6-K 1 ex21transactionagreement.htm 2.1
?R?=ONCIH P?LMCIH NL;HM;=NCIH ;AL??G?HN <S ;H> ;GIHA ;L=;>COG FCNBCOG JF=* LCI NCHNI <G MO<MC>C;LS FCGCN?> ;H> LCI NCHNI Q?MN?LH BIF>CHAM FCGCN?> >;N?> ;M I@ I=NI<?L 7* 0.02 Exhibit 2.1

_ Table of Contents Contents Page ARTICLE I THE TRANSACTION ..................................................................................................................... 1 M[Yj_ed /,/ N^[ NhWdiWYj_ed, ................................................................................................................................ / M[Yj_ed /,0 =bei_d], ............................................................................................................................................. / M[Yj_ed /,1 ?\\[Yj_l[ N_c[, .................................................................................................................................. 0 ARTICLE II PURCHASE OF COMPANY SHARES ........................................................................................ 2 M[Yj_ed 0,/ JkhY^Wi[ e\ =ecfWdo M^Wh[i, ........................................................................................................... 0 M[Yj_ed 0,0 JWoc[dj JheY[Zkh[i, ......................................................................................................................... 0 M[Yj_ed 0,1 Nh[Wjc[dj e\ =ecfWdo ?gk_jo ;mWhZi, ............................................................................................ 2 ARTICLE III REPRESENTATIONS AND WARRANTIES OF COMPANY ................................................. 5 M[Yj_ed 1,/ KkWb_\_YWj_ed* Ih]Wd_pWj_ed* [jY, ....................................................................................................... 4 M[Yj_ed 1,0 M^Wh[ =Wf_jWb, .................................................................................................................................... 4 M[Yj_ed 1,1 =ehfehWj[ ;kj^eh_jo L[bWj_l[ je j^_i ;]h[[c[dj9 He P_ebWj_ed, ....................................................... 6 M[Yj_ed 1,2 L[fehji WdZ @_dWdY_Wb MjWj[c[dji, .................................................................................................... 7 M[Yj_ed 1,3 Cdj[hdWb =edjhebi WdZ JheY[Zkh[i, ................................................................................................... /. M[Yj_ed 1,4 He OdZ_iYbei[Z F_WX_b_j_[i, ............................................................................................................. // M[Yj_ed 1,5 =kijec[hi, ...................................................................................................................................... // M[Yj_ed 1,6 =ecfb_WdY[ m_j^ FWmi9 J[hc_ji, .................................................................................................... // M[Yj_ed 1,7 ?dl_hedc[djWb FWmi, ...................................................................................................................... /0 M[Yj_ed 1,/. ?cfbeo[[ <[d[\_j JbWdi, ............................................................................................................... /1 M[Yj_ed 1,// FWXeh GWjj[hi, ............................................................................................................................... /3 M[Yj_ed 1,/0 ;Xi[dY[ e\ =[hjW_d =^Wd][i eh ?l[dji, ........................................................................................ /5 M[Yj_ed 1,/1 Cdl[ij_]Wj_ed9 F_j_]Wj_ed, ............................................................................................................... /5 M[Yj_ed 1,/2 NWn GWjj[hi, .................................................................................................................................. /5 M[Yj_ed 1,/3 Cdj[bb[YjkWb Jhef[hjo, ..................................................................................................................... /7 M[Yj_ed 1,/4 L[Wb Jhef[hjo, ................................................................................................................................ 0/ M[Yj_ed 1,/5 L[gk_h[Z Pej[9 NWa[el[h Jhel_i_edi, ............................................................................................ 00 M[Yj_ed 1,/6 GWj[h_Wb =edjhWYji, ........................................................................................................................ 01 M[Yj_ed 1,/7 CdikhWdY[, ...................................................................................................................................... 03 M[Yj_ed 1,0. @_dZ[hi WdZ <hea[hi, ..................................................................................................................... 03 M[Yj_ed 1,0/ ;dj_+=ehhkfj_ed, ............................................................................................................................ 03 M[Yj_ed 1,00 MWdYj_edi, ...................................................................................................................................... 04 M[Yj_ed 1,01 ?nfehj WdZ Ccfehj GWjj[hi, ........................................................................................................... 04 M[Yj_ed 1,02 G_d_d] L_]^ji, .............................................................................................................................. 04 M[Yj_ed 1,03 HWhW^W WdZ H[cWiaW,.................................................................................................................... 05 M[Yj_ed 1,04 He Ij^[h L[fh[i[djWj_edi, ............................................................................................................ 05 ARTICLE IV REPRESENTATIONS AND WARRANTIES OF BUYER ...................................................... 27 M[Yj_ed 2,/ KkWb_\_YWj_ed* Ih]Wd_pWj_ed* [jY, ..................................................................................................... 05 M[Yj_ed 2,0 =Wf_jWb_pWj_ed, ................................................................................................................................. 05 M[Yj_ed 2,1 =ehfehWj[ ;kj^eh_jo L[bWj_l[ je j^_i ;]h[[c[dj9 He P_ebWj_ed, ..................................................... 06

