px 0px 0px 0in" align="left"> <table style="TEXT-ALIGN: justify; FONT: 10pt TIMES NEW ROMAN" cellspacing="0" cols="1" cellpadding="0" width="100%" align="center" border="0"> <tr> <td style="BORDER-BOTTOM: black 1px solid"> <p style="MARGIN: 0px" align="center">2</p></td></tr></table></p> <p style="MARGIN: 0px">&nbsp;</p></BODY><!--Document Created by EDGARMaster--></html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
