EX-9 10 ul-ex9_6.htm EX-9

Exhibit 9:

RNS Number : 8712H

Unilever PLC

12 June 2017

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | David Blanchard
2 | Reason for the notification
a) | Position/status | Chief R&D Officer (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 112 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 59 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 50 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 434 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 171 4342.5p 484
e) | Aggregated information - Volume - Total | 655 £21,017.70
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Marc Engel
2 | Reason for the notification
a) | Position/status | Chief Supply Chain Officer (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 99 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 19 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 17 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 163 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 118 4342.5p 180
e) | Aggregated information - Volume - Total | 298 £7,816.50
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Kevin Havelock
2 | Reason for the notification
a) | Position/status | President, Refreshment (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 112 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 38 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 33 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 420 shares (reinvestment of dividend on (freely transferable) shares) • 235 shares (Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA))
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 150 4342.5p 688
e) | Aggregated information - Volume - Total | 838 £29,876.40
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Alan Jope
2 | Reason for the notification
a) | Position/status | President, Personal Care (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share CUSIP904767704

b) | Nature of the transaction | • 129 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 31 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 36 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | USD - United States Dollar
d) | Price(s) and volume(s) | Price(s) Volume(s) $0.00 160 $56.24 36
e) | Aggregated information - Volume - Total | 196 $2,024.64
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | New York Stock Exchange - XNYS

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Kees Kruythoff
2 | Reason for the notification
a) | Position/status | President, North America (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78
b) | Nature of the transaction | • 132 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 132

e) | Aggregated information - Volume - Total | 132 £0.00
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Leena Nair
2 | Reason for the notification
a) | Position/status | Chief HR Officer (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 95 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 22 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 19 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 155 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 117 4342.5p 174
e) | Aggregated information - Volume - Total | 291 £7,555.95
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Nitin Paranjpe
2 | Reason for the notification
a) | Position/status | President, Home Care (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 160 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 15 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 13 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 150 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 175 4342.5p 163
e) | Aggregated information - Volume - Total | 338 £7,078.28
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Graeme Pitkethly
2 | Reason for the notification
a) | Position/status | Chief Financial Officer (Director)
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 267 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 58 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 50 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 290 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 325 4342.5p 340
e) | Aggregated information - Volume - Total | 665 £14,764.50
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Graeme Pitkethly
2 | Reason for the notification
a) | Position/status | Chief Financial Officer (Director)
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78
b) | Nature of the transaction | 2 shares (reinvestment of dividend) under the Unilever PLC Share Incentive Plan.
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 4372.1696p 2
e) | Aggregated information - Volume - Total | 2 £87.44
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Graeme Pitkethly
2 | Reason for the notification
a) | Position/status | Chief Financial Officer (Director)
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78
b) | Nature of the transaction | Purchase of shares under the Unilever PLC Share Incentive Plan.
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 4335.207p 3
e) | Aggregated information - Volume - Total | 3 £130.06
f) | Date of the transaction | 2017-06-08
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Paul Polman
2 | Reason for the notification
a) | Position/status | Chief Executive Officer (Director)
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78
b) | Nature of the transaction | • 819 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 9 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 819 4342.5p 9

e) | Aggregated information - Volume - Total | 828 £390.83
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Judith Amanda Sourry Knox
2 | Reason for the notification
a) | Position/status | President, Foods (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share CUSIP904767704
b) | Nature of the transaction | • 96 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares under the Unilever North America Omnibus Equity Compensation Plan, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
c) | Currency | USD - United States Dollar
d) | Price(s) and volume(s) | Price(s) Volume(s) $0.00 96

e) | Aggregated information - Volume - Total | 96 $0.00
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | New York Stock Exchange - XNYS

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Ritva Sotamaa
2 | Reason for the notification
a) | Position/status | Chief Legal Officer (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 163 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 43 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 37 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) • 159 shares (reinvestment of dividend on (freely transferable) shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 206 4342.5p 196
e) | Aggregated information - Volume - Total | 402 £8,511.30
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Keith Weed
2 | Reason for the notification
a) | Position/status | Chief Marketing & Communications Officer (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78

b) | Nature of the transaction | • 112 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) • 94 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) • 399 shares (Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA))
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 206 4342.5p 399
e) | Aggregated information - Volume - Total | 605 £17,326.58
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1 | Details of the person discharging managerial responsibilities / person closely associated
a) | Name | Jan Zijderveld
2 | Reason for the notification
a) | Position/status | President, Europe (a member of the Unilever Leadership Executive ("ULE"))
b) | Initial notification /Amendment | Initial Notification
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) | Name | Unilever PLC
b) | LEI | 549300MKFYEKVRWML317
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78
b) | Nature of the transaction | • 112 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares)
c) | Currency | GBP - British Pound
d) | Price(s) and volume(s) | Price(s) Volume(s) 0.00p 112

e) | Aggregated information - Volume - Total | 112 £0.00
f) | Date of the transaction | 2017-06-07
g) | Place of the transaction | London Stock Exchange - XLON

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END