__ M[Yj_ed 2,2 Cdl[ij_]Wj_ed9 F_j_]Wj_ed, ................................................................................................................. 06 M[Yj_ed 2,3 @_dZ[hi WdZ <hea[hi, ....................................................................................................................... 07 M[Yj_ed 2,4 Mk\\_Y_[dYo e\ @kdZi, ...................................................................................................................... 07 M[Yj_ed 2,5 Imd[hi^_f e\ =ecfWdo M^Wh[i, ...................................................................................................... 07 M[Yj_ed 2,6 Jheno MjWj[c[dj WdZ MY^[c[ >eYkc[dj, ....................................................................................... 07 M[Yj_ed 2,7 Mebl[dYo, ......................................................................................................................................... 07 M[Yj_ed 2,/. He Ij^[h L[fh[i[djWj_edi, ............................................................................................................ 1. ARTICLE V COVENANTS RELATING TO CONDUCT OF BUSINESS PENDING CLOSING ............. 30 M[Yj_ed 3,/ =edZkYj e\ <ki_d[ii Xo =ecfWdo J[dZ_d] =bei_d], ...................................................................... 1. M[Yj_ed 3,0 Meb_Y_jWj_ed Xo =ecfWdo, ................................................................................................................ 12 M[Yj_ed 3,1 Jh[fWhWj_ed e\ j^[ MY^[c[ >eYkc[dj WdZ j^[ Jheno MjWj[c[dj9 MY^[c[ G[[j_d]* =ecfWdo AG, 2/ ARTICLE VI ADDITIONAL AGREEMENTS ................................................................................................ 46 M[Yj_ed 4,/ ;YY[ii9 =ed\_Z[dj_Wb_jo9 Hej_Y[ e\ =[hjW_d ?l[dji, ......................................................................... 24 M[Yj_ed 4,0 @_b_d]i9 Ij^[h ;Yj_edi9 Hej_\_YWj_ed, ............................................................................................... 26 M[Yj_ed 4,1 JWh[dj WdZ <ko[h, ............................................................................................................................ 3. M[Yj_ed 4,2 JkXb_Y_jo, ......................................................................................................................................... 3. M[Yj_ed 4,3 >_h[Yjehiu WdZ I\\_Y[hiu CdikhWdY[ WdZ CdZ[cd_\_YWj_ed, ................................................................ 3/ M[Yj_ed 4,4 Jeij+=bei_d] ?cfbeo[[ GWjj[hi, ..................................................................................................... 30 M[Yj_ed 4,5 NWa[el[h MjWjkj[i, ........................................................................................................................... 33 M[Yj_ed 4,6 Lkb[ /4X+1, ...................................................................................................................................... 33 M[Yj_ed 4,7 NhWdiWYj_ed F_j_]Wj_ed9 Hej_Y[i, ...................................................................................................... 33 M[Yj_ed 4,/. MjeYa ?nY^Wd][ >[b_ij_d]9 >[h[]_ijhWj_ed, ................................................................................... 34 M[Yj_ed 4,// Cdj[]hWj_ed JbWdd_d], ..................................................................................................................... 34 M[Yj_ed 4,/0 @_dWdY_d] =eef[hWj_ed, ................................................................................................................. 34 M[Yj_ed 4,/1 =edl[hj_Xb[ Hej[i, ........................................................................................................................ 35 M[Yj_ed 4,/2 Q_j^^ebZ_d], .................................................................................................................................. 35 M[Yj_ed 4,/3 MY^[c[ Ccfb[c[djWj_ed Xo QWo e\ I\\[h, .................................................................................... 37 ARTICLE VII CONDITIONS ............................................................................................................................ 60 M[Yj_ed 5,/ =edZ_j_edi je j^[ IXb_]Wj_edi e\ ?WY^ JWhjo, .................................................................................. 4. M[Yj_ed 5,0 =edZ_j_edi je j^[ IXb_]Wj_edi e\ JWh[dj WdZ <ko[h, ........................................................................ 4/ M[Yj_ed 5,1 =edZ_j_edi je j^[ IXb_]Wj_edi e\ =ecfWdo, .................................................................................... 40 M[Yj_ed 5,2 @hkijhWj_ed e\ =bei_d] =edZ_j_edi, .................................................................................................. 40 ARTICLE VIII TERMINATION ....................................................................................................................... 62 M[Yj_ed 6,/ N[hc_dWj_ed, .................................................................................................................................... 40 M[Yj_ed 6,0 ?\\[Yj e\ N[hc_dWj_ed, ..................................................................................................................... 42 ARTICLE IX MISCELLANEOUS .................................................................................................................... 66 M[Yj_ed 7,/ ;c[dZc[dj WdZ GeZ_\_YWj_ed9 QW_l[h, .......................................................................................... 44 M[Yj_ed 7,0 Mkhl_lWb, .......................................................................................................................................... 44 M[Yj_ed 7,1 ?nf[di[i, ........................................................................................................................................ 45 M[Yj_ed 7,2 AMN, ................................................................................................................................................ 45

___ M[Yj_ed 7,3 Ij^[h NWn Jhel_i_ed, ....................................................................................................................... 45 M[Yj_ed 7,4 Hej_Y[i, ........................................................................................................................................... 