RNS Number : 4584H
Standard Chartered PLC
30 November 2015
 



                       

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
                        



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Standard Chartered PLC

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

Change to the FCA's Disclosure and Transparency Rules

ü

3. Full name of person(s) subject to the
notification obligation:

Temasek Holdings (Private) Limited

 

Fullerton Management Pte Ltd

 

Dover Investments Pte. Ltd.

4. Full name of shareholder(s)
 (if different from 3.):

 

Nortrust Nominees Limited

 

Lynchwood Nominees Limited

 

Chase Nominees Limited

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:

26 November 2015

6. Date on which issuer notified:

30 November 2015

7. Threshold(s) that is/are crossed or
reached:

No change





 

 

 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights


Direct

Indirect

Direct

Indirect

ORD USD 0.50

438,346,484

 

(See (1) in Additional Information in Box 13)

109,586,621

 

(based on 1 voting right for every US$2.00 nominal value of shares)

NIL

NIL

100,537,769

 

(based on 1 voting right for every US$2.00 nominal value of shares)

NIL

15.77%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Rights to recall lent shares

30 December 2015

Any time up to 30 December 2015

9,048,852

(based on 1 voting right for every US$2.00 nominal value of shares)

1.42%


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 

NIL

NIL

NIL

NIL

NIL

Nominal

Delta

NIL

NIL

 

 

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

109,586,621 (based on 1 voting right for every US$2.00 nominal value of shares)

17.19%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

Temasek Holdings (Private) Limited (Indirect)- 438,346,484 shares (109,586,621 voting rights based on 1 voting right for every US$2.00 nominal value of shares) =17.19% (See Additional Information in Box 13)

 

Fullerton Management Pte Ltd (Indirect)- 438,346,484 shares (109,586,621 voting rights based on 1 voting right for every US$2.00 nominal value of shares) =17.19% (See Additional Information in Box 13)

 

Dover Investments Pte. Ltd. (Indirect through the nominees listed in Box 4) - 438,346,484 shares (109,586,621 voting rights based on 1 voting right for every US$2.00 nominal value of shares)= 17.19%

 

 

 


Proxy Voting:

10. Name of the proxy holder:

NIL

11. Number of voting rights proxy holder will cease
to hold:

NIL

12. Date on which proxy holder will cease to hold
voting rights:

NIL



13. Additional information:

(1) The 402,151,076 shares are held by Dover Investments Pte. Ltd. ("Dover") through the nominees listed in Box 4 as of 30 November 2015. Dover is a wholly owned subsidiary of Fullerton Management Pte Ltd ("FMPL") which is in turn a wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek").

 

(2) Dover has the right to recall 36,195,408 lent shares under a stock lending agreement (see Box 8B).

 

(3) Notification using shares in issue figure of 2,549,479,999 (637,369,999 voting rights based on 1 voting right for every US$2.00 nominal value of shares) as at close of business on 6 November 2015.

 

Annex Notification Of Major Interests In Shares

 

 

A:         Identity of the person or legal entity subject to the notification obligation

Full name (including legal form for legal entities)

Standard Chartered PLC

Contact address (registered office for legal entities)


1 Basinghall Avenue,
London, EC2V 5DD.

Phone number

020 7885 7456

Other useful information (at least legal representative for legal persons)

    

 

B:        Identity of the notifier, if applicable

Full name

Lee Davis

Contact address

Standard Chartered PLC

1 Basinghall Avenue,
London, EC2V 5DD

Phone number

020 7885 7456

Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

Group Corporate Secretariat

 

C:        Additional information


 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLBMBRTMBTJBRA