6-K 1 dxf_6k.htm FORM 6-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of December 2021

Commission file number: 001-34958

DUNXIN FINANCIAL HOLDINGS LIMITED

23th Floor, Lianfa International Building,

No. 128 Xudong Road, Wuchang District,

Wuhan City, Hubei Province, 430063

People’s Republic of China

(Address of Principal Executive Offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulations S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulations S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No. |  | Description of Document
99.1 |  | Notice of Annual General Meeting of Shareholders of the Company
99.2 |  | Proxy Statement for 2021 Annual General Meeting of Shareholders of the Company
99.3 |  | Form of Proxy Card for 2021 Annual General Meeting of Shareholders of the Company
99.4 |  | Press release dated December 9, 2021, Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 30, 2021
99.5 |  | Depositary Notice to Holders of American Depositary Shares
99.6 |  | Voting Instruction Card for American Depositary Shares

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| Dunxin Financial Holdings Limited |
Date: December 9, 2021 | By: | /s/ Ricky Qizhi Wei |
| Name: | Ricky Qizhi Wei |
| Title: | Chairman and Chief Executive Officer |

3