<SEC-DOCUMENT>0000950157-15-000501.txt : 20150601
<SEC-HEADER>0000950157-15-000501.hdr.sgml : 20150601
<ACCEPTANCE-DATETIME>20150601094543
ACCESSION NUMBER:		0000950157-15-000501
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		1
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20141231
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FILED AS OF DATE:		20150601
DATE AS OF CHANGE:		20150601

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UNILEVER PLC
		CENTRAL INDEX KEY:			0000217410
		STANDARD INDUSTRIAL CLASSIFICATION:	SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-04546
		FILM NUMBER:		15901631

	BUSINESS ADDRESS:	
		STREET 1:		UNILEVER HOUSE
		STREET 2:		BLACKFRIARS
		CITY:			LONDON ENGLAND
		STATE:			X0
		ZIP:			EC4P 4BQ
		BUSINESS PHONE:		201-894-2790

	MAIL ADDRESS:	
		STREET 1:		C/O UNILEVER UNITED STATES INC
		STREET 2:		700 SYLVAN AVENUE (ATTN.: M MONTAGNINO)
		CITY:			ENGLEWOOD CLIFFS
		STATE:			NJ
		ZIP:			07632

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	UNILEVER LTD
		DATE OF NAME CHANGE:	19820429
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
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<DESCRIPTION>SPECIALIZED DISCLOSURE REPORT
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">UNITED STATES</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">SECURITIES AND EXCHANGE COMMISSION</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">Washington, D.C. 20549</div>

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<div style="FONT-SIZE: 18pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">FORM SD</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">Specialized Disclosure Report</div>

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<div style="FONT-SIZE: 24pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">Unilever PLC</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center">(Exact name of registrant as specified in its charter)</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">United Kingdom</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">(State or other jurisdiction of<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'"><br>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">(Commission<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'"><br>
</font> File Number)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">(IRS Employer<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'"><br>
</font> Identification No.)</div>