45 M[Yj_ed 7,5 Cdj[hfh[jWj_ed, .................................................................................................................................. 47 M[Yj_ed 7,6 =ekdj[hfWhji, ................................................................................................................................... 5. M[Yj_ed 7,7 ?dj_h[ ;]h[[c[dj9 N^_hZ+JWhjo <[d[\_Y_Wh_[i, ................................................................................. 5. M[Yj_ed 7,/. M[l[hWX_b_jo,................................................................................................................................... 5. M[Yj_ed 7,// Ael[hd_d] FWm9 Dkh_iZ_Yj_ed, ........................................................................................................ 5/ M[Yj_ed 7,/0 QW_l[h e\ Dkho Nh_Wb, ..................................................................................................................... 5/ M[Yj_ed 7,/1 ;ii_]dc[dj, .................................................................................................................................. 5/ M[Yj_ed 7,/2 ?d\ehY[c[dj9 L[c[Z_[i9 F_c_jWj_ed e\ F_WX_b_jo9 MkXi_Z_Wh_[i, .................................................... 5/ M[Yj_ed 7,/3 =[hjW_d >[\_d_j_edi, ....................................................................................................................... 50 M[Yj_ed 7,/4 N[hci >[\_d[Z ?bi[m^[h[, ............................................................................................................ 63

/ TRANSACTION AGREEMENT N^_i NhWdiWYj_ed ;]h[[c[dj (j^_i rAgreements) _i cWZ[ WdZ [dj[h[Z _dje Wi e\ IYjeX[h 7* 0.02* Xo WdZ Wced] LCI NCHNI Q?MN?LH BIF>CHAM FCGCN?>* W fh_lWj[ b_c_j[Z YecfWdo _dYehfehWj[Z kdZ[h j^[ bWmi e\ ?d]bWdZ & QWb[i (rParents)* LCI NCHNI <G MO<MC>C;LS FCGCN?>* W fh_lWj[ b_c_j[Z YecfWdo _dYehfehWj[Z kdZ[h j^[ bWmi e\ ?d]bWdZ & QWb[i (rBuyers)* WdZ ;L=;>COG FCNBCOG JF=* W fkXb_Y b_c_j[Z YecfWdo _dYehfehWj[Z kdZ[h j^[ bWmi e\ j^[ <W_b_m_Ya e\ D[hi[o (rCompanys WdZ* je][j^[h m_j^ JWh[dj WdZ <ko[h* j^[ rPartiess), RECITALS WHEREAS* j^[ JWhj_[i _dj[dZ j^Wj j^[ =ecfWdo M^Wh[i* _dYbkZ_d] j^[ =ecfWdo M^Wh[i h[fh[i[dj[Z Xo =>Ci* m_bb X[ WYgk_h[Z Xo <ko[h ed j^[ j[hci WdZ ikX`[Yj je j^[ YedZ_j_edi i[j ekj _d j^_i ;]h[[c[dj m_j^ j^[ [\\[Yj j^Wj <ko[h m_bb WYgk_h[ j^[ [dj_h[ _iik[Z WdZ je X[ _iik[Z i^Wh[ YWf_jWb e\ =ecfWdo (j^[ rTransactions)* fkhikWdj je j^[ MY^[c[ e\ ;hhWd][c[dj9 WHEREAS* (_) j^[ XeWhZ e\ Z_h[Yjehi (eh [gk_lWb[dj) e\ [WY^ e\ =ecfWdo* JWh[dj WdZ <ko[h ^Wi (;) Z[j[hc_d[Z j^Wj j^_i ;]h[[c[dj WdZ j^[ NhWdiWYj_ed Wh[ WZl_iWXb[ WdZ _d j^[ X[ij _dj[h[iji e\ _ji h[if[Yj_l[ i^Wh[^ebZ[hi* (<) Wffhel[Z j^[ NhWdiWYj_ed ed j^[ j[hci WdZ ikX`[Yj je j^[ YedZ_j_edi i[j \ehj^ ^[h[_d* WdZ (=) WZefj[Z WdZ Wffhel[Z j^_i ;]h[[c[dj9 WdZ (__) j^[ =ecfWdo <eWhZ e\ >_h[Yjehi ^Wi h[Yecc[dZ[Z j^Wj j^[ i^Wh[^ebZ[hi e\ =ecfWdo Wffhel[ j^[ MY^[c[ e\ ;hhWd][c[dj WdZ fWii j^[ =ecfWdo M^Wh[^ebZ[h L[iebkj_edi9 WdZ WHEREAS, JWh[dj* =ecfWdo WdZ <ko[h Z[i_h[ je cWa[ Y[hjW_d h[fh[i[djWj_edi* mWhhWdj_[i* Yel[dWdji WdZ W]h[[c[dji if[Y_\_[Z ^[h[_d _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj, NOW, THEREFORE _d Yedi_Z[hWj_ed e\ j^[ \eh[]e_d] WdZ j^[ h[fh[i[djWj_edi* mWhhWdj_[i* Yel[dWdji WdZ W]h[[c[dji YedjW_d[Z ^[h[_d WdZ _dj[dZ_d] je X[ b[]Wbbo XekdZ_d] ^[h[Xo* =ecfWdo* JWh[dj WdZ <ko[h W]h[[ Wi \ebbemi8 ARTICLE I THE TRANSACTION Section 1.1 N^[ NhWdiWYj_ed, ;j j^[ ?\\[Yj_l[ N_c[* kfed j^[ j[hci WdZ ikX`[Yj je j^[ YedZ_j_edi i[j \ehj^ _d j^_i ;]h[[c[dj WdZ _d WYYehZWdY[ m_j^ j^[ FWmi e\ j^[ <W_b_m_Ya e\ D[hi[o* _dYbkZ_d] j^[ =ecfWd_[i FWm* WdZ j^[ j[hci e\ j^[ MY^[c[ e\ ;hhWd][c[dj8 (_) Wbb e\ j^[ =ecfWdo M^Wh[i j^[d ekjijWdZ_d] i^Wbb X[ jhWdi\[hh[Z\hec j^[ =ecfWdo M^Wh[^ebZ[hi je <ko[h (eh Wd ;\\_b_Wj[ e\ <ko[h Z[i_]dWj[Z Xo <ko[h _d WYYehZWdY[ m_j^ j^[ j[hci e\ j^[ MY^[c[ e\ ;hhWd][c[dj)9 WdZ (__) j^[ =ecfWdo M^Wh[^ebZ[hi i^Wbb X[ [dj_jb[Z _d WYYehZWdY[ m_j^ j^[ j[hci e\ j^[ MY^[c[ e\ ;hhWd][c[dj je h[Y[_l[ Wd Wcekdj _d YWi^* m_j^ekj _dj[h[ij* [gkWb je $3,63 f[h =ecfWdo M^Wh[ j^Wj _i ekjijWdZ_d] _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ (j^[ rConsiderations), Section 1.2 =bei_d], N^[ Ybei_d] e\ j^[ NhWdiWYj_ed kfed m^_Y^ j^[ MY^[c[ _i [\\[Yj_l[ (j^[ rClosings) i^Wbb jWa[ fbWY[ l_W [b[Yjhed_Y ZeYkc[dj [nY^Wd][ eh Wj j^[ e\\_Y[i e\ F_dabWj[hi FFJ beYWj[Z Wj /07. 4j^ ;l[* H[m Seha* HS /./.2* ed W ZWj[ je X[ W]h[[Z kfed Xo <ko[h WdZ =ecfWdo j^Wj _i de bWj[h j^Wd j^[ \_\j^ (3j^) <ki_d[ii >Wo eh* _\ [Whb_[h* j^[ ?dZ >Wj[* \ebbem_d] j^[ ZWj[ ed m^_Y^ j^[ iWj_i\WYj_ed eh mW_l[h (je j^[ [nj[dj f[hc_jj[Z ^[h[kdZ[h) e\ j^[ YedZ_j_edi i[j \ehj^ _d ;hj_Yb[ PCC (ej^[h j^Wd j^ei[ YedZ_j_edi j^Wj Xo j^[_h dWjkh[ Wh[ je X[ iWj_i\_[Z Wj j^[ =bei_d]* Xkj ikX`[Yj je j^[ iWj_i\WYj_ed eh mW_l[h e\ ikY^ YedZ_j_edi Wj j^[ =bei_d]) eYYkhi* eh Wj ikY^ ej^[h fbWY[* ZWj[ WdZ j_c[ Wi j^[ JWhj_[i cWo W]h[[

0 _d mh_j_d], N^[ ZWj[ ed m^_Y^ =bei_d] WYjkWbbo eYYkhi _i h[\[hh[Z je Wi j^[ rClosing Date,s =bei_d] i^Wbb X[ Z[[c[Z je ^Wl[ eYYkhh[Z Wi e\ /08./ W,c,* ?Wij[hd N_c[ ed j^[ =bei_d] >Wj[, Section 1.3 ?\\[Yj_l[ N_c[, Id j^[ =bei_d] >Wj[* j^[ MY^[c[ e\ ;hhWd][c[dj i^Wbb X[Yec[ [\\[Yj_l[ Wj ikY^ j_c[ Wi Wd ;Yj e\ j^[ LeoWb =ekhj e\ D[hi[o (j^[ rCourts) iWdYj_ed_d] j^[ MY^[c[ e\ ;hhWd][c[dj (ikY^ ehZ[h* j^[ rCourt Orders) ^Wi X[[d Z[b_l[h[Z je j^[ L[]_ijhWh e\ =ecfWd_[i _d D[hi[o \eh h[]_ijhWj_ed (ikY^ ZWj[ WdZ j_c[ _i ^[h[_dW\j[h h[\[hh[Z je Wi j^[ rEffective Times), ARTICLE II PURCHASE OF COMPANY SHARES Section 2.1 JkhY^Wi[ e\ =ecfWdo M^Wh[i, ;j j^[ ?\\[Yj_l[ N_c[* Wbb =ecfWdo M^Wh[i j^[d ekjijWdZ_d] i^Wbb X[ jhWdi\[hh[Z \hec j^[ =ecfWdo M^Wh[^ebZ[hi _d WYYehZWdY[ m_j^ j^[ fhel_i_edi e\ j^[ MY^[c[ e\ ;hhWd][c[dj* j^_i M[Yj_ed 0,/ WdZ M[Yj_ed 0,0* WdZ j^[ =ecfWdo M^Wh[^ebZ[hi i^Wbb Y[Wi[ je ^Wl[ Wdo h_]^ji m_j^ h[if[Yj je j^[ =ecfWdo M^Wh[i [nY[fj j^[_h h_]^ji kdZ[h j^[ MY^[c[ e\ ;hhWd][c[dj* _dYbkZ_d] j^[ h_]^j je h[Y[_l[ j^[ =edi_Z[hWj_ed, ;j j^[ ?\\[Yj_l[ N_c[* eh Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ j^[h[W\j[h Xkj ed j^[ ZWo e\ j^[ eYYkhh[dY[ e\ j^[ ?