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SARTORIUS AG
25.03.2022 / 16:10
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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SARTORIUS AG
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Street:
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Otto-Brenner-Straße 20
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Postal code:
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37079
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City:
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Göttingen
Germany
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Legal Entity Identifier (LEI):
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529900EQV2DY4FOAMU38
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Natural person (first name, surname):
Alice N.
Schwartz
Date of birth:
02 Jul 1926
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Bio-Rad Laboratories GmbH
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5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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33.28 %
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0.00 %
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33.28 %
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9,360,000
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Previous notification
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n/a %
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n/a %
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n/a %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0007165607
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0
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3,115,201
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0.00 %
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33.28 %
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Total
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3,115,201
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33.28 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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0
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0.00 %
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Total
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0
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0.00 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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0
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0.00 %
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Total
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0.00
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%
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Alice N. Schwartz
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%
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%
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%
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David Schwartz Non-Exempt Marital Trust
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%
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%
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%
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Blue Raven Partners, L.P.
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%
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%
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%
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Bio-Rad Laboratories, Inc.
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%
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%
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%
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Bio-Rad Luxembourg S.à r.l.
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%
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%
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%
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Bio-Rad France Holding SAS
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%
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%
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%
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Bio-Rad Laboratories GmbH
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33.28 %
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%
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33.28 %
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
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Voting rights with a notification requirement have been held directly by Bio-Rad Laboratories GmbH since October 3, 2003 and were gradually increased in subsequent years, most recently to 30.01% on April 1, 2011. The voting rights were indirectly attributable to Alice N Schwartz at all times, but no notifications were made. On October 1, 2013, the Group was restructured, which is reflected in this one-time notification.
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Date
25.03.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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