<SEC-DOCUMENT>0001654954-19-006756.txt : 20190531
<SEC-HEADER>0001654954-19-006756.hdr.sgml : 20190531
<ACCEPTANCE-DATETIME>20190531101043
ACCESSION NUMBER:		0001654954-19-006756
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		1
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20181231
</ITEM>
</RULE>
FILED AS OF DATE:		20190531
DATE AS OF CHANGE:		20190531

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UNILEVER PLC
		CENTRAL INDEX KEY:			0000217410
		STANDARD INDUSTRIAL CLASSIFICATION:	SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-04546
		FILM NUMBER:		19868905

	BUSINESS ADDRESS:	
		STREET 1:		UNILEVER HOUSE
		STREET 2:		BLACKFRIARS
		CITY:			LONDON ENGLAND
		STATE:			X0
		ZIP:			EC4P 4BQ
		BUSINESS PHONE:		201-894-2790

	MAIL ADDRESS:	
		STREET 1:		C/O UNILEVER UNITED STATES INC
		STREET 2:		700 SYLVAN AVENUE (ATTN.: M MONTAGNINO)
		CITY:			ENGLEWOOD CLIFFS
		STATE:			NJ
		ZIP:			07632

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	UNILEVER LTD
		DATE OF NAME CHANGE:	19820429
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>a7768a.htm
<DESCRIPTION>SPECIALIZED DISCLOSURE REPORT
<TEXT>
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UNITED STATES</font></div>
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SECURITIES AND EXCHANGE COMMISSION</font></div>
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Washington, D.C. 20549</font></div>
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FORM SD</font></div>
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Specialized Disclosure Report</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Unilever
PLC</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(Exact
name of registrant as specified in its charter)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">United
Kingdom</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">001-04546</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(State
or other jurisdiction of incorporation or
organization)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(Commission
File Number)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(IRS
Employer Identification No.)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Unilever
House, 100 Victoria Embankment, London EC4Y 0DY UK</font></div>
</td>
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<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">(Address
of principal executive offices)</font></div>
</td>
<td colspan="2" style="vertical-align: top; width: 51%">
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<font style="font-family: Times New Roman; font-size: 13px">(Zip
code)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Ritva
Sotamaa, Chief Legal Officer</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Tel:
+44(0)2078225252, Fax: +44(0)2078225464</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Unilever
House, 100 Victoria Embankment, London EC4Y 0DY UK</font></div>
</td>
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<font style="font-family: Times New Roman; font-size: 13px">(Name
and telephone number, including area code, of the person to contact
in connection with this report.)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Check
the appropriate box to indicate the rule pursuant to which this
form is being filed, and provide the period to which the
information in this form applies:</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">__X___
Rule13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for
the reporting period from January 1 to December 31,
2018.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 70px; text-indent: 0px">
<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">Section
1 -Conflict Minerals Disclosure</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 70px; text-indent: 0px">
<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">Item
1.01 Conflict Minerals Disclosure and Report</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-style: italic; color: #000000; font-family: Times New Roman; font-size: 13px">
Conflict Minerals Disclosure</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">This
specialized disclosure report on Form SD is filed pursuant to these
rules and available on our website at
http://www.unilever.com/sustainable-living/what-matters-to-you/conflict-minerals.html.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-style: italic; font-family: Times New Roman; font-size: 13px">
The Dodd-Frank Act</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">The
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
and rules promulgated thereunder by the Securities and Exchange
Commission impose certain reporting obligations on public companies
that manufacture or contract to manufacture products containing
columbite-tantalite (coltan), cassiterite, gold, wolframite, or
their derivatives, tantalum, tin and tungsten (&#x201C;Conflict
Minerals&#x201D;) that may have originated from the Democratic
Republic of the Congo or adjoining countries (&#x201C;Covered
Countries&#x201D;). Under these rules, if any Conflict Minerals are
necessary to the functionality or production of a product
manufactured by us or contracted by us to be manufactured, we must
conduct in good faith a reasonable country of origin inquiry to
determine whether (a) any Conflict Minerals originate in the
Covered Countries or (b) are from recycled or scrap sources, as
defined by paragraph (d)(6) of Item 1.01 of Form S-D.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-style: italic; color: #000000; font-family: Times New Roman; font-size: 13px">
