<SEC-DOCUMENT>0001213900-19-014082-index.html : 20190731 <SEC-HEADER>0001213900-19-014082.hdr.sgml : 20190731 <ACCEPTANCE-DATETIME>20190731061305 ACCESSION NUMBER: 0001213900-19-014082 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 20190729 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190731 DATE AS OF CHANGE: 20190731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 19987247 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k072919_sgblocksinc.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k072919_sgblocksinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>f8k072919ex1-1_sgblocks.htm <DESCRIPTION>UNDERWRITING AGREEMENT <TEXT> Document 2 - file: f8k072919ex1-1_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>f8k072919ex4-1_sgblocks.htm <DESCRIPTION>FORM OF WARRANT <TEXT> Document 3 - file: f8k072919ex4-1_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>f8k072919ex5-1_sgblocks.htm <DESCRIPTION>OPINION OF THOMPSON HINE LLP <TEXT> Document 4 - file: f8k072919ex5-1_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>f8k072919ex99-1_sgblocks.htm <DESCRIPTION>PRESS RELEASE, DATED JULY 29, 2019 <TEXT> Document 5 - file: f8k072919ex99-1_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>6 <FILENAME>f8k072919ex99-2_sgblocks.htm <DESCRIPTION>PRESS RELEASE, DATED JULY 29, 2019 <TEXT> Document 6 - file: f8k072919ex99-2_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex5-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: ex5-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ex5-1_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: ex5-1_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>image_002.gif <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: image_002.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image_003.gif <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: image_003.gif
</DOCUMENT> </SEC-DOCUMENT>