EX-99.3 4 ex03d04pdmrlist.htm EX-99.3
Exhibit 99.3
Notice to ASX/LSE
Shareholdings of persons discharging managerial responsibility (PDMR)
4 December 2020
As part of its dual listed company structure, Rio Tinto notifies dealings in Rio Tinto plc and Rio Tinto Limited securities by PDMRs to both the Australian Securities Exchange (ASX) and the London Stock Exchange (LSE).
Bonus Deferral Awards (“BDA”) granted under the Rio Tinto 2018 Equity Incentive Plan
50% of the annual bonuses of the participating executives are delivered as BDA in the form of deferred ordinary shares of Rio Tinto plc or Rio Tinto Limited (“shares”), as applicable. The BDA vests in December of the third year after the end of the performance year to which the annual bonus relates.
On 1 December 2020, Rio Tinto was notified that the following PDMR received their vested 2018 BDA in the form of shares, of which sufficient were sold to pay applicable withholding tax and other deductions.

Security | Name of PDMR | Conditional Award Granted | No: of Shares Vested* | No: of Shares Sold | Price per Share | No: of Shares Retained | Date of Transaction
Rio Tinto plc shares | Baatar, Bold | 7,389 | 8,719 | 3,989 | 49.787226 GBP | 4,730 | 01/12/2020
Rio Tinto plc shares | Barrios, Alfredo | 10,097 | 11,914 | 6,182 | 49.787226 GBP | 5,732 | 01/12/2020
Rio Tinto plc shares | Jacques, Jean-Sébastien | 21,401 | 25,253 | 11,606 | 49.787226 GBP | 13,647 | 01/12/2020
Rio Tinto plc shares | Soirat, Arnaud | 6,328 | 7,467 | 3,417 | 49.787226 GBP | 4,050 | 01/12/2020
Rio Tinto plc shares | Toth, Peter** | 1,851 | 2,184 | 1,000 | 49.787226 GBP | 1,184 | 01/12/2020
Rio Tinto Limited shares | Trott, Simon** | 1,313 | 1,549 | N/A | N/A | 1,549 | 01/12/2020
Rio Tinto Limited shares | Vella, Ivan** | 1,347 | 1,561 | N/A | N/A | 1,561 | 01/12/2020

*The number of shares vested includes additional shares calculated to reflect dividends declared during the vesting period on the original shares granted.
** Deferral was 25% of annual bonus as it related to a performance year prior to becoming a PDMR.

FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.
LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.
This announcement is authorised for release to the market by Rio Tinto’s Group Company Secretary.

Steve Allen Group Company Secretary | Tim Paine Joint Company Secretary
Rio Tinto plc 6 St James’s Square London SW1Y 4AD United Kingdom T +44 20 7781 2000 Registered in England No. 719885 | Rio Tinto Limited 360 Collins Street Melbourne 3000 Australia T +61 3 9283 3333 Registered in Australia ABN 96 004 458 404