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STADA Arzneimittel AG
13.07.2017 / 16:29
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
STADA Arzneimittel AG
Stadastraße 2-18
61118 Bad Vilbel
Germany
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2. Reason for notification
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Acquisition/disposal of shares with voting rights
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X
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
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Name:
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City and country of registered office:
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Bank of America Corporation
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Wilmington, DE
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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total of both in %
(7.a. + 7.b.)
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total number of voting rights of issuer
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Resulting situation
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0.82 %
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10.59 %
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11.42 %
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62,342,440
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Previous notification
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1.97 %
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8.41 %
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10.38 %
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/
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7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
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ISIN
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absolute
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in %
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direct
(Sec. 21 WpHG)
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indirect
(Sec. 22 WpHG)
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direct
(Sec. 21 WpHG)
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indirect
(Sec. 22 WpHG)
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DE0007251803
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0
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514,321
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0.00 %
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0.82 %
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Total
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514,321
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0.82 %
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b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Prime Brokerage holdings
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N/A
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N/A
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3,265,738
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5.24 %
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Right to Recall
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N/A
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N/A
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3,094,696
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4.96 %
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Total
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6,360,434
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10.20 %
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b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Swaps
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25.07.2019
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N/A
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Cash
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46,632
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0.08 %
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Swaps
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27.06.2018
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N/A
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Cash
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150,000
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0.24 %
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Swaps
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28.11.2018
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N/A
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Cash
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45,000
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0.07 %
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Swaps
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15.09.2017
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N/A
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Cash
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2,736
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0.004 %
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Total
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244,368
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0.39 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least held 3% or more)
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% of voting rights through instruments (if at least held 5% or more)
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Total of both (if at least held 5% or more)
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Bank of America Corporation
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%
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%
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%
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NB Holdings Corporation
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%
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%
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%
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Merrill Lynch International Incorporated
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%
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%
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%
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Merrill Lynch Group Holdings I, L.L.C.
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%
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%
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%
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BofAML Jersey Holdings Limited
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%
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%
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%
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BofAML EMEA Holdings 1 Limited
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%
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%
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%
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BofAML EMEA Holdings 2 Limited
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%
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%
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%
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ML UK Capital Holdings Limited
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%
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%
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%
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Merrill Lynch International
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%
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9.97 %
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10.80 %
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|
|
|
|
|
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Bank of America Corporation
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%
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%
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%
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NB Holdings Corporation
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%
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%
|
%
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BAC North America Holding Company
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%
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%
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%
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|
BANA Holding Corporation
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%
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%
|
%
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Bank of America, National Association
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%
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%
|
%
|
|
|
|
|
|
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Bank of America Corporation
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%
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%
|
%
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NB Holdings Corporation
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%
|
%
|
%
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BAC North America Holding Company
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%
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%
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%
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Merrill Lynch, Pierce, Fenner & Smith Incorporated
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%
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%
|
%
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Merrill Lynch Professional Clearing Corp.
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%
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%
|
%
|
|
|
|
|
|
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Bank of America Corporation
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%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
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%
|
%
|
%
|
|
|
|
|
|
|
Bank of America Corporation
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%
|
%
|
%
|
|
NB Holdings Corporation
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%
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%
|
%
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|
Merrill Lynch International Incorporated
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%
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%
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%
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|
Merrill Lynch Group Holdings I, L.L.C.
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%
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%
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%
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Merrill Lynch Equity Scotland Limited Partnership
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%
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%
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%
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Merrill Lynch Equity S.a.r.l.
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%
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%
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%
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9. In case of proxy voting according to Sec. 22 para. 3 WpHG
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Date of general meeting:
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Holding position after general meeting:
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% (equals voting rights)
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10. Other explanatory remarks:
13.07.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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