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STADA Arzneimittel AG
16.06.2017 / 14:39
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
STADA Arzneimittel AG
Stadastraße 2-18
61118 Bad Vilbel
Germany
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
Exercise of Instruments
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3. Details of person subject to the notification obligation
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Name:
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City and country of registered office:
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Morgan Stanley
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Wilmington, Delaware
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
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5. Date on which threshold was crossed or reached
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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total of both in %
(7.a. + 7.b.)
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total number of voting rights of issuer
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Resulting situation
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5.49 %
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1.57 %
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7.07 %
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62342440
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Previous notification
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1.85 %
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5.53 %
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7.37 %
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/
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7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
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ISIN
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absolute
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in %
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direct
(Sec. 21 WpHG)
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indirect
(Sec. 22 WpHG)
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direct
(Sec. 21 WpHG)
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indirect
(Sec. 22 WpHG)
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DE0007251803
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0
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3425106
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0.00 %
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5.49 %
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Total
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3425106
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5.49 %
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b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Call Option
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From 16.06.2017 to 15.12.2017
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at any time
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7000
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0.01 %
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Right of recall over securities lending agreements
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at any time
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at any time
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800000
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1.28 %
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Total
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807000
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1.29 %
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b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Retail Structure Product
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28.03.2067
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at any time
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Cash
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10160
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0.02 %
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Equity Swap
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From 29.09.2017 to 12.03.2020
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at any time
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Cash
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160330
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0.26 %
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Put Option
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16.06.2017
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at any time
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Physical
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2000
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0.003 %
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Total
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172490
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0.28 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least held 3% or more)
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% of voting rights through instruments (if at least held 5% or more)
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Total of both (if at least held 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley Capital Services LLC
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%
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%
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%
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|
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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|
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley International Limited
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%
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%
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%
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Morgan Stanley Investments (UK)
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%
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%
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%
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Morgan Stanley & Co. International plc
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4,14% %
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%
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5,29% %
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|
|
|
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Morgan Stanley
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%
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%
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%
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MSDW Offshore Equity Services Inc.
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%
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%
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%
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FUNDLOGIC SAS
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%
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%
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%
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9. In case of proxy voting according to Sec. 22 para. 3 WpHG
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Date of general meeting:
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Holding position after general meeting:
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% (equals voting rights)
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10. Other explanatory remarks:
16.06.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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