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SURTECO GROUP SE
16.06.2021 / 08:32
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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SURTECO GROUP SE
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Street:
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Johan-Viktor-Bausch-Str. 2
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Postal code:
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86647
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City:
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Buttenwiesen
Germany
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Legal Entity Identifier (LEI):
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52990096XE56IELO5P09
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2. Reason for notification
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
Termination of a share pool contract and conclusion of a new share pool contract, thereby changing the allocation.
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3. Details of person subject to the notification obligation
Natural person (first name, surname):
Thomas
Bausch
Date of birth:
13 May 1940
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Claus Linnemann, Christa Linnemann, Katrin Schlautmann, Christian Schlautmann, Th. Bausch GmbH & Co. Vermögensanlage KG, PKG Schürfeld GmbH
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5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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57.49 %
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0.00 %
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57.49 %
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15505731
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Previous notification
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22.18 %
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0.00 %
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22.18 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0005176903
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51444
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8862310
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0.33 %
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57.16 %
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Total
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8913754
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57.49 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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0
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0.00 %
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Total
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0
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0.00 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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0
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0.00 %
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Total
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0
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0.00 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Dr. Dr. Thomas Bausch
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%
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%
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%
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Th. Bausch GmbH
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%
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%
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%
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Th. Bausch GmbH & Co. Vermögenslage KG
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56.87 %
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%
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56.87 %
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–
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%
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%
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%
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Dr. Dr. Thomas Bausch
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%
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%
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%
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-TNB Verwaltungs GbR
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
16.06.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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