<SEC-DOCUMENT>0001683168-17-000627-index.html : 20170322 <SEC-HEADER>0001683168-17-000627.hdr.sgml : 20170322 <ACCEPTANCE-DATETIME>20170322090509 ACCESSION NUMBER: 0001683168-17-000627 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20170322 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170322 DATE AS OF CHANGE: 20170322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 17705766 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>aethlon_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: aethlon_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>aethlon_ex0401.htm <DESCRIPTION>FORM OF WARRANT AGREEMENT <TEXT> Document 2 - file: aethlon_ex0401.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>3 <FILENAME>aethlon_ex0501.htm <DESCRIPTION>OPINION <TEXT> Document 3 - file: aethlon_ex0501.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>aethlon_ex1001.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT <TEXT> Document 4 - file: aethlon_ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>aethlon_ex1002.htm <DESCRIPTION>ENGAGEMENT LETTER <TEXT> Document 5 - file: aethlon_ex1002.htm
</DOCUMENT> </SEC-DOCUMENT>