\\[Yj_l[ N_c[* =ecfWdoui L[]_ij[h e\ G[cX[hi m_bb X[ kfZWj[Z _d WYYehZWdY[ m_j^ j^[ fhel_i_edi e\ j^[ MY^[c[ e\ ;hhWd][c[dj je h[\b[Yj j^[ jhWdi\[h e\ j^[ =ecfWdo M^Wh[i kdZ[h j^[ MY^[c[ e\ ;hhWd][c[dj je <ko[h (eh Wd ;\\_b_Wj[ e\ <ko[h Z[i_]dWj[Z Xo <ko[h fh_eh je j^[ \_b_d] e\ j^[ MY^[c[ e\ ;hhWd][c[dj m_j^ j^[ =ekhj)* \ebbem_d] m^_Y^ =ecfWdo i^Wbb X[ W m^ebbo emd[Z ikXi_Z_Who e\ <ko[h eh ikY^ ;\\_b_Wj[ e\ <ko[h, Section 2.2 JWoc[dj JheY[Zkh[i, (i) (a) Jh_eh je j^[ =bei_d]* <ko[h i^Wbb (;) i[b[Yj W dWj_edWbbo h[Ye]d_p[Z XWda eh jhkij YecfWdo h[WiedWXbo WYY[fjWXb[ je =ecfWdo je WYj Wi fWo_d] W][dj \eh j^[ fWoc[dj e\ j^[ =edi_Z[hWj_ed (j^[ rPaying Agents) WdZ (<) [dj[h _dje W JWo_d] ;][dj W]h[[c[dj* _d \ehc WdZ ikXijWdY[ h[WiedWXbo WYY[fjWXb[ je =ecfWdo* m_j^ j^[ JWo_d] ;][dj, Id j^[ =bei_d] >Wj[* <ko[h i^Wbb Z[fei_j* eh YWki[ je X[ Z[fei_j[Z* m_j^ j^[ JWo_d] ;][dj* \eh j^[ X[d[\_j e\ j^[ =ecfWdo M^Wh[^ebZ[hi* YWi^ _d Wd Wcekdj [gkWb je j^[ W]]h[]Wj[ =edi_Z[hWj_ed, ;bb YWi^ Z[fei_j[Z m_j^ j^[ JWo_d] ;][dj fkhikWdj je j^[ fh[Y[Z_d] i[dj[dY[ i^Wbb ^[h[_dW\j[h X[ h[\[hh[Z je Wi j^[ rPayment Funds, (b) ;i fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ W\j[h j^[ ?\\[Yj_l[ N_c[* WdZ _d Wdo [l[dj m_j^_d j^h[[ (1) <ki_d[ii >Woi W\j[h j^[ ?\\[Yj_l[ N_c[* <ko[h i^Wbb Z_h[Yj j^[ JWo_d] ;][dj je cW_b je [WY^ ^ebZ[h e\ h[YehZ e\ W Y[hj_\_YWj[ eh Y[hj_\_YWj[i m^_Y^ _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ h[fh[i[dj[Z ekjijWdZ_d] =ecfWdo M^Wh[i (j^[ rCertificatess) eh ded+Y[hj_\_YWj[Z =ecfWdo M^Wh[i h[fh[i[dj[Z Xo Xeea+[djho (j^[ rBook-Entry Sharess) j^Wj _i [dj_jb[Z je h[Y[_l[ j^[ =edi_Z[hWj_ed fkhikWdj je M[Yj_ed 0,/ W b[jj[h e\ jhWdic_jjWb* m^_Y^ i^Wbb X[ _d ikY^ \ehc WdZ ^Wl[ ikY^ ej^[h fhel_i_edi Wi <ko[h WdZ j^[ JWo_d] ;][dj cWo h[WiedWXbo if[Y_\o, N^[ JWo_d] ;][dj W]h[[c[dj i^Wbb h[gk_h[ j^Wj [WY^ ^ebZ[h e\ =ecfWdo M^Wh[i j^Wj ^Wl[ X[[d Yedl[hj[Z _dje j^[ h_]^j je h[Y[_l[ j^[ =edi_Z[hWj_ed i^Wbb X[ [dj_jb[Z je h[Y[_l[ j^[ =edi_Z[hWj_ed _d h[if[Yj e\ j^[ =ecfWdo M^Wh[i h[fh[i[dj[Z Xo W =[hj_\_YWj[* m_j^_d jme (0) <ki_d[ii >Woi kfed Z[b_l[ho je j^[ JWo_d] ;][dj e\ W Zkbo Yecfb[j[Z WdZ lWb_Zbo [n[Ykj[Z b[jj[h e\

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2 Section 2.3 Nh[Wjc[dj e\ =ecfWdo ?gk_jo ;mWhZi, (a) Nh[Wjc[dj e\ F[]WYo L[ijh_Yj[Z M^Wh[ L_]^ji, ?WY^ F[]WYo L[ijh_Yj[Z M^Wh[ L_]^j* m^[j^[h l[ij[Z eh kdl[ij[Z* j^Wj _i ekjijWdZ_d] _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ i^Wbb* Wi e\ j^[ ?\\[Yj_l[ N_c[* WkjecWj_YWbbo WdZ m_j^ekj Wdo WYj_ed ed j^[ fWhj e\ j^[ ^ebZ[h j^[h[e\* X[ [nY^Wd][Z \eh W dkcX[h e\ h[ijh_Yj[Z i^Wh[ h_]^ji* ikX`[Yj je j^[ iWc[ j[hci WdZ YedZ_j_edi Wi m[h[ Wffb_YWXb[ je ikY^ F[]WYo L[ijh_Yj[Z M^Wh[ L_]^ji _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[* m_j^ h[if[Yj je W dkcX[h e\ j^[ Wffb_YWXb[ F_ij[Z M^Wh[i [gkWb je j^[ dkcX[h e\ =ecfWdo M^Wh[i kdZ[hbo_d] ikY^ WmWhZ ckbj_fb_[Z Xo j^[ ?gk_jo ;mWhZ =edl[hi_ed LWj_e ([WY^ F[]WYo L[ijh_Yj[Z M^Wh[ L_]^j ie WZ`kij[Z* Wd rAdjusted Restricted Share Rights), Ccc[Z_Wj[bo W\j[h j^[ [nY^Wd][* [WY^ F[]WYo L[ijh_Yj[Z M^Wh[ L_]^j m_bb X[ YWdY[bb[Z, (b) Nh[Wjc[dj e\ Hed+?cfbeo[[ >_h[Yjeh LMO, ?WY^ Hed+?cfbeo[[ >_h[Yjeh LMO* m^[j^[h l[ij[Z eh kdl[ij[Z* j^Wj _i ekjijWdZ_d] _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ i^Wbb* Xo l_hjk[ e\ j^[ NhWdiWYj_ed WdZ m_j^ekj Wdo WYj_ed ed j^[ fWhj e\ Wdo J[hied* Wi e\ j^[ ?\\[Yj_l[ N_c[* WkjecWj_YWbbo X[ YWdY[bb[Z WdZ Yedl[hj[Z _dje j^[ h_]^j je h[Y[_l[ Wd Wcekdj _d YWi^ [gkWb je j^[ fheZkYj e\ (_) j^[ =edi_Z[hWj_ed WdZ (__) j^[ jejWb dkcX[h e\ M^Wh[i ikX`[Yj je ikY^ Hed+ ?cfbeo[[ >_h[Yjeh LMO, (c) Nh[Wjc[dj e\ =ecfWdo MjeYa Ifj_edi8 ?WY^ =ecfWdo MjeYa Ifj_ed* m^[j^[h l[ij[Z eh kdl[ij[Z* j^Wj _i ekjijWdZ_d] _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ i^Wbb* Wi e\ j^[ ?\\[Yj_l[ N_c[* WkjecWj_YWbbo WdZ m_j^ekj Wdo WYj_ed ed j^[ fWhj e\ j^[ ^ebZ[h j^[h[e\* X[ [nY^Wd][Z \eh Wd efj_ed je fkhY^Wi[* ikX`[Yj je j^[ iWc[ j[hci WdZ YedZ_j_edi Wi m[h[ Wffb_YWXb[ je ikY^ =ecfWdo MjeYa Ifj_ed _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ (_dYbkZ_d] Wffb_YWXb[ l[ij_d] YedZ_j_edi (_dYbkZ_d] Wdo Wffb_YWXb[ ZekXb[+jh_]][h rY^Wd][ _d Yedjhebs fhel_i_edi) Xkj [nYbkZ_d] j^[ dkcX[h e\ i^Wh[i ikX`[Yj je ikY^ =ecfWdo MjeYa Ifj_ed WdZ j^[ [n[hY_i[ fh_Y[ e\ ikY^ =ecfWdo MjeYa Ifj_ed)* (;) j^Wj dkcX[h e\ Wffb_YWXb[ F_ij[Z M^Wh[i hekdZ[Z Zemd je j^[ d[Wh[ij m^eb[ i^Wh[ [gkWb je j^[ fheZkYj Z[j[hc_d[Z Xo ckbj_fbo_d] (/) j^[ jejWb dkcX[h e\ =ecfWdo M^Wh[i ikX`[Yj je ikY^ =ecfWdo MjeYa Ifj_ed _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ Xo (0) j^[ ?gk_jo ;mWhZ =edl[hi_ed LWj_e WdZ (<) Wj W f[h+i^Wh[ [n[hY_i[ fh_Y[ hekdZ[Z kf je j^[ d[Wh[ij m^eb[ Y[dj* [gkWb je j^[ gkej_[dj Z[j[hc_d[Z Xo Z_l_Z_d] (/) j^[ [n[hY_i[ fh_Y[ f[h =ecfWdo M^Wh[ Wj m^_Y^ ikY^ =ecfWdo MjeYa Ifj_ed mWi [n[hY_iWXb[ _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ Xo (0) j^[ ?gk_jo ;mWhZ =edl[hi_ed LWj_e ([WY^ =ecfWdo MjeYa Ifj_ed ie WZ`kij[Z* Wd rAdjusted Company Stock Options), Hejm_j^ijWdZ_d] j^[ \eh[]e_d]* j^[ [n[hY_i[ fh_Y[ WdZ j^[ dkcX[h e\ Wffb_YWXb[ F_ij[Z M^Wh[i fkhY^WiWXb[ fkhikWdj je j^[ ;Z`kij[Z =ecfWdo MjeYa Ifj_edi i^Wbb X[ Z[j[hc_d[Z _d W cWdd[h Yedi_ij[dj m_j^ j^[ h[gk_h[c[dji e\ M[Yj_ed 2.7; e\ j^[ =eZ[* WdZ* _d j^[ YWi[ e\ Wdo =ecfWdo MjeYa Ifj_ed je m^_Y^ M[Yj_ed 200 e\ j^[ =eZ[ Wffb_[i* j^[ [n[hY_i[ fh_Y[ WdZ j^[ dkcX[h e\ Wffb_YWXb[ F_ij[Z M^Wh[i fkhY^WiWXb[ fkhikWdj je ikY^ efj_ed i^Wbb X[ Z[j[hc_d[Z ikX`[Yj je ikY^ WZ`kijc[dji Wi Wh[ d[Y[iiWho _d ehZ[h je iWj_i\o j^[ h[gk_h[c[dji e\ M[Yj_ed 202(W) e\ j^[ =eZ[, Ccc[Z_Wj[bo W\j[h j^[ [nY^Wd][* [WY^ =ecfWdo MjeYa Ifj_ed m_bb X[ YWdY[bb[Z, (d) Nh[Wjc[dj e\ =ecfWdo LMOi8 ?WY^ =ecfWdo LMO (j^Wj _i dej W Hed+?cfbeo[[ >_h[Yjeh LMO)* m^[j^[h l[ij[Z eh kdl[ij[Z* j^Wj _i ekjijWdZ_d] _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[ i^Wbb* Wi e\ j^[ ?\\[Yj_l[ N_c[* WkjecWj_YWbbo WdZ m_j^ekj Wdo WYj_ed ed j^[ fWhj e\ j^[ ^ebZ[h j^[h[e\* X[ [nY^Wd][Z \eh W dkcX[h e\ h[ijh_Yj[Z ijeYa kd_ji* ikX`[Yj je j^[ iWc[ j[hci WdZ YedZ_j_edi (_dYbkZ_d] Wdo Wffb_YWXb[ ZekXb[+jh_]][h rY^Wd][ _d Yedjhebs fhel_i_edi) Wi m[h[ Wffb_YWXb[ je ikY^ =ecfWdo LMO _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[* m_j^ h[if[Yj je W