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<div style="TEXT-ALIGN: center">Unilever House, 100 Victoria Embankment, London EC4Y 0DY UK</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">(</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">Add</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">re</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">ss of </font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">p</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">r</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">in</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">c</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">ip</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">a</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">l </font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">e</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">x</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">e</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">c</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">utive o</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">ff</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">i</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">c</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">e</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">s)</font></div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">T.E. Lovell, Group Secretary</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">Tel: +44(0)2078225252, Fax: +44(0)2078225464</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">Unilever House, 100 Victoria Embankment, London EC4Y 0DY UK</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: center">(Name and telephone number, including area code, of the person to contact in connection with this report.)</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-RIGHT: 12.2pt">Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left">__X__ Rule13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-RIGHT: 70.45pt">Section 1 -Conflict Minerals Disclosure</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-RIGHT: 70.45pt">Item 1.01 Conflict Minerals Disclosure and Report</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; COLOR: #000000; FONT-STYLE: italic; TEXT-ALIGN: justify">Conflict Minerals Disclosure</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; COLOR: #000000; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">This specialized disclosure report on Form SD is filed pursuant to these rules and available on our website at <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'"><u>Form SD</u><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-VARIANT: normal; FONT-WEIGHT: normal; COLOR: #000000; FONT-STYLE: normal"> at <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-VARIANT: normal; FONT-WEIGHT: normal; COLOR: #000000; FONT-STYLE: normal"><u>http://www.unilever.com/sustainable-living/what-matters-to-you/conflict-minerals.html</u></font></font></font>.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-STYLE: italic; TEXT-ALIGN: justify">The Dodd-Frank Act</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; COLOR: #000000; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 and rules promulgated thereunder by the Securities and Exchange Commission impose certain reporting obligations on public companies that manufacture or contract to manufacture products containing columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, tantalum, tin and tungsten (&#8220;Conflict Minerals&#8221;) that may have originated from the Democratic Republic of the Congo or adjoining countries (&#8220;Covered Countries&#8221;).&#160; Under these rules, if any Conflict Minerals are necessary to the functionality or production of a product manufactured by us or contracted by us to be manufactured, we must conduct in good faith a reasonable country of origin inquiry to determine whether (a) any Conflict Minerals originate in the Covered Countries or (b) are from recycled or scrap sources, as defined by paragraph (d)(6) of Item 1.01 of Form S-D.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; COLOR: #000000; FONT-STYLE: italic; TEXT-ALIGN: justify">Description of Reasonable Country of Origin Inquiry</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 35.45pt">We manufacture or contract to manufacture a broad range of home care, personal care, refreshment and food products sold throughout the world in over 190 countries.&#160; In order <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; COLOR: #000000">to produce these products, we source raw materials from thousands of suppliers on a global basis supplying a manufacturing network in more than 100 countries.&#160; Based on the good faith, reasonable country of origin inquiry described below, we determined </font>that we have no reason to believe that any Conflict Minerals in such products may have originated from the Covered Countries.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">We conducted an in-depth review of our portfolio of products to determine whether Conflict Minerals are present in such products and also whether such Conflict Minerals are necessary to the functionality or production of such products.&#160; For purposes of this review, we excluded the packaging and containers for our products in accordance with the guidance provided on May 30, 2013 by the staff of the Securities and Exchange Commission.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">As the first step in our review, when the legislation first came in to effect we examined the specifications for all products contained within our internal specification system, which maintains the specifications of substantially all products that we sell throughout the world.&#160; In an effort to address products that may not be included in our internal specifications systems, such as electronic devices and other appliances manufactured by third parties, which represent an insignificant portion of our revenues, we engaged with employees at the appropriate levels in our procurement and third party manufacturing functions to identify additional products that may contain conflict minerals.&#160; On an annual basis, we update our review to include changes to existing products and new products introduced for sale during the relevant calendar year.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">As a result of our review of products sold during calendar year 2014, we determined that gold and tin are present in certain of our products and necessary to the functionality or production of such products, as described below.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-STYLE: italic; TEXT-ALIGN: justify">Electronic Devices</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">Tin and gold were identified as present in some components in certain electronic devices (i.e. water purifier system, tea making equipment) sold by us.&#160; These devices contain tin solder and gold in some components (e.g. printed circuit boards and solenoid valves).&#160; We provided our contract manufacturers and certain upstream suppliers with questionnaires to solicit input about the presence of Conflict Minerals in these components and the ultimate origin of these minerals.&#160; They confirmed that the components contain tin and gold and provided information about the origin of these minerals.&#160; There is no indication from the responses received that the tin or gold may have originated in the Covered Countries.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-STYLE: italic; TEXT-ALIGN: justify">Personal Care Products</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">Gold was identified as a raw material that is purchased from a single supplier directly by us or third party contract manufacturers on our behalf to produce certain personal care products.&#160; The supplier confirmed that the gold originated from recycled or scrap sources and was sourced from a refiner certified by the Responsible Jewellery Council, which is a not-for-profit, standards setting and certification organization that has a well-recognized Chain-of-Custody Certification for precious metals.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-STYLE: italic; TEXT-ALIGN: justify">Responsible Sourcing Policy</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify; TEXT-INDENT: 36pt">Unilever has adopted a Responsible Sourcing Policy that covers, among other things, the use of Conflict Minerals originating from the Covered Countries.&#160; The policy is available on our website at <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'"><u>Unilever&#8217;s Responsible Sourcing Policy</u><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-VARIANT: normal; FONT-WEIGHT: normal; FONT-STYLE: normal"> at <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-VARIANT: normal; FONT-WEIGHT: normal; FONT-STYLE: normal"><u>http://www.unilever.com/sustainable-living/the-sustainable-living-plan/enhancing-livelihoods/fairness-in-the-workplace/advancing-human-rights-with-suppliers/implementing-our-approach.html</u></font></font></font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">.</font></div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 180.1pt; MARGIN-RIGHT: 178.15pt">SIGNATURES</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: justify">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left">Unilever N.V.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left">(Registrant)</div>
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<td style="BORDER-TOP: #000000 2px; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid; WIDTH: 32.41%">Ritva Sotamaa</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 27pt; TEXT-INDENT: -27pt">By:&#160;&#160; </div>
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<td style="BORDER-TOP: #000000 2px; VERTICAL-ALIGN: top; WIDTH: 32.41%">Ritva Sotamaa, Chief Legal Officer</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left">Date: June 1, 2015</div>

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