<SEC-DOCUMENT>0001562762-24-000073-index.html : 20240328 <SEC-HEADER>0001562762-24-000073.hdr.sgml : 20240328 <ACCEPTANCE-DATETIME>20240328064453 ACCESSION NUMBER: 0001562762-24-000073 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 50 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240328 DATE AS OF CHANGE: 20240328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 24793377 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG CENTRAL INDEX KEY: 0001053092 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33434 FILM NUMBER: 24793378 BUSINESS ADDRESS: STREET 1: PARADEPLATZ 8 CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 01141 44 333 1111 MAIL ADDRESS: STREET 1: P.O. BOX 1 CITY: ZURICH STATE: V8 ZIP: 8070 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE / /FI DATE OF NAME CHANGE: 20050607 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON / /FI DATE OF NAME CHANGE: 19980115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 24793379 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 </SEC-HEADER> <DOCUMENT> <TYPE>6-K <SEQUENCE>1 <FILENAME>sustainabilityreport2.htm <DESCRIPTION>6-K <TEXT> Document 1 - file: sustainabilityreport2.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>sustainabilityreport2p3i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: sustainabilityreport2p3i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>sustainabilityreport2p6i0.gif <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: sustainabilityreport2p6i0.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>sustainabilityreport2p6i1.gif <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: sustainabilityreport2p6i1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>sustainabilityreport2p8i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: sustainabilityreport2p8i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>sustainabilityreport2p17i0.gif <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: sustainabilityreport2p17i0.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>sustainabilityreport2p17i1.gif <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: sustainabilityreport2p17i1.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>sustainabilityreport2p18i0.gif <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: sustainabilityreport2p18i0.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>sustainabilityreport2p19i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: sustainabilityreport2p19i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>sustainabilityreport2p25i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: sustainabilityreport2p25i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>sustainabilityreport2p31i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: sustainabilityreport2p31i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>sustainabilityreport2p32i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: sustainabilityreport2p32i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>sustainabilityreport2p34i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: sustainabilityreport2p34i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>sustainabilityreport2p42i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: sustainabilityreport2p42i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>sustainabilityreport2p44i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: sustainabilityreport2p44i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>sustainabilityreport2p45i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: sustainabilityreport2p45i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>sustainabilityreport2p47i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: sustainabilityreport2p47i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>sustainabilityreport2p53i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: sustainabilityreport2p53i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>sustainabilityreport2p63i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: sustainabilityreport2p63i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>sustainabilityreport2p64i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: sustainabilityreport2p64i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>sustainabilityreport2p64i1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: sustainabilityreport2p64i1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>sustainabilityreport2p67i0.gif <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: sustainabilityreport2p67i0.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>sustainabilityreport2p68i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: sustainabilityreport2p68i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>sustainabilityreport2p70i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: sustainabilityreport2p70i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>sustainabilityreport2p70i1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: sustainabilityreport2p70i1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>sustainabilityreport2p73i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: sustainabilityreport2p73i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>sustainabilityreport2p75i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: sustainabilityreport2p75i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>sustainabilityreport2p78i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: sustainabilityreport2p78i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>sustainabilityreport2p81i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: sustainabilityreport2p81i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>sustainabilityreport2p82i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: sustainabilityreport2p82i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>sustainabilityreport2p83i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: sustainabilityreport2p83i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>sustainabilityreport2p84i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: sustainabilityreport2p84i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>sustainabilityreport2p86i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: sustainabilityreport2p86i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>sustainabilityreport2p87i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: sustainabilityreport2p87i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>sustainabilityreport2p89i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: sustainabilityreport2p89i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>sustainabilityreport2p90i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: sustainabilityreport2p90i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>sustainabilityreport2p92i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: sustainabilityreport2p92i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>sustainabilityreport2p111i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: sustainabilityreport2p111i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>sustainabilityreport2p119i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: sustainabilityreport2p119i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>sustainabilityreport2p128i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: sustainabilityreport2p128i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>sustainabilityreport2p129i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: sustainabilityreport2p129i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>sustainabilityreport2p161i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: sustainabilityreport2p161i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>sustainabilityreport2p162i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: sustainabilityreport2p162i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>sustainabilityreport2p163i0.gif <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: sustainabilityreport2p163i0.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>sustainabilityreport2p164i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: sustainabilityreport2p164i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>sustainabilityreport2p165i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: sustainabilityreport2p165i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>sustainabilityreport2p166i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: sustainabilityreport2p166i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>sustainabilityreport2p167i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: sustainabilityreport2p167i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>sustainabilityreport2p168i0.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: sustainabilityreport2p168i0.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>sustainabilityreport2p176i0.gif <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: sustainabilityreport2p176i0.gif
</DOCUMENT> </SEC-DOCUMENT>