Voting Rights Announcements | 6 October 2016 16:39


va-Q-tec AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP Voting Rights Announcement: va-Q-tec AG

2016-10-06 / 16:39
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
va-Q-tec AG
Karl-Ferdinand-Braun Str. 7
97080 Würzburg
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Sanne Group plc St. Helier
Jersey

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Cleantech Europe II Luxembourg S.à r.l.

5. Date on which threshold was crossed or reached
29 Sep 2016

6. Total positions
% of voting rights attached to shares
(total of 7.a.) 		% of voting rights through instruments
(total of 7.b.1 + 7.b.2) 		total of both in %
(7.a. + 7.b.) 		total number of voting rights of issuer
Resulting situation 16.33 % 3.51 % 19.84 % 13089502
Previous notification 23.33 % 0 % 23.33 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
direct
(Sec. 21 WpHG) 		indirect
(Sec. 22 WpHG) 		direct
(Sec. 21 WpHG) 		indirect
(Sec. 22 WpHG)
DE0006636681 0 2137563 0 % 16.33 %
Total 2137563 16.33 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
%
Total %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Return claim out of securities lending agreement 03.11.2016 04.10.2016- 02.11.2016 Both 459567 3.51 %
Total 459567 3.51 %

8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Sanne Group plc % % %
Sanne Holdings Limited % % %
Sanne International Limited % % %
Sanne Finance Limited % % %
Sanne Fiduciary Services Limited % % %
Sanne Nominees Limited % % %
Zouk Holdings Limited % % %
Zouk Ventures Limited % % %
Cleantech II General Partner Limited % % %
CT2 GP LLP % % %
Cleantech II General Partner L.P. % % %
Cleantech Europe II (A) LP % % %
Cleantech Europe II Luxembourg S.à r.l. 16.33 % % 19.84 %
Sanne Group plc % % %
Sanne Holdings Limited % % %
Sanne International Limited % % %
Sanne Finance Limited % % %
Sanne Fiduciary Services Limited % % %
Sanne Nominees Limited % % %
Zouk Holdings Limited % % %
Zouk Ventures Limited % % %
Cleantech II General Partner Limited % % %
CT2 GP LLP % % %
Cleantech II General Partner L.P. % % %
Cleantech Europe II (B) LP % % %
Cleantech Europe II Luxembourg S.à r.l. 16.33 % % 19.84 %
Sanne Group plc % % %
Sanne Holdings Limited % % %
Sanne International Limited % % %
Sanne Finance Limited % % %
Sanne Fiduciary Services Limited % % %
Sanne Nominees Limited % % %
Zouk Holdings Limited % % %
Zouk Ventures Limited % % %
Zouk Capital LLP 16.33 % % 19.84 %
Sanne Group plc % % %
Sanne Holdings Limited % % %
Sanne International Limited % % %
Sanne Finance Limited % % %
Sanne Fiduciary Services Limited % % %
Sanne Trustee Services Limited % % %
Sanne Nominees Limited % % %
Zouk Holdings Limited % % %
Zouk Ventures Limited % % %
Cleantech II General Partner Limited % % %
CT2 GP LLP % % %
Cleantech II General Partner L.P. % % %
Cleantech Europe II (A) LP % % %
Cleantech Europe II Luxembourg S.à r.l. 16.33 % % 19.84 %
Sanne Group plc % % %
Sanne Holdings Limited % % %
Sanne International Limited % % %
Sanne Finance Limited % % %
Sanne Fiduciary Services Limited % % %
Sanne Trustee Services Limited % % %
Sanne Nominees Limited % % %
Zouk Holdings Limited % % %
Zouk Ventures Limited % % %
Cleantech II General Partner Limited % % %
CT2 GP LLP % % %
Cleantech II General Partner L.P. % % %
Cleantech Europe II (B) LP % % %
Cleantech Europe II Luxembourg S.à r.l. 16.33 % % 19.84 %
Sanne Group plc % % %
Sanne Holdings Limited % % %
Sanne International Limited % % %
Sanne Finance Limited % % %
Sanne Fiduciary Services Limited % % %
Sanne Trustee Services Limited % % %
Sanne Nominees Limited % % %
Zouk Holdings Limited % % %
Zouk Ventures Limited % % %
Zouk Capital LLP 16.33 % % 19.84 %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:
The voting rights are attributed to Zouk Capital LLP pursuant to Sec. 22 para. 1 s. 1 no. 6 of the German Securities Trading Act (Wertpapierhandelsgesetz, WpHG).


2016-10-06 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de

Language: English
Company: va-Q-tec AG
Karl-Ferdinand-Braun Str. 7
97080 Würzburg
Germany
Internet: www.va-Q-tec.com
End of News DGAP News Service

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