6-K 1 tsm-6k_20191125.htm 6-K tsm-6k_20191125.htm

 

 

1934 Act Registration No. 1-14700                             

 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

_________________________

 

FORM 6-K

_________________________

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of November 2019

_________________________

Taiwan Semiconductor Manufacturing Company Ltd.

(Translation of Registrant’s Name Into English)

_________________________

No. 8, Li-Hsin Rd. 6,

Hsinchu Science Park,

Taiwan

(Address of Principal Executive Offices)

_________________________

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

Form 20-F Form 40-F

(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to

the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

Yes No

(If “Yes” is marked, indicated below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82: _______.)

 


 


 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

 

 

 

 

Taiwan Semiconductor Manufacturing Company Ltd.

Date:

November 25, 2019

By

/s/ Wendell Huang

 

 

 

Wendell Huang

 

 

 

Vice President & Chief Financial Officer

 

 

 

 


 

Taiwan Semiconductor Manufacturing Company Limited

 

 

This is to report 1) the changes in the shareholdings of our directors, executive officers and shareholders who own more than 10% of total outstanding common shares of Taiwan Semiconductor Manufacturing Company Ltd. (The Company; "TSMC") (NYSE:TSM); 2) the changes in the pledge and clear of pledge of TSMC common shares by our directors, executive officers and shareholders who own more than 10% of total outstanding common shares of TSMC; 3) the acquisition of assets by TSMC and 4) the disposition of assets by TSMC for the month of October 2019.

 

1. The changes in the shareholdings of our board directors, executive officers and shareholders who own more than 10% of total outstanding common shares:

 

Title

 

Name

 

Number of shares held as of

 

Changes

 

 

9/30/2019

 

10/31/2019

 

Senior Vice President

 

Wei-Jen Lo

 

1,444,127

 

1,441,127

 

(3,000)

Senior Vice President

 

J.K. Lin

 

13,591,405

 

13,637,405

 

46,000

Vice President

 

Cliff Hou

 

422,141

 

422,816

 

675

Vice President and Chief Financial Officer

 

Wendell Huang

 

1,651,321

 

1,651,331

 

   10

Note: Shareholdings include shares held by the related parties.


 


 

2.  The changes in the pledge of TSMC common shares by our board directors, executive officers and shareholders who own more than 10% of total outstanding common shares:

 

Title

 

Name

 

Number of shares pledged as of

 

Changes

 

 

9/30/2019

 

10/31/2019

 

Vice President and General Counsel

 

Sylvia Fang

 

310,000

 

200,000

 

(110,000)

 

 

3.  The acquisition of assets:

(1) Machinery and facility equipment; facility and construction: NT$33.3 billion.

(2) Fixed-income investment: NT$21.1 billion.

 

 

4.  The disposition of assets:

Fixed-income investment: NT$2.6 billion.