Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer CRODA INTERNATIONAL PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). BOTH (i) AND (ii) |
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3. |
Name of person discharging managerial responsibilities/director MICHAEL SEAN CHRISTIE |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person RELATES TO DIRECTOR AND A CONNECTED PERSON - MRS CAROL ANNE CHRISTIE - SPOUSE |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest MICHAEL SEAN CHRISTIE AND MRS CAROL ANNE CHRISTIE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 10P EACH |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them MICHAEL SEAN CHRISTIE - 1,856 MRS CAROL ANNE CHRISTIE - 220,371 |
8. |
State the nature of the transaction ON 5 MARCH 2014 M S CHRISTIE EXERCISED A NIL COST AWARD GRANTED TO HIM ON 23 FEBRUARY 2011 UNDER THE CRODA INTERNATIONAL LONG-TERM INCENTIVE PLAN OVER 18,119 SHARES. ON THE SAME DAY HE SOLD 8,538 SHARES AND TRANSFERRED 9,581 SHARES TO HIS WIFE, MRS CAROL ANNE CHRISTIE. |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired 18,119 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.1% |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 8,538 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.1% |
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13. |
Price per share or value of transaction LTIP AWARD EXERCISE PRICE PER SHARE (18,119 SHARES) - NIL; SALE PRICE PER SHARE (8,538 SHARES) - £25.24 |
14. |
Date and place of transaction 5 MARCH 2014 |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 231,808 - 0.17% |
16. |
Date issuer informed of transaction 5 MARCH 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 135,781,788 |
24. |
Name of contact and telephone number for queries MRS D S HILL - 01405 860551 |
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Name of authorised official of issuer responsible for making notification Date of notification 6 MARCH 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer CRODA INTERNATIONAL PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). BOTH (i) AND (ii) |
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3. |
Name of person discharging managerial responsibilities/director KEITH LAYDEN |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person RELATES TO DIRECTOR |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest KEITH LAYDEN |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 10P EACH |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them KEITH LAYDEN |
8. |
State the nature of the transaction ON 5 MARCH 2014 K LAYDEN EXERCISED A NIL COST AWARD GRANTED TO HIM ON 23 FEBRUARY 2011 UNDER THE CRODA INTERNATIONAL LONG-TERM INCENTIVE PLAN OVER 5,302 SHARES. ON THE SAME DATE HE SOLD 5,302 SHARES. |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired 5,302 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.1% |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 5,302 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.1% |
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13. |
Price per share or value of transaction LTIP AWARD EXERCISE PRICE PER SHARE (5,302 SHARES) - NIL; SALE PRICE PER SHARE (5,302 SHARES) - £25.18 |
14. |
Date and place of transaction 5 MARCH 2014 |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 73,783 - LESS THAN 0.1% |
16. |
Date issuer informed of transaction 5 MARCH 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 135,781,788 |
24. |
Name of contact and telephone number for queries MRS D S HILL - 01405 860551 |
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Name of authorised official of issuer responsible for making notification Date of notification 6 MARCH 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer CRODA INTERNATIONAL PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). BOTH (i) AND (ii) |
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3. |
Name of person discharging managerial responsibilities/director STEPHEN EDWARD FOOTS |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person RELATES TO DIRECTOR AND A CONNECTED PERSON - MRS ALISON ELIZABETH FOOTS - SPOUSE |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest STEPHEN EDWARD FOOTS AND MRS ALISON ELIZABETH FOOTS |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 10P EACH |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them STEPHEN EDWARD FOOTS - 10,173 MRS ALISON ELIZABETH FOOTS - 109,417 |
8. |
State the nature of the transaction ON 6 MARCH 2014 S E FOOTS EXERCISED A NIL COST AWARD GRANTED TO HIM ON 23 FEBRUARY 2011 UNDER THE CRODA INTERNATIONAL LONG-TERM INCENTIVE PLAN OVER 13,989 SHARES. ON THE SAME DAY HE SOLD 6,592 SHARES AND TRANSFERRED 7,397 SHARES TO HIS WIFE, MRS ALISON ELIZABETH FOOTS. |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired 13,989 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.1% |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 6,592 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.1% |
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13. |
Price per share or value of transaction LTIP AWARD EXERCISE PRICE PER SHARE (13,989 SHARES) - NIL; SALE PRICE PER SHARE (6,592 SHARES) - £25.14 |
14. |
Date and place of transaction 6 MARCH 2014 |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 126,987 - LESS THAN 0.1% |
16. |
Date issuer informed of transaction 6 MARCH 2014 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant |
18. |
Period during which or date on which exercisable |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information NUMBER OF ORDINARY SHARES IN ISSUE, EXCLUDING SHARES HELD IN TREASURY: 135,781,788 |
24. |
Name of contact and telephone number for queries MRS D S HILL - 01405 860551 |
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|
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Name of authorised official of issuer responsible for making notification Date of notification 6 MARCH 2014 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
END