3 dkcX[h e\ j^[ Wffb_YWXb[ F_ij[Z M^Wh[i [gkWb je j^[ dkcX[h e\ =ecfWdo M^Wh[i kdZ[hbo_d] ikY^ WmWhZ ckbj_fb_[Z Xo j^[ ?gk_jo ;mWhZ =edl[hi_ed LWj_e ([WY^ =ecfWdo LMO ie WZ`kij[Z* Wd rAdjusted Company RSUs), Ccc[Z_Wj[bo W\j[h j^[ [nY^Wd][* [WY^ =ecfWdo LMO (j^Wj _i dej W Hed+?cfbeo[[ >_h[Yjeh LMO) m_bb X[ YWdY[bb[Z, (e) JWoc[dj8 JWh[dj i^Wbb fWo eh i^Wbb YWki[ j^[ =ecfWdo je fWo j^[ ^ebZ[hi e\ j^[ Hed+?cfbeo[[ >_h[Yjeh LMO m_j^ekj _dj[h[ij WdZ ikX`[Yj je Wffb_YWXb[ NWn m_j^^ebZ_d]i* j^[ YWi^ fWoc[dji Z[iYh_X[Z _d M[Yj_ed 0,1(X) ed eh Wi ieed Wi h[WiedWXbo fhWYj_YWXb[ W\j[h j^[ ?\\[Yj_l[ N_c[* Xkj _d Wdo [l[dj m_j^_d \_l[ (3) <ki_d[ii >Woi j^[h[W\j[h, (f) M[Yj_ed 2.7;8 Ne j^[ [nj[dj j^Wj Wdo =ecfWdo ?gk_jo ;mWhZ Z[iYh_X[Z _d j^_i M[Yj_ed 0,1 Yedij_jkj[i dedgkWb_\_[Z Z[\[hh[Z Yecf[diWj_ed ikX`[Yj je M[Yj_ed 2.7; e\ j^[ =eZ[* Wdo fWoc[dj Yedj[cfbWj[Z ^[h[Xo m_j^ h[if[Yj je ikY^ WmWhZ i^Wbb X[ cWZ[ _d WYYehZWdY[ m_j^ j^_i ;]h[[c[dj WdZ j^[ Wffb_YWXb[ WmWhZui j[hci eh* _\ bWj[h* Wj j^[ [Whb_[ij j_c[ f[hc_jj[Z kdZ[h j^[ j[hci e\ ikY^ WmWhZ j^Wj m_bb dej h[ikbj _d j^[ Wffb_YWj_ed e\ W jWn eh f[dWbjo kdZ[h M[Yj_ed 2.7; e\ j^[ =eZ[, (g) >_l_i_ed 61;8 JWh[dj WdZ <ko[h i^Wbb ki[ Wbb h[WiedWXb[ [\\ehji je [dikh[ j^Wj j^[ h[fbWY[c[dj _dj[h[iji fhefei[Z je X[ _iik[Z _d WYYehZWdY[ m_j^ M[Yj_ed 0,1(Z) m_bb X[ h[WiedWXbo h[]WhZ[Z Wi cWjY^_d] j^[ [n_ij_d] =ecfWdo MjeYa Ifj_edi WdZ =ecfWdo LMOi (Wi Wffb_YWXb[) je iWj_i\o j^[ h[gk_h[c[dji e\ i[Yj_ed 61;+/1. e\ j^[ Income Tax Assessment Act 1997 (=j^), (h) MkXZ_l_i_ed /02+G8 Q^[h[ i[Yj_ed 61;+/1. m_bb dej Wffbo je Wd ;kijhWb_Wd h[i_Z[dj ^ebZ[h e\ =ecfWdo MjeYa Ifj_edi eh =ecfWdo LMOi* JWh[dj WdZ <ko[h i^Wbb ki[ Wbb h[WiedWXb[ [\\ehji je [dikh[ j^Wj j^[ h[fbWY[c[dj _dj[h[iji fhefei[Z je X[ _iik[Z _d WYYehZWdY[ m_j^ M[Yj_ed 0,1 m_bb iWj_i\o j^[ h[gk_h[c[dji e\ MkXZ_l_i_ed /02+G e\ j^[ Income Tax Assessment Act 1997 (=j^) \eh [b_]_Xb[ ;kijhWb_Wd h[i_Z[dj ^ebZ[hi e\ =ecfWdo MjeYa Ifj_edi WdZ =ecfWdo LMOi, JWh[dj kdZ[hjWa[i j^Wj _j m_bb dej cWa[ W Y^e_Y[ je Z[do hebbel[h h[b_[\ kdZ[h ikXi[Yj_ed /02+573(2) e\ j^[ Income Tax Assessment Act 1997 (=j^), (i) =ehfehWj[ ;Yj_edi8 Jh_eh je j^[ ?\\[Yj_l[ N_c[* j^[ =ecfWdo <eWhZ e\ >_h[Yjehi (eh Wd Wffhefh_Wj[ Yecc_jj[[ j^[h[e\) i^Wbb jWa[ Wbb WYj_edi d[Y[iiWho (_dYbkZ_d] WZefj_d] ikY^ h[iebkj_edi Wi Wh[ d[Y[iiWho) je [\\[Yj j^[ jh[Wjc[dj e\ j^[ =ecfWdo ?gk_jo ;mWhZi Yedj[cfbWj[Z _d j^_i M[Yj_ed 0,1, Id j^[ =bei_d] >Wj[* JWh[dj i^Wbb YWki[ je X[ \_b[Z m_j^ j^[ M?= W h[]_ijhWj_ed ijWj[c[dj ed @ehc M+6 (eh Wdo ikYY[iieh eh ej^[h Wffhefh_Wj[ \ehc) eh Wd Wc[dZc[dj je Wd [n_ij_d] h[]_ijhWj_ed ijWj[c[dj ed @ehc M+6 je h[]_ij[h j^[ _iikWdY[ e\ j^[ ehZ_dWho i^Wh[i e\ L_e N_dje fbY kdZ[hbo_d] ikY^ Wffb_YWXb[ =ecfWdo ?gk_jo ;mWhZi m^_Y^ Wh[ Yedl[hj[Z kdZ[h M[Yj_ed 0,1 je j^[ Wffb_YWXb[ ^ebZ[hi j^[h[e\* WdZ i^Wbb ki[ h[WiedWXb[ X[ij [\\ehji je cW_djW_d j^[ [\\[Yj_l[d[ii e\ ikY^ h[]_ijhWj_ed ijWj[c[dj \eh ie bed] Wi ikY^ WmWhZi h[cW_d ekjijWdZ_d], JWh[dj i^Wbb YWki[ je X[ \_b[Z Wdo WZZ_j_edWb h[WiedWXbo h[gk_h[Z h[]_ijhWj_ed ijWj[c[dji eh ej^[h Wffb_YWXb[ i[Ykh_j_[i \_b_d]i je h[]_ij[h j^[ _iikWdY[ e\ Wdo ej^[h Wffb_YWXb[ F_ij[Z M^Wh[i kdZ[hbo_d] ikY^ ej^[h =ecfWdo ?gk_jo ;mWhZi Z[iYh_X[Z _d j^_i M[Yj_ed 0,1 je j^[ Wffb_YWXb[ ^ebZ[hi j^[h[e\, ARTICLE III REPRESENTATIONS AND WARRANTIES OF COMPANY ?nY[fj Wi i[j \ehj^ _d j^[ Yehh[ifedZ_d] i[Yj_edi eh ikXi[Yj_edi e\ j^[ Z_iYbeikh[ iY^[Zkb[ Z[b_l[h[Z je JWh[dj WdZ <ko[h Xo =ecfWdo Wj j^[ j_c[ e\ [dj[h_d] _dje j^_i ;]h[[c[dj (j^[ rCompany Disclosure Schedules) (_j

4 X[_d] kdZ[hijeeZ j^Wj Wdo Z_iYbeikh[ i[j \ehj^ _d ed[ i[Yj_ed eh ikXi[Yj_ed e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ i^Wbb X[ Z[[c[Z Z_iYbeikh[ m_j^ h[if[Yj je* WdZ i^Wbb X[ Z[[c[Z je Wffbo je WdZ gkWb_\o* j^[ i[Yj_ed eh ikXi[Yj_ed e\ j^_i ;]h[[c[dj je m^_Y^ _j Yehh[ifedZi _d dkcX[h WdZ [WY^ ej^[h i[Yj_ed eh ikXi[Yj_ed e\ j^_i ;]h[[c[dj je j^[ [nj[dj j^[ gkWb_\o_d] dWjkh[ e\ ikY^ Z_iYbeikh[ m_j^ h[if[Yj je ikY^ ej^[h i[Yj_ed eh ikXi[Yj_ed _i h[WiedWXbo WffWh[dj ed j^[ \WY[ e\ ikY^ Z_iYbeikh[) eh Wi Z_iYbei[Z _d j^[ =ecfWdo M?= >eYkc[dji (ie bed] Wi ikY^ ZeYkc[dji Wh[ fkXb_Ybo WlW_bWXb[ l_W j^[ ?b[Yjhed_Y >WjW AWj^[h_d]* ;dWboi_i* WdZ L[jh_[lWb (?>A;L) ioij[c eh ^Wl[ X[[d cWZ[ WlW_bWXb[ je JWh[dj WdZ <ko[h) WdZ ej^[h j^Wd Wdo ijWj[c[dji (_) ieb[bo _d j^[ rL_ia @WYjehis i[Yj_edi e\ ikY^ =ecfWdo M?= >eYkc[dji* [nY[fj je j^[ [nj[dj ikY^ _d\ehcWj_ed Yedi_iji e\ \WYjkWb WdZ-eh ^_ijeh_YWb ijWj[c[dji WdZ (__) _d Wdo \ehmWhZ+beea_d] ijWj[c[dji _d ikY^ =ecfWdo M?= >eYkc[dji eh ej^[h Z_iYbeikh[i j^Wj Wh[ YWkj_edWho* fh[Z_YWj_l[* \ehmWhZ+beea_d] eh j^Wj if[YkbWj[ WXekj \kjkh[ Z[l[befc[dji* =ecfWdo ^[h[Xo h[fh[i[dji WdZ mWhhWdji je JWh[dj WdZ <ko[h Wi \ebbemi (_j X[_d] kdZ[hijeeZ WdZ W]h[[Z j^Wj Wdo h[fh[i[djWj_edi WdZ mWhhWdj_[i YedjW_d[Z _d j^_i ;hj_Yb[ CCC m_j^ h[if[Yj je H[cWiaW eh HWhW^W (ej^[h j^Wd j^ei[ h[fh[i[djWj_edi WdZ mWhhWdj_[i i[j \ehj^ _d M[Yj_ed 1,03) i^Wbb X[ Z[[c[Z je X[ cWZ[ edbo je j^[ [nj[dj e\ =ecfWdoui ademb[Z][ m_j^ h[if[Yj j^[h[je* h[]WhZb[ii e\ m^[j^[h ikY^ h[fh[i[djWj_ed eh mWhhWdjo [nfh[iibo _dYbkZ[i ikY^ W gkWb_\_YWj_ed)8 Section 3.1 KkWb_\_YWj_ed* Ih]Wd_pWj_ed* [jY, M[Yj_ed 1,/ e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ i[ji \ehj^ W b_ij e\ [WY^ =ecfWdo MkXi_Z_Who, ?WY^ e\ =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who _i W b[]Wb [dj_jo Zkbo eh]Wd_p[Z* lWb_Zbo [n_ij_d] WdZ* m^[h[ h[b[lWdj* _d ]eeZ ijWdZ_d] kdZ[h j^[ FWmi e\ _ji h[if[Yj_l[ `kh_iZ_Yj_ed e\ eh]Wd_pWj_ed* WdZ ^Wi Wbb h[gk_i_j[ YehfehWj[ eh i_c_bWh fem[h WdZ Wkj^eh_jo je emd* b[Wi[ WdZ ef[hWj[ _ji fhef[hj_[i WdZ Wii[ji WdZ je YWhho ed _ji Xki_d[ii Wi fh[i[djbo YedZkYj[Z WdZ _i Zkbo b_Y[di[Z eh gkWb_\_[Z je Ze Xki_d[ii WdZ _i _d ]eeZ ijWdZ_d] Wi W \eh[_]d YehfehWj_ed eh ej^[h [dj_jo _d [WY^ `kh_iZ_Yj_ed m^[h[ j^[ emd[hi^_f* b[Wi_d] eh ef[hWj_ed e\ _ji Wii[ji eh fhef[hj_[i* eh YedZkYj e\ _ji Xki_d[ii* h[gk_h[i ikY^ gkWb_\_YWj_ed* [nY[fj m^[h[ j^[ \W_bkh[ je X[ ie eh]Wd_p[Z* lWb_Zbo [n_ij_d]* gkWb_\_[Z eh* m^[h[ h[b[lWdj* _d ]eeZ ijWdZ_d]* eh je ^Wl[ ikY^ fem[h eh Wkj^eh_jo* ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj, Ne j^[ [nj[dj dej fkXb_Ybo WlW_bWXb[* =ecfWdo ^Wi cWZ[ WlW_bWXb[ je JWh[dj WdZ <ko[h jhk[ WdZ Yecfb[j[ Yef_[i e\ j^[ Yedij_jkj_edWb ZeYkc[dji e\ =ecfWdo Wi Wc[dZ[Z j^hek]^ WdZ Wi _d [\\[Yj Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj (j^[ rCompany Governing Documentss), N^[ =ecfWdo Ael[hd_d] >eYkc[dji Wh[ _d \kbb \ehY[ WdZ [\\[Yj WdZ =ecfWdo _i dej _d l_ebWj_ed e\ j^[ =ecfWdo Ael[hd_d] >eYkc[dji _d Wdo cWj[h_Wb h[if[Yj, ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* j^[ Yedij_jkj_edWb ZeYkc[dji e\ =ecfWdo MkXi_Z_Wh_[i Wh[ _d \kbb \ehY[ WdZ [\\[Yj WdZ =ecfWdo MkXi_Z_Wh_[i Wh[ dej _d l_ebWj_ed e\ j^[_h h[if[Yj_l[ Yedij_jkj_edWb ZeYkc[dji, Section 3.2 M^Wh[ =Wf_jWb, (a) ;i e\ j^[ Ybei[ e\ Xki_d[ii ed IYjeX[h 2* 0.02 (ikY^ ZWj[ WdZ j_c[* j^[ rCompany Capitalization Dates)* (_) Wd W]]h[]Wj[ e\ /*.53*205*2/3 =ecfWdo M^Wh[i _iik[Z WdZ ekjijWdZ_d]* (__) ekjijWdZ_d] F[]WYo L[ijh_Yj[Z M^Wh[ L_]^ji \eh W jejWb e\ 512*4.1 =ecfWdo M^Wh[i (___) ekjijWdZ_d] =ecfWdo MjeYa Ifj_edi je WYgk_h[ W jejWb e\ 6*725*0/1 =ecfWdo M^Wh[i* (_l) ekjijWdZ_d] =ecfWdo LMO ;mWhZi \eh W jejWb e\ 2*056*..3 =ecfWdo M^Wh[i* WdZ (l) de =ecfWdo M^Wh[i m[h[ ^[bZ Xo =ecfWdo MkXi_Z_Wh_[i, ;bb e\ j^[ ekjijWdZ_d] =ecfWdo M^Wh[i Wh[ lWb_Zbo _iik[Z* \kbbo fW_Z WdZ ded+Wii[iiWXb[, @hec j^[ =ecfWdo =Wf_jWb_pWj_ed >Wj[ je j^[ ZWj[ e\ j^_i ;]h[[c[dj* =ecfWdo ^Wi dej _iik[Z Wdo =ecfWdo M^Wh[i [nY[fj fkhikWdj je j^[ i[jjb[c[dj e\ =ecfWdo ?gk_jo ;mWhZi ekjijWdZ_d] Wi e\ j^[ =ecfWdo =Wf_jWb_pWj_ed >Wj[* _d WYYehZWdY[ m_j^ j^[_h j[hci, ?nY[fj Wi i[j \ehj^ _d j^_i M[Yj_ed 1,0(W)* WdZ \eh Y^Wd][i i_dY[

5 j^[ =ecfWdo =Wf_jWb_pWj_ed >Wj[ h[ikbj_d] \hec j^[ l[ij_d] eh j^[ iWj_i\WYj_ed e\ f[h\ehcWdY[ YedZ_j_edi Wffb_YWXb[ je =ecfWdo ?gk_jo ;mWhZi eh j^[ [n[hY_i[ e\ =ecfWdo Ifj_edi* Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj* =ecfWdo ^Wi de i^Wh[i* =ecfWdo JMOi eh ej^[h [gk_jo _dj[h[iji _d _iik[, (b) ?nY[fj Wi i[j \ehj^ ed M[Yj_ed 1,0(W) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* [WY^ e\ j^[ ekjijWdZ_d] i^Wh[i e\ YWf_jWb ijeYa eh ej^[h [gk_jo i[Ykh_j_[i e\ [WY^ e\ j^[ =ecfWdo MkXi_Z_Wh_[i ^Wi X[[d Zkbo Wkj^eh_p[Z WdZ lWb_Zbo _iik[Z WdZ _i \kbbo fW_Z WdZ dedWii[iiWXb[ WdZ emd[Z ieb[bo Xo =ecfWdo eh Xo W Z_h[Yj eh _dZ_h[Yj m^ebbo+emd[Z =ecfWdo MkXi_Z_Who* \h[[ WdZ Yb[Wh e\ Wbb F_[di, (c) ?nY[fj Wi i[j \ehj^ _d M[Yj_ed 1,0(W) WXel[ WdZ M[Yj_ed 1,0(Y) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj* j^[h[ Wh[ de fh[[cfj_l[ eh ej^[h ekjijWdZ_d] h_]^ji* efj_edi* mWhhWdji* Yedl[hi_ed h_]^ji* ijeYa Wffh[Y_Wj_ed h_]^ji* h[Z[cfj_ed h_]^ji* h[fkhY^Wi[ h_]^ji* W]h[[c[dji* WhhWd][c[dji* YWbbi* fkji* Yecc_jc[dji* Z[h_lWj_l[ _dijhkc[dji eh h_]^ji e\ Wdo a_dZ j^Wj eXb_]Wj[ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who je (_) _iik[* jhWdi\[h eh i[bb Wdo i^Wh[i _d j^[ YWf_jWb eh ej^[h [gk_jo _dj[h[iji e\ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who eh i[Ykh_j_[i Yedl[hj_Xb[ _dje* eh [nY^Wd][WXb[ \eh* ikY^ i^Wh[i eh [gk_jo _dj[h[iji (_d [WY^ YWi[ ej^[h j^Wd je =ecfWdo eh W m^ebbo+emd[Z =ecfWdo MkXi_Z_Who)9 (__) ]hWdj* [nj[dZ eh [dj[h _dje Wdo ikY^ ikXiYh_fj_ed* efj_ed* mWhhWdj* fkj* YWbb* [nY^Wd][WXb[ eh Yedl[hj_Xb[ i[Ykh_j_[i eh ej^[h i_c_bWh h_]^j* W]h[[c[dj eh Yecc_jc[dj9 eh (___) h[Z[[c eh ej^[hm_i[ WYgk_h[ Wdo ikY^ i^Wh[i _d _ji YWf_jWb eh ej^[h [gk_jo _dj[h[iji, (d) ?nY[fj Wi i[j \ehj^ ed M[Yj_ed1,0(Z) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* d[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who ^Wi Wdo ekjijWdZ_d] XedZi* Z[X[djkh[i* dej[i eh ej^[h eXb_]Wj_edi j^[ ^ebZ[hi e\ m^_Y^ ^Wl[ j^[ h_]^j je lej[ (eh Yedl[hj_Xb[ _dje eh [n[hY_iWXb[ \eh i[Ykh_j_[i ^Wl_d] j^[ h_]^j je lej[) m_j^ j^[ =ecfWdo M^Wh[^ebZ[hi eh Wdo =ecfWdo MkXi_Z_Who ed Wdo cWjj[h, (e) N^[h[ Wh[ de lej_d] jhkiji eh ej^[h W]h[[c[dji eh kdZ[hijWdZ_d]i je m^_Y^ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who _i W fWhjo m_j^ h[if[Yj je j^[ lej_d] e\ j^[ i^Wh[i e\ YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[ij e\ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who, (f) M[Yj_ed 1,0(\) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ i[ji \ehj^* Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj (_) [WY^ =ecfWdo MkXi_Z_Who WdZ j^[ emd[hi^_f _dj[h[ij e\ =ecfWdo _d [WY^ =ecfWdo MkXi_Z_Who WdZ (__) Wdo ej^[h J[hied _d m^_Y^ =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[iu emd YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[ij, (g) ?nY[fj Wi i[j \ehj^ _d M[Yj_ed1,0 WXel[ WdZ M[Yj_ed 1,0(]) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj* j^[h[ Wh[ de fh[[cfj_l[ eh ej^[h ekjijWdZ_d] h_]^ji* efj_edi* mWhhWdji* Yedl[hi_ed h_]^ji* ijeYa Wffh[Y_Wj_ed h_]^ji* h[Z[cfj_ed h_]^ji* h[fkhY^Wi[ h_]^ji* W]h[[c[dji* WhhWd][c[dji* YWbbi* fkji* Yecc_jc[dji* Z[h_lWj_l[ _dijhkc[dji eh h_]^ji e\ Wdo a_dZ j^Wj eXb_]Wj[ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who je (_) fhel_Z[ W cWj[h_Wb YWf_jWb Yedjh_Xkj_ed je* eh cWa[ Wdo cWj[h_Wb _dl[ijc[dj (_d j^[ \ehc e\ W beWd* YWf_jWb Yedjh_Xkj_ed eh ej^[hm_i[) _d* Wdo ej^[h J[hied j^Wj _i dej W =ecfWdo MkXi_Z_Who9 eh (__) cWa[ Wdo fWoc[dj je Wdo J[hied j^[ lWbk[ e\ m^_Y^ _i Z[h_l[Z \hec* eh YWbYkbWj[Z XWi[Z ed* j^[ lWbk[ e\ =ecfWdo M^Wh[i eh Wdo ej^[h =ecfWdo [gk_jo _dj[h[iji eh Wdo [gk_jo _dj[h[iji e\ Wdo =ecfWdo MkXi_Z_Who,

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/2 (viii) ;do XedZ_d] h[gk_h[Z m_j^ h[if[Yj je j^[ =ecfWdo <[d[\_j JbWdi _d WYYehZWdY[ m_j^ Wffb_YWXb[ fhel_i_edi e\ ?LCM; ^Wi X[[d eXjW_d[Z WdZ _i _d \kbb \ehY[ WdZ [\\[Yj, (c) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* j^[ =ecfWdo ^Wi dej _dYkhh[Z Wdo Ykhh[dj eh fhe`[Yj[Z b_WX_b_jo _d h[if[Yj e\ feij+[cfbeoc[dj ^[Wbj^* c[Z_YWb eh b_\[ _dikhWdY[ X[d[\_ji \eh Wdo M[hl_Y[ Jhel_Z[h* [nY[fj Wi cWo X[ h[gk_h[Z kdZ[h =I<L;* WdZ Wj j^[ [nf[di[ e\ ikY^ M[hl_Y[ Jhel_Z[h, (d) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* (_) de =ecfWdo <[d[\_j JbWd _i W Z[\_d[Z X[d[\_j f[di_ed fbWd (Wi Z[\_d[Z _d M[Yj_ed 1(13) e\ ?LCM;) ikX`[Yj je N_jb[ CP e\ ?LCM; eh fbWd ikX`[Yj je M[Yj_ed 2/0 e\ j^[ =eZ[ eh M[Yj_ed 1.0 e\ ?LCM;9 (__) j^[h[ _i de ?LCM; ;\\_b_Wj[ F_WX_b_jo j^Wj YekbZ h[WiedWXbo X[ [nf[Yj[Z je X[ W cWj[h_Wb b_WX_b_jo e\ j^[ =ecfWdo9 WdZ (___) de [l[dj ^Wi eYYkhh[Z* WdZ je j^[ ademb[Z][ e\ j^[ =ecfWdo* de YedZ_j_ed [n_iji j^Wj fh[i[dji W cWj[h_Wb h_ia e\ h[ikbj_d] _d Wdo ?LCM; ;\\_b_Wj[ F_WX_b_jo j^Wj mekbZ h[WiedWXbo X[ [nf[Yj[Z je X[ W cWj[h_Wb b_WX_b_jo je j^[ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who, (e) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* de =ecfWdo <[d[\_j JbWd _i W Gkbj_[cfbeo[h JbWd eh Gkbj_fb[ ?cfbeo[h JbWd WdZ d[_j^[h j^[ =ecfWdo deh Wdo e\ _ji ?LCM;;\\_b_Wj[i ^Wi Wj Wdo j_c[ ifedieh[Z eh Yedjh_Xkj[Z je* eh ^WZ Wdo eXb_]Wj_ed je ifedieh eh Yedjh_Xkj[ je* eh ^WZ Wdo F_WX_b_jo eh eXb_]Wj_ed _d h[if[Yj e\* Wdo Gkbj_[cfbeo[h JbWd eh Gkbj_fb[ ?cfbeo[h JbWd, (f) Q_j^ h[if[Yj je Wdo =ecfWdo <[d[\_j JbWd* [nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* (_) de WYj_edi* b_[di* bWmik_ji* YbW_ci eh YecfbW_dji (ej^[h j^Wd hekj_d[ YbW_ci \eh X[d[\_ji) Wh[ f[dZ_d] eh j^h[Wj[d[Z9 (__) de \WYji eh Y_hYkcijWdY[i [n_ij j^Wj YekbZ ]_l[ h_i[ je Wdo ikY^ WYj_edi* b_[di* bWmik_ji* YbW_ci eh YecfbW_dji9 (___) de mh_jj[d eh ehWb Yecckd_YWj_ed ^Wi X[[d h[Y[_l[Z \hec j^[ J<A= _d h[if[Yj e\ Wdo =ecfWdo <[d[\_j JbWd j^Wj _i W N_jb[ CP JbWd eh W Gkbj_[cfbeo[h JbWd YedY[hd_d] j^[ \kdZ[Z ijWjki e\ Wdo ikY^ fbWd eh Wdo jhWdi\[h e\ Wii[ji WdZ b_WX_b_j_[i \hec Wdo ikY^ fbWd _d Yedd[Yj_ed m_j^ j^[ jhWdiWYj_edi Yedj[cfbWj[Z ^[h[_d9 (_l) de WZc_d_ijhWj_l[ _dl[ij_]Wj_ed* WkZ_j eh ej^[h WZc_d_ijhWj_l[ fheY[[Z_d] Xo j^[ >IF* j^[ J<A=* j^[ CLM eh Wdo ej^[h Ael[hdc[djWb ?dj_jo _i f[dZ_d]* _d fhe]h[ii eh j^h[Wj[d[Z (_dYbkZ_d] Wdo hekj_d[ h[gk[iji \eh _d\ehcWj_ed \hec j^[ J<A=)9 WdZ (l) j^[h[ Wh[ de WkZ_ji eh fheY[[Z_d]i _d_j_Wj[Z fkhikWdj je j^[ ?cfbeo[[ JbWdi =ecfb_WdY[ L[iebkj_ed Moij[c eh i_c_bWh fheY[[Z_d]i f[dZ_d] m_j^ j^[ CLM eh >IF m_j^ h[if[Yj je Wdo =ecfWdo <[d[\_j JbWd, (g) ?nY[fj Wi Z_iYbei[Z _d M[Yj_ed 1,/.(]) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ eh Wi ej^[hm_i[ fhel_Z[Z _d j^_i ;]h[[c[dj* ded[ e\ j^[ [n[Ykj_ed WdZ Z[b_l[ho e\ j^_i ;]h[[c[dj* i^Wh[^ebZ[h WffhelWb e\ j^_i ;]h[[c[dj eh j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj YekbZ ([_j^[h Wbed[ eh _d YecX_dWj_ed m_j^ Wdej^[h [l[dj) h[ikbj _d (_) Wdo e\ j^[ \ebbem_d] m_j^ h[if[Yj je Wdo M[hl_Y[ Jhel_Z[h8 (;) i[l[hWdY[ fWo kfed Wdo j[hc_dWj_ed e\ [cfbeoc[dj eh i[hl_Y[ W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj* eh Wdo _dYh[Wi[ j^[h[e\9 (<) Wdo fWoc[dj* Yecf[diWj_ed eh X[d[\_j X[Yec_d] Zk[* eh Wdo _dYh[Wi[ j^[h[e\9 WdZ (=) j^[ WYY[b[hWj_ed e\ j^[ j_c[ e\ fWoc[dj eh l[ij_d] e\ Wdo fWoc[dj* Yecf[diWj_ed eh X[d[\_j9 (__) Wdo ej^[h b_WX_b_jo eh eXb_]Wj_ed fkhikWdj je Wdo e\ j^[ =ecfWdo <[d[\_j JbWdi9 (___) Wdo b_c_jWj_ed eh h[ijh_Yj_ed ed j^[ h_]^j e\ =ecfWdoui WX_b_jo je c[h][* Wc[dZ eh j[hc_dWj[ Wdo e\ j^[ =ecfWdo

/3 <[d[\_j JbWdi9 eh (_l) j^[ fWoc[dj e\ Wdo Wcekdj j^Wj YekbZ* _dZ_l_ZkWbbo eh _d YecX_dWj_ed m_j^ Wdo ej^[h fWoc[dj* Yedij_jkj[ Wd r[nY[ii fWhWY^kj[ fWoc[djs (Wi Z[\_d[Z _d M[Yj_ed 06.A(X)(/) e\ j^[ =eZ[), ;i ieed Wi h[WiedWXbo fhWYj_YWXb[ \ebbem_d] j^[ ZWj[ ^[h[e\* j^[ =ecfWdo i^Wbb cWa[ WlW_bWXb[ je JWh[dj WdZ <ko[h j^[ rXWi[ Wcekdjs \eh [WY^ rZ_igkWb_\_[Z _dZ_l_ZkWbs WdZ W h[WiedWXb[ [ij_cWj[ e\ fej[dj_Wb rfWhWY^kj[ fWoc[djis ikY^ f[hied YekbZ h[Y[_l[ ([WY^ Wi Z[\_d[Z _d M[Yj_ed 06.A e\ j^[ =eZ[), =ecfWdo _i dej fWhjo je WdZ ^Wi de eXb_]Wj_ed* kdZ[h Wdo =ecfWdo <[d[\_j JbWd eh ej^[hm_i[* je Yecf[diWj[* ]heii+kf eh _dZ[cd_\o Wdo f[hied \eh NWn[i* _dYbkZ_d] j^ei[ fWoWXb[ fkhikWdj je M[Yj_ed 2.7; eh 2777 e\ j^[ =eZ[, Section 3.11 FWXeh GWjj[hi, (a) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i Wh[* WdZ i_dY[ j^[ ;ffb_YWXb[ >Wj[* ^Wl[ X[[d* _d Yecfb_WdY[ _d Wbb h[if[Yji m_j^ Wbb O,M, \[Z[hWb* ijWj[* beYWb WdZ \eh[_]d FWmi h[]WhZ_d] bWXeh* [cfbeoc[dj WdZ [cfbeoc[dj fhWYj_Y[i* _dYbkZ_d] Xkj dej b_c_j[Z je Wbb FWmi h[bWj_d] je8 (_) j^[ ^_h_d]* fhecej_ed* Wii_]dc[dj WdZ j[hc_dWj_ed e\ [cfbeo[[i (_dYbkZ_d] Xkj dej b_c_j[Z je j_c_d] WdZ kiW][ e\ [cfbeoc[dj Wffb_YWj_edi* Zhk] j[ij_d] WdZ fh[+[cfbeoc[dj j[ij_d])9 (__) Z_iYh_c_dWj_ed9 (___) ^WhWiic[dj9 (_l) h[jWb_Wj_ed9 (l) [gkWb [cfbeoc[dj effehjkd_j_[i9 (l_) Z_iWX_b_jo9 (l__) bWXeh h[bWj_edi9 (l___) mW][i WdZ ^ekhi9 (_n) j^[ @FM; WdZ Wffb_YWXb[ ijWj[ WdZ beYWb mW][ WdZ ^ekh FWmi9 (n) ^ekhi e\ meha9 (n_) fWoc[dj e\ mW][i (_dYbkZ_d] Xkj dej b_c_j[Z je j^[ j_c_d] e\ fWoc[dji* h[YehZa[[f_d] WdZ h[fehj_d] e\ mW][i je [cfbeo[[i)9 (n__) _cc_]hWj_ed9 (n___) meha[hiu Yecf[diWj_ed9 (n_l) [cfbeo[[ X[d[\_ji9 (nl) XWYa]hekdZ WdZ Yh[Z_j Y^[Yai9 (nl_) meha_d] YedZ_j_edi9 (nl__) eYYkfWj_edWb iW\[jo WdZ ^[Wbj^9 (nl___) \Wc_bo WdZ c[Z_YWb b[Wl[9 (n_n) YbWii_\_YWj_ed e\ [cfbeo[[i9 (nn) kd\W_h Yecf[j_j_ed-dedYecf[j_j_ed9 WdZ (nn_) Wdo XWh]W_d_d] eh ej^[h eXb_]Wj_edi kdZ[h j^[ HWj_edWb FWXeh L[bWj_edi ;Yj* _d [WY^ YWi[* _dYbkZ_d]* Xkj dej b_c_j[Z je* j^[ FWXeh GWdW][c[dj L[bWj_edi ;Yj* j^[ @W_h =h[Z_j L[fehj_d] ;Yj* j^[ IYYkfWj_edWb MW\[jo WdZ B[Wbj^ ;Yj* N_jb[ PCC e\ j^[ =_l_b L_]^ji ;Yj e\ /742* j^[ ;c[h_YWdi m_j^ >_iWX_b_j_[i ;Yj* j^[ ;][ >_iYh_c_dWj_ed _d ?cfbeoc[dj ;Yj* j^[ @Wc_bo G[Z_YWb F[Wl[ ;Yj* j^[ ?gkWb JWo ;Yj* j^[ L[^WX_b_jWj_ed ;Yj* ?LCM;* j^[ B[Wbj^ CdikhWdY[ JehjWX_b_jo ;Yj e\ /774* j^[ Od_\ehc M[hl_Y[i ?cfbeoc[dj WdZ L[[cfbeoc[dj L_]^ji ;Yj* j^[ A[d[j_Y Cd\ehcWj_ed HedZ_iYh_c_dWj_ed ;Yj* 20 O,M,=, qq /76/* /761* /763* WdZ /764* j^[ MWhXWd[i+Inb[o ;Yj WdZ j^[ Ccc_]hWj_ed L[\ehc WdZ =edjheb ;Yj, (b) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* [WY^ M[hl_Y[ Jhel_Z[h ^Wi Wbb meha f[hc_ji* _cc_]hWj_ed f[hc_ji* l_iWi eh ej^[h Wkj^eh_pWj_edi h[gk_h[Z Xo Wffb_YWXb[ FWm \eh ikY^ M[hl_Y[ Jhel_Z[h ]_l[d j^[ Zkj_[i WdZ dWjkh[ e\ ikY^ M[hl_Y[ Jhel_Z[hui i[hl_Y[i, ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* [WY^ e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i ^Wi c[j Wbb h[gk_h[c[dji kdZ[h FWmi h[bWj_d] je j^[ [cfbeoc[dj e\ \eh[_]d Y_j_p[di WdZ h[i_Z[dji* _dYbkZ_d] Wbb h[gk_h[c[dji e\ @ehc C+7 WdZ Wdo ?+P[h_\o eXb_]Wj_edi* WdZ j^[ =ecfWdo Ze[i dej [cfbeo* WdZ ^Wi d[l[h [cfbeo[Z* Wdo f[hied m^e mWi dej f[hc_jj[Z je meha _d j^[ `kh_iZ_Yj_ed _d m^_Y^ ikY^ f[hied mWi [cfbeo[Z, (c) ?nY[fj Wi Z_iYbei[Z _d M[Yj_ed 1,//(Y) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* =ecfWdo _i dej fWhjo je eh XekdZ Xo Wdo ej^[h =ebb[Yj_l[ <Wh]W_d_d] ;]h[[c[dji, ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* de bWXeh kd_ed eh ]hekf e\ [cfbeo[[i e\ =ecfWdo ^Wi cWZ[ W f[dZ_d] Z[cWdZ \eh

