<SEC-DOCUMENT>0001683168-19-003944-index.html : 20191211 <SEC-HEADER>0001683168-19-003944.hdr.sgml : 20191211 <ACCEPTANCE-DATETIME>20191210211107 ACCESSION NUMBER: 0001683168-19-003944 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 11 FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-234712 FILM NUMBER: 191278818 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>aethlon_s1a1.htm <DESCRIPTION>AMENDMENT #1 TO FORM S-1 <TEXT> Document 1 - file: aethlon_s1a1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>3 <FILENAME>aethlon_ex0101.htm <DESCRIPTION>FORM OF UNDERWRITING AGREEMENT <TEXT> Document 3 - file: aethlon_ex0101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.13 <SEQUENCE>4 <FILENAME>aethlon_ex0413.htm <DESCRIPTION>FORM OF PREFUNDED COMMON STOCK PURCHASE WARRANT <TEXT> Document 4 - file: aethlon_ex0413.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.14 <SEQUENCE>5 <FILENAME>aethlon_ex0414.htm <DESCRIPTION>FORM OF COMMON STOCK PURCHASE WARRANT <TEXT> Document 5 - file: aethlon_ex0414.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.15 <SEQUENCE>6 <FILENAME>aethlon_ex0415.htm <DESCRIPTION>FORM OF UNDERWRITER COMMON STOCK PURCHASE WARRANT <TEXT> Document 6 - file: aethlon_ex0415.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>7 <FILENAME>aethlon_ex0501.htm <DESCRIPTION>LEGAL OPINION <TEXT> Document 7 - file: aethlon_ex0501.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.2 <SEQUENCE>8 <FILENAME>aethlon_ex0502.htm <DESCRIPTION>COOLEY OPINION <TEXT> Document 8 - file: aethlon_ex0502.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>9 <FILENAME>aethlon_ex2301.htm <DESCRIPTION>AUDITOR'S CONSENT <TEXT> Document 9 - file: aethlon_ex2301.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: image_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ex5logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: ex5logo.jpg
</DOCUMENT> </SEC-DOCUMENT>