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thyssenkrupp AG
thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
24.01.2025 / 08:14 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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thyssenkrupp AG
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Street:
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thyssenkrupp Allee 1
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Postal code:
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45143
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City:
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Essen
Germany
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Legal Entity Identifier (LEI):
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549300UDG16DOYUPR330
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity:
UBS Group AG
City of registered office, country:
Zurich
,
Switzerland
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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1.47 %
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0.84 %
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2.31 %
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622531741
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Previous notification
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3.29 %
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0.89 %
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4.18 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0007500001
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0
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9170621
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0 %
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1.47 %
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Total
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9170621
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1.47 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Long Call Options
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18/12/2026
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547016
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0.09 %
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Right of Use over Shares
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At any time
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1340230
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0.22 %
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Right to Recall of Lent Shares
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At any time
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1725382
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0.28 %
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Total
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3612628
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0.58 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Right of Use over Reverse Convertible
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At any time
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Cash
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97300
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0.02 %
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Right of Use over Reverse Convertible
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At any time
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Physical
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1812
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0 %
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Short Put Options
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19/12/2025- 18/12/2026
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Physical
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1047016
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0.17 %
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Equity Swaps
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25/06/2026
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Cash
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223249
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0.04 %
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Equity Swaps
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12/05/2025 – 21/04/2028
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Physical
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250844
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0.04 %
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Total
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1620221
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0.26 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Switzerland AG
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%
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%
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%
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|
–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Financial Services Inc.
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%
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%
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%
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–
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%
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%
|
%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Holding (No. 2) Ltd
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%
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%
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%
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UBS Asset Management Holding Ltd
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%
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%
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%
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UBS Asset Management (UK) Ltd
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management (Europe) S.A.
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Switzerland AG
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%
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%
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%
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UBS Fund Management (Switzerland) AG
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management (Singapore) Ltd
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Holding (No. 2) Ltd
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%
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%
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%
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UBS Asset Management Holding Ltd
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%
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%
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%
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UBS Asset Management Life Ltd
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Securities LLC
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%
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%
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%
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–
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
24.01.2025 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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