<SEC-DOCUMENT>0001114446-23-003984-index.html : 20231207 <SEC-HEADER>0001114446-23-003984.hdr.sgml : 20231207 <ACCEPTANCE-DATETIME>20231207133408 ACCESSION NUMBER: 0001114446-23-003984 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 231471806 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG CENTRAL INDEX KEY: 0001053092 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33434 FILM NUMBER: 231471807 BUSINESS ADDRESS: STREET 1: PARADEPLATZ 8 CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 01141 44 333 1111 MAIL ADDRESS: STREET 1: P.O. BOX 1 CITY: ZURICH STATE: V8 ZIP: 8070 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE / /FI DATE OF NAME CHANGE: 20050607 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON / /FI DATE OF NAME CHANGE: 19980115 </SEC-HEADER> <DOCUMENT> <TYPE>6-K <SEQUENCE>1 <FILENAME>parentbankmerger20231.htm <TEXT> Document 1 - file: parentbankmerger20231.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99 <SEQUENCE>2 <FILENAME>exhibit991.htm <DESCRIPTION>EX. 99.1 <TEXT> Document 2 - file: exhibit991.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>exhibit991p1i0.gif <TEXT> Document 3 - file: exhibit991p1i0.gif
</DOCUMENT> <DOCUMENT> <TYPE>EX-99 <SEQUENCE>4 <FILENAME>exhibit994.htm <DESCRIPTION>EX. 99.4 <TEXT> Document 4 - file: exhibit994.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>exhibit994p3i0.jpg <TEXT> Document 5 - file: exhibit994p3i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>exhibit994p4i0.jpg <TEXT> Document 6 - file: exhibit994p4i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>exhibit994p5i0.jpg <TEXT> Document 7 - file: exhibit994p5i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>exhibit994p6i0.jpg <TEXT> Document 8 - file: exhibit994p6i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>exhibit994p8i0.jpg <TEXT> Document 9 - file: exhibit994p8i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>exhibit994p9i0.jpg <TEXT> Document 10 - file: exhibit994p9i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>exhibit994p10i0.jpg <TEXT> Document 11 - file: exhibit994p10i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>exhibit994p11i0.jpg <TEXT> Document 12 - file: exhibit994p11i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>exhibit994p12i0.jpg <TEXT> Document 13 - file: exhibit994p12i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>exhibit994p13i0.jpg <TEXT> Document 14 - file: exhibit994p13i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>exhibit994p14i0.jpg <TEXT> Document 15 - file: exhibit994p14i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>exhibit994p15i0.jpg <TEXT> Document 16 - file: exhibit994p15i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>EX-99 <SEQUENCE>17 <FILENAME>exhibit995.htm <DESCRIPTION>EX. 99.5 <TEXT> Document 17 - file: exhibit995.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>exhibit995p1i0.jpg <TEXT> Document 18 - file: exhibit995p1i0.jpg
</DOCUMENT> </SEC-DOCUMENT>