6-K 1 a20211001form6k.htm 6-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Month of September 2021

Commission file number: 001-10533 | Commission file number: 001-34121
Rio Tinto plc | Rio Tinto Limited
| ABN 96 004 458 404
(Translation of registrant’s name into English) | (Translation of registrant’s name into English)
6 St. James’s Square | Level 7, 360 Collins Street
London, SW1Y 4AD, United Kingdom | Melbourne, Victoria 3000, Australia
(Address of principal executive offices) | (Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to
Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If "Yes" is marked, indicate below the file number assigned to the registrant in connection
with Rule 12g3-2(b): 82- ________

EXHIBIT 99
1.Stock Exchange announcement dated 1 September 2021 entitled ‘Appendix 3X – Initial Director’s Interest Notice’
2.Stock Exchange announcement dated 13 September 2021 entitled ‘Form 603 – Notice of initial substantial holder’
3.Media Release dated 14 September 2021 entitled ‘Rio Tinto Teams Up with Caterpillar for Zero-Emissions Autonomous Trucks’
4.Stock Exchange announcement dated 16 September 2021 entitled ‘Statement on penalty assessment’
5.Stock Exchange announcement dated 17 September 2021 entitled ‘Notice of dividend currency exchange rates – 2021 interim and special dividends’
6.Stock Exchange announcement dated 22 September 2021 entitled ‘Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)’
7.Stock Exchange announcement dated 23 September 2021 entitled ‘Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)’
8.Stock Exchange announcement dated 30 September 2021 entitled ‘Notification of dividend / distribution’
9.Stock Exchange announcement dated 30 September 2021 entitled ‘Rio Tinto publishes first Communities and Social Performance report’

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorised.

Rio Tinto plc | Rio Tinto Limited
(Registrant) | (Registrant)
By | /s/ Steve Allen | By | /s/ Steve Allen
Name | Steve Allen | Name | Steve Allen
Title | Company Secretary | Title | Joint Company Secretary
Date | 1 October 2021 | Date | 1 October 2021