<SEC-DOCUMENT>0001104659-23-070420-index.html : 20230612 <SEC-HEADER>0001104659-23-070420.hdr.sgml : 20230612 <ACCEPTANCE-DATETIME>20230612170426 ACCESSION NUMBER: 0001104659-23-070420 CONFORMED SUBMISSION TYPE: F-3/A PUBLIC DOCUMENT COUNT: 17 FILED AS OF DATE: 20230612 DATE AS OF CHANGE: 20230612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: F-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-272452 FILM NUMBER: 231008929 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE (USA) INC CENTRAL INDEX KEY: 0000029646 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 131898818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: F-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-272452-01 FILM NUMBER: 231008931 BUSINESS ADDRESS: STREET 1: ELEVEN MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212 325-2000 MAIL ADDRESS: STREET 1: ELEVEN MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON USA INC DATE OF NAME CHANGE: 20001116 FORMER COMPANY: FORMER CONFORMED NAME: DONALDSON LUFKIN & JENRETTE INC /NY/ DATE OF NAME CHANGE: 19960330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG CENTRAL INDEX KEY: 0001053092 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: F-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-272452-02 FILM NUMBER: 231008930 BUSINESS ADDRESS: STREET 1: PARADEPLATZ 8 CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 01141 44 333 1111 MAIL ADDRESS: STREET 1: P.O. BOX 1 CITY: ZURICH STATE: V8 ZIP: 8070 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE / /FI DATE OF NAME CHANGE: 20050607 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON / /FI DATE OF NAME CHANGE: 19980115 </SEC-HEADER> <DOCUMENT> <TYPE>F-3/A <SEQUENCE>1 <FILENAME>tm2317707-4_f3a.htm <DESCRIPTION>F-3/A <TEXT> Document 1 - file: tm2317707-4_f3a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>2 <FILENAME>tm2317707d5_ex4-3.htm <DESCRIPTION>EXHIBIT 4.3 <TEXT> Document 2 - file: tm2317707d5_ex4-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>3 <FILENAME>tm2317707d5_ex5-1.htm <DESCRIPTION>EXHIBIT 5.1 <TEXT> Document 3 - file: tm2317707d5_ex5-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.2 <SEQUENCE>4 <FILENAME>tm2317707d5_ex5-2.htm <DESCRIPTION>EXHIBIT 5.2 <TEXT> Document 4 - file: tm2317707d5_ex5-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.3 <SEQUENCE>5 <FILENAME>tm2317707d5_ex5-3.htm <DESCRIPTION>EXHIBIT 5.3 <TEXT> Document 5 - file: tm2317707d5_ex5-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.4 <SEQUENCE>6 <FILENAME>tm2317707d5_ex23-4.htm <DESCRIPTION>EXHIBIT 23.4 <TEXT> Document 6 - file: tm2317707d5_ex23-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.5 <SEQUENCE>7 <FILENAME>tm2317707d5_ex23-5.htm <DESCRIPTION>EXHIBIT 23.5 <TEXT> Document 7 - file: tm2317707d5_ex23-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.6 <SEQUENCE>8 <FILENAME>tm2317707d5_ex23-6.htm <DESCRIPTION>EXHIBIT 23.6 <TEXT> Document 8 - file: tm2317707d5_ex23-6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-24.1 <SEQUENCE>9 <FILENAME>tm2317707d5_ex24-1.htm <DESCRIPTION>EXHIBIT 24.1 <TEXT> Document 9 - file: tm2317707d5_ex24-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>tm2317707d5_ex23-5img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: tm2317707d5_ex23-5img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>tm2317707d5_ex23-6img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: tm2317707d5_ex23-6img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>tm2317707d5_ex5-1img003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: tm2317707d5_ex5-1img003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>tm2317707d5_ex5-1img004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: tm2317707d5_ex5-1img004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>tm2317707d5_ex5-2img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: tm2317707d5_ex5-2img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>tm2317707d5_ex5-2img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: tm2317707d5_ex5-2img002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>tm2317707d5_ex23-4img01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: tm2317707d5_ex23-4img01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>tm2317707d5_ex5-3img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: tm2317707d5_ex5-3img001.jpg
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