<SEC-DOCUMENT>0001683168-19-003664-index.html : 20191115 <SEC-HEADER>0001683168-19-003664.hdr.sgml : 20191115 <ACCEPTANCE-DATETIME>20191114212602 ACCESSION NUMBER: 0001683168-19-003664 CONFORMED SUBMISSION TYPE: S-1 PUBLIC DOCUMENT COUNT: 11 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: S-1 SEC ACT: 1933 Act SEC FILE NUMBER: 333-234712 FILM NUMBER: 191222224 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 </SEC-HEADER> <DOCUMENT> <TYPE>S-1 <SEQUENCE>1 <FILENAME>aethlon_s1.htm <DESCRIPTION>FORM S-1 <TEXT> Document 1 - file: aethlon_s1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>aethlon_ex-0101.htm <DESCRIPTION>FORM OF UNDERWRITING AGREEMENT <TEXT> Document 2 - file: aethlon_ex-0101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.13 <SEQUENCE>3 <FILENAME>aethlon_ex-0413.htm <DESCRIPTION>PREFUNDED COMMON STOCK PURCHASE WARRANT <TEXT> Document 3 - file: aethlon_ex-0413.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.14 <SEQUENCE>4 <FILENAME>aethlon_ex-0414.htm <DESCRIPTION>UNDERWRITER COMMON STOCK PURCHASE WARRANT <TEXT> Document 4 - file: aethlon_ex-0414.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>aethlon_ex-0501.htm <DESCRIPTION>BROWNSTEIN HYATT FARBER SCHRECK, LLP <TEXT> Document 5 - file: aethlon_ex-0501.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.2 <SEQUENCE>6 <FILENAME>aethlon_ex-0502.htm <DESCRIPTION>OPINION OF COOLEY LLP <TEXT> Document 6 - file: aethlon_ex-0502.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.27 <SEQUENCE>7 <FILENAME>aethlon_ex-1027.htm <DESCRIPTION>ASSIGNMENT AGREEMENT <TEXT> Document 7 - file: aethlon_ex-1027.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>8 <FILENAME>aethlon_ex-2301.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 8 - file: aethlon_ex-2301.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>cooleylogo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: cooleylogo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: image_002.jpg
</DOCUMENT> </SEC-DOCUMENT>