6-K 1 form6k_nov2021.htm 6-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Month of November 2021

Commission file number: 001-10533 | Commission file number: 001-34121
Rio Tinto plc | Rio Tinto Limited
| ABN 96 004 458 404
(Translation of registrant’s name into English) | (Translation of registrant’s name into English)
6 St. James’s Square | Level 7, 360 Collins Street
London, SW1Y 4AD, United Kingdom | Melbourne, Victoria 3000, Australia
(Address of principal executive offices) | (Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to
Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If "Yes" is marked, indicate below the file number assigned to the registrant in connection
with Rule 12g3-2(b): 82- ________

EXHIBITS
99.1 Stock Exchange announcement dated 1 November 2021 entitled ‘Total voting rights and issued capital’
99.2 Stock Exchange announcement dated 2 November 2021 entitled ‘Holding(s) in Company – TR-1: Standard form for notification of major holdings’
99.3 Stock Exchange announcement dated 2 November 2021 entitled ‘Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)’
99.4 Stock Exchange announcement dated 2 November 2021 entitled ‘Shareholdings of directors and persons discharging managerial responsibility (PDMR)’
99.5 Media Release dated 4 November 2021 entitled ‘Carbon free aluminium smelting a step closer: ELYSIS advances commercial demonstration and operates at industrial scale’
99.6 Stock Exchange announcement dated 5 November 2021 entitled ‘Notification of Issue, Conversion or Payment up of Unquoted Equity Securities’
99.7 Stock Exchange announcement dated 5 November 2021 entitled ‘Notification of Issue, Conversion or Payment up of Unquoted Equity Securities’
99.8 Stock Exchange announcement dated 8 November 2021 entitled ‘Form 603 – Notice of initial substantial holder’
99.9 Media Release dated 9 November 2021 entitled ‘Rio Tinto invests in start-up to support habitat restoration’
99.10 Stock Exchange announcement dated 11 November 2021 entitled ‘Form 605 – Notice of ceasing to be a substantial holder’
99.11 Stock Exchange announcement dated 16 November 2021 entitled ‘Form 603 – Notice of initial substantial holder’
99.12 Stock Exchange announcement dated 16 November 2021 entitled ‘Form 605 – Notice of ceasing to be a substantial holder’
99.13 Media release dated 16 November 2021 entitled ‘Rio Tinto invests in InoBat’
99.14 Media release dated 17 November 2021 entitled ‘Rio Tinto invests to increase low-carbon AP60 aluminium production in Canada’
99.15 Media release dated 18 November 2021 entitled ‘Rio Tinto becomes sole owner of Diavik Diamond Mine’
99.16 Stock Exchange announcement dated 29 November 2021 entitled ‘TR-1: Standard form for notification of major holdings’

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorised.

Rio Tinto plc | Rio Tinto Limited
(Registrant) | (Registrant)
By | /s/ Steve Allen | By | /s/ Steve Allen
Name | Steve Allen | Name | Steve Allen
Title | Company Secretary | Title | Joint Company Secretary
Date | 1 December 2021 | Date | 1 December 2021