Description of Reasonable Country of Origin Inquiry</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">We
manufacture or contract to manufacture a broad range of home care,
personal care, refreshment and food products sold throughout the
world in over 190 countries. In order <font style="color: #000000">to produce these products, we source raw materials
from thousands of suppliers on a global basis supplying a
manufacturing network in more than 100 countries. Based on the good
faith, reasonable country of origin inquiry described below, we
determined</font> that we have no reason to believe that any
Conflict Minerals in such products may have originated from the
Covered Countries</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">We
conducted an in-depth review of our portfolio of products to
determine whether Conflict Minerals are present in such products
and also whether such Conflict Minerals are necessary to the
functionality or production of such products. For purposes of this
review, we excluded the packaging and containers for our products
in accordance with the guidance provided on May 30, 2013 by the
staff of the Securities and Exchange Commission.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">As the
first step in our review, we examined the specifications for all
products contained within our internal specification system, which
maintains the specifications of substantially all products that we
sell throughout the world. In an effort to address products that
may not be included in our internal specifications systems, such as
electronic devices and other appliances manufactured by third
parties, which represent an insignificant portion of our revenues,
we engaged with employees at the appropriate levels in our
procurement and third party manufacturing functions to identify
additional products that may contain conflict minerals. On an
annual basis, we use a risk-based approach to update our review of
certain existing products and new products introduced for sale
during the relevant calendar year.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">As a
result of our review of products sold during calendar year 2018, we
determined that gold, tungsten and tin are present in certain of
our products and necessary to the functionality or production of
such products, as described below.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-style: italic; color: #000000; font-family: Times New Roman; font-size: 13px">
Electronic Devices</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Tin,
Tungsten and Gold were identified as present in some components in
certain electronic devices (i.e. water purifier systems, tea making
equipment) sold by us. These devices contain tin (eg tin solder),
tungsten or gold in some components (e.g. electronic components
such as printed circuit boards, solenoid valves or other
components). We have previously provided our contract manufacturers
and certain upstream suppliers with questionnaires to solicit input
about the presence of Conflict Minerals in these components and the
ultimate origin of these minerals. They have confirmed that the
components contain tin, tungsten or gold and provided information
about the origin of these minerals, including the identity of any
known smelter. There is no indication from the responses received
that the tin, tungsten or gold may have originated in the Covered
Countries, unless from a smelter independently certified as
conflict free.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-style: italic; font-family: Times New Roman; font-size: 13px">
Responsible Sourcing Policy</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px"><font style="font-size: 13px">Unilever has adopted a Responsible Sourcing
Policy that covers, among other things, the use of Conflict
Minerals originating from the Covered Countries. The policy is
available on our website at
http://www.unilever.com/sustainable-living/the-sustainable-living-plan/enhancing-livelihoods/fairness-in-the-workplace/advancing-human-rights-with-suppliers/implementing-our-approach.html</font>.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">We aim
to not use conflict minerals from the Democratic Republic of the
Congo and adjoining countries that have been mined in support of
armed conflict in any products. Our suppliers may continue to
source minerals from this region so long as they are sourced from
mines or smelters that are verified as conflict-free. We are
committed to conducting ongoing due diligence and setting clear
expectations from our suppliers.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 178px; text-indent: 0px">
<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">SIGNATURES</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the duly authorized undersigned.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left">
<table cellpadding="0" cellspacing="0" style="text-align: left; width: 100%; font-family: Times New Roman; font-size: 13px; margin: 0px auto 0px 0px;">
<tr>
<td style="vertical-align: top; width: 25%; border-bottom: 2px solid rgb(0, 0, 0);">
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Unilever
PLC</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">(Registrant)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">/s/
Ritva Sotamaa</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">By:
Ritva Sotamaa, Chief Legal Officer</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">May 31,
2019</font></div>
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