|
STADA Arzneimittel AG
13.07.2017 / 16:19
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
STADA Arzneimittel AG
Stadastraße 2-18
61118 Bad Vilbel
Germany
|
2. Reason for notification
|
|
Acquisition/disposal of shares with voting rights
|
|
X
|
Acquisition/disposal of instruments
|
|
|
Change of breakdown of voting rights
|
|
|
Other reason:
|
3. Details of person subject to the notification obligation
|
Name:
|
City and country of registered office:
|
|
Bank of America Corporation
|
Wilmington, DE
United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
|
total of both in %
(7.a. + 7.b.)
|
total number of voting rights of issuer
|
|
Resulting situation
|
2.67 %
|
3.71 %
|
6.38 %
|
62,342,440
|
|
Previous notification
|
1.56 %
|
5.08 %
|
6.64 %
|
/
|
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
|
ISIN
|
absolute
|
in %
|
|
|
direct
(Sec. 21 WpHG)
|
indirect
(Sec. 22 WpHG)
|
direct
(Sec. 21 WpHG)
|
indirect
(Sec. 22 WpHG)
|
|
DE0007251803
|
0
|
1,239,744
|
0.00 %
|
1.99 %
|
|
DE000A2E4R04
|
0
|
425,494
|
0.00 %
|
0.68 %
|
|
Total
|
1,665,238
|
2.67 %
|
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
|
Prime Brokerage holdings
|
N/A
|
N/A
|
183,720
|
0.30 %
|
|
Right to Recall
|
N/A
|
N/A
|
1,873,073
|
3.00 %
|
|
|
|
Total
|
2,056,793
|
3.30 %
|
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
|
Swaps
|
16.04.2018
|
N/A
|
Cash
|
1,939
|
0.003 %
|
|
Swaps
|
30.04.2018
|
N/A
|
Cash
|
40,000
|
0.06 %
|
|
Swaps
|
27.06.2018
|
N/A
|
Cash
|
150,000
|
0.24 %
|
|
Swaps
|
15.08.2018
|
N/A
|
Cash
|
3,395
|
0.005 %
|
|
Swaps
|
28.11.2018
|
N/A
|
Cash
|
25,000
|
0.04 %
|
|
Swaps
|
25.07.2019
|
N/A
|
Cash
|
35,714
|
0.06 %
|
|
|
|
|
Total
|
256,048
|
0.41 %
|
8. Information in relation to the person subject to the notification obligation
|
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
|
|
X
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
|
Name
|
% of voting rights (if at least held 3% or more)
|
% of voting rights through instruments (if at least held 5% or more)
|
Total of both (if at least held 5% or more)
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
Merrill Lynch International Incorporated
|
%
|
%
|
%
|
|
Merrill Lynch Group Holdings I, L.L.C.
|
%
|
%
|
%
|
|
BofAML Jersey Holdings Limited
|
%
|
%
|
%
|
|
BofAML EMEA Holdings 1 Limited
|
%
|
%
|
%
|
|
BofAML EMEA Holdings 2 Limited
|
%
|
%
|
%
|
|
ML UK Capital Holdings Limited
|
%
|
%
|
%
|
|
Merrill Lynch International
|
%
|
%
|
5.78 %
|
|
|
|
|
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
BANA Holding Corporation
|
%
|
%
|
%
|
|
Bank of America, National Association
|
%
|
%
|
%
|
|
|
|
|
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
%
|
%
|
%
|
|
Merrill Lynch Professional Clearing Corp.
|
%
|
%
|
%
|
|
|
|
|
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
%
|
%
|
%
|
|
|
|
|
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
Merrill Lynch International Incorporated
|
%
|
%
|
%
|
|
Merrill Lynch Group Holdings I, L.L.C.
|
%
|
%
|
%
|
|
Merrill Lynch Equity Scotland Limited Partnership
|
%
|
%
|
%
|
|
Merrill Lynch Equity S.a.r.l.
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
|
Date of general meeting:
|
|
|
Holding position after general meeting:
|
% (equals voting rights)
|
10. Other explanatory remarks:
13.07.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|