/4 h[Ye]d_j_ed eh Y[hj_\_YWj_ed e\ W XWh]W_d_d] h[fh[i[djWj_l[ e\ Wdo ikY^ [cfbeo[[i _d h[if[Yj e\ j^[_h [cfbeoc[dj m_j^ =ecfWdo* WdZ j^[h[ Wh[ de h[fh[i[djWj_ed eh Y[hj_\_YWj_ed fheY[[Z_d]i eh f[j_j_edi i[[a_d] W h[fh[i[djWj_ed fheY[[Z_d] fh[i[djbo f[dZ_d] eh j^h[Wj[d[Z je X[ Xhek]^j eh \_b[Z m_j^ eh X[\eh[ j^[ HWj_edWb FWXeh L[bWj_edi <eWhZ eh Wdo ej^[h bWXeh h[bWj_edi Ael[hdc[djWb ;kj^eh_jo m_j^ h[if[Yj je h[fh[i[djWj_ed e\ Wdo ikY^ [cfbeo[[i _d h[if[Yj e\ j^[_h [cfbeoc[dj m_j^ =ecfWdo, ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* i_dY[ j^[ ;ffb_YWXb[ >Wj[* j^[h[ ^Wl[ X[[d de eh]Wd_p_d] WYj_l_j_[i* kd_ed [b[Yj_ed WYj_l_jo eh Wjj[cfji je XWh]W_d Yebb[Yj_l[bo h[bWj_d] je Wdo [cfbeo[[i e\ =ecfWdo _d h[if[Yj e\ j^[_h [cfbeoc[dj m_j^ j^[ =ecfWdo, ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* i_dY[ j^[ ;ffb_YWXb[ >Wj[* j^[h[ ^Wl[ X[[d de ijh_a[i* meha ijeffW][i* ibemZemdi* f_Ya[j_d]* YedY[hj[Z h[\kiWb je meha el[hj_c[* ^WdZX_bb_d]* Z[cedijhWj_edi* b[W\b[jj_d]* beYaekji* WhX_jhWj_edi eh ]h_[lWdY[i (_d [WY^ YWi[ _dlebl_d] bWXeh cWjj[hi) eh ej^[h cWj[h_Wb bWXeh Z_ifkj[i f[dZ_d] eh* je j^[ ademb[Z][ e\ j^[ =ecfWdo* j^h[Wj[d[Z W]W_dij =ecfWdo, =ecfWdo ^Wi dej [dj[h[Z _dje Wdo W]h[[c[dj* WhhWd][c[dj eh kdZ[hijWdZ_d]* m^[j^[h mh_jj[d eh ehWb* m_j^ Wdo bWXeh kd_ed* jhWZ[ kd_ed* mehai YekdY_b eh ej^[h [cfbeo[[ h[fh[i[djWj_l[ XeZo \eh Wdo cWj[h_Wb dkcX[h eh YWj[]eho e\ _ji [cfbeo[[i j^Wj mekbZ fh[l[dj eh cWj[h_Wbbo h[ijh_Yj eh _cf[Z[ j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj eh* [nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* j^[ _cfb[c[djWj_ed e\ Wdo bWoe\\* h[ZkdZWdYo* i[l[hWdY[ eh i_c_bWh fhe]hWc m_j^_d _ji eh j^[_h h[if[Yj_l[ meha\ehY[i (eh Wdo fWhj e\ j^[c), (d) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* =ecfWdo ^Wi dej _dYkhh[Z Wdo b_WX_b_jo eh eXb_]Wj_ed kdZ[h j^[ Q;LH ;Yj WdZ j^[ h[]kbWj_edi fheckb]Wj[Z j^[h[kdZ[h eh Wdo i_c_bWh ijWj[* beYWb eh \eh[_]d FWm j^Wj h[cW_di kdiWj_i\_[Z, (e) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* j^[h[ Wh[ de f[dZ_d] eh* je j^[ ademb[Z][ e\ j^[ =ecfWdo* j^h[Wj[d[Z YbW_ci* ik_ji* WYj_edi eh ej^[h b[]Wb fheY[[Z_d] W]W_dij =ecfWdo Xhek]^j Xo eh ed X[^Wb\ e\ Wdo Wffb_YWdj \eh [cfbeoc[dj* Wdo M[hl_Y[ Jhel_Z[h* Wdo Ykhh[dj eh \ehc[h b[Wi[Z [cfbeo[[* _dj[hd* lebkdj[[h eh rj[cfs e\ =ecfWdo* eh Wdo f[hied Wbb[]_d] je X[ W Ykhh[dj eh \ehc[h [cfbeo[[* eh Wdo ]hekf eh YbWii e\ j^[ \eh[]e_d]* eh Wdo Ael[hdc[djWb ;kj^eh_jo* Wbb[]_d]8 (_) l_ebWj_ed e\ Wdo bWXeh eh [cfbeoc[dj FWmi9 (__) Xh[WY^ e\ Wdo =ebb[Yj_l[ <Wh]W_d_d] ;]h[[c[dj9 (___) Xh[WY^ e\ Wdo [nfh[ii eh _cfb_[Z YedjhWYj e\ [cfbeoc[dj9 (_l) mhed]\kb j[hc_dWj_ed e\ [cfbeoc[dj9 eh (l) Wdo ej^[h Z_iYh_c_dWjeho* mhed]\kb eh jehj_eki YedZkYj _d Yedd[Yj_ed m_j^ Wdo [cfbeoc[dj h[bWj_edi^_f* _dYbkZ_d] X[\eh[ j^[ ?gkWb ?cfbeoc[dj Iffehjkd_jo =ecc_ii_ed, (f) ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* i_dY[ j^[ ;ffb_YWXb[ >Wj[* Wbb _dZ_l_ZkWbi m^e f[h\ehc eh ^Wl[ f[h\ehc[Z i[hl_Y[i \eh =ecfWdo ^Wl[ X[[d fhef[hbo YbWii_\_[Z kdZ[h Wffb_YWXb[ FWm (_) Wi [cfbeo[[i eh _dZ_l_ZkWb _dZ[f[dZ[dj YedjhWYjehi WdZ (__) \eh [cfbeo[[i* Wi Wd r[n[cfjs [cfbeo[[ eh W rded+[n[cfjs [cfbeo[[ (m_j^_d j^[ c[Wd_d] e\ j^[ @FM; WdZ ijWj[ FWm)* WdZ de ikY^ _dZ_l_ZkWb ^Wi X[[d _cfhef[hbo _dYbkZ[Z eh [nYbkZ[Z \hec Wdo =ecfWdo <[d[\_j JbWd* WdZ =ecfWdo ^Wi dej h[Y[_l[Z dej_Y[ e\ Wdo f[dZ_d] eh j^h[Wj[d[Z _dgk_ho eh WkZ_j \hec Wdo Ael[hdc[djWb ?dj_jo YedY[hd_d] Wdo ikY^ YbWii_\_YWj_edi,

/5 Section 3.12 ;Xi[dY[ e\ =[hjW_d =^Wd][i eh ?l[dji, (a) M_dY[ DWdkWho 2* 0.02* j^[h[ ^Wi dej eYYkhh[Z Wdo ?\\[Yj j^Wj ^Wi ^WZ* eh mekbZ h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj, (b) Ne j^[ [nj[dj dej fkXb_Ybo Z_iYbei[Z* i_dY[ DWdkWho 2* 0.02 j^hek]^ j^[ ZWj[ e\ j^_i ;]h[[c[dj* j^[ Xki_d[ii e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i ^Wi _d [WY^ YWi[ X[[d YedZkYj[Z* _d Wbb cWj[h_Wb h[if[Yji* _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii, Section 3.13 Cdl[ij_]Wj_ed9 F_j_]Wj_ed, N^[h[ Wh[ de JheY[[Z_d]i Ykhh[dj* f[dZ_d] eh j^h[Wj[d[Z _d mh_j_d] (eh* je j^[ ademb[Z][ e\ =ecfWdo* ehWbbo) W]W_dij =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who* [nY[fj \eh j^ei[ j^Wj ^Wl[ dej X[[d* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je X[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[, ?nY[fj Wi i[j \ehj^ ed M[Yj_ed 1,/1 e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ eh Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je X[ cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* (W) j^[h[ Wh[ de* WdZ i_dY[ DWdkWho 2* 0.02* j^[h[ ^Wi dej X[[d Wdo* i[jjb[c[dj W]h[[c[dji eh i_c_bWh mh_jj[d W]h[[c[dji X[jm[[d =ecfWdo eh Wdo =ecfWdo MkXi_Z_Wh_[i WdZ Wdo Ael[hdc[djWb ?dj_jo WdZ (X) j^[h[ _i de* WdZ i_dY[ DWdkWho 2* 0.02* j^[h[ ^Wi dej X[[d Wdo* ekjijWdZ_d] IhZ[h e\ Wdo Ael[hdc[djWb ?dj_jo W]W_dij eh ej^[hm_i[ W\\[Yj_d] j^[ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Wh_[i eh Wdo e\ j^[_h fhef[hj_[i eh Wii[ji* [nY[fj \eh IhZ[hi e\ ][d[hWb Wffb_YWX_b_jo W\\[Yj_d] j^[ _dZkijho ][d[hWbbo _d m^_Y^ =ecfWdo WdZ =ecfWdo MkXi_Z_Wh_[i ef[hWj[, ?nY[fj Wi mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je X[ cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* je j^[ ademb[Z][ e\ j^[ =ecfWdo* (_) de _dl[ij_]Wj_ed Z_h[Yj[Z eh jWh][j[Z Wj =ecfWdo eh Wdo =ecfWdo MkXi_Z_Wh_[i _i X[_d] YedZkYj[Z Xo Wdo Ael[hdc[djWb ?dj_jo WdZ (__) de ikY^ _dl[ij_]Wj_ed _i iY^[Zkb[Z eh f[dZ_d], Section 3.14 NWn GWjj[hi, (a) ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* i_dY[ j^[ ;ffb_YWXb[ >Wj[8 (i) =ecfWdo _i h[i_Z[dj \eh NWn fkhfei[i edbo _d Ch[bWdZ WdZ [WY^ =ecfWdo MkXi_Z_Who _i h[i_Z[dj \eh NWn fkhfei[i edbo _d _ji `kh_iZ_Yj_ed e\ _dYehfehWj_ed9 (ii) j^[ L[]_ij[h e\ G[cX[hi ^Wi X[[d a[fj Wj Wbb j_c[i _d D[hi[o WdZ de i^Wh[ h[]_ij[h e\ =ecfWdo _i eh ^Wi X[[d a[fj _d Wdo ej^[h `kh_iZ_Yj_ed9 (iii) Wbb NWn L[jkhdi j^Wj Wh[ h[gk_h[Z je X[ \_b[Z Xo eh m_j^ h[if[Yj je =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i eh fh[Z[Y[iieh [dj_j_[i ^Wl[ X[[d j_c[bo \_b[Z (jWa_d] _dje WYYekdj Wdo [nj[di_ed e\ j_c[ m_j^_d m^_Y^ je \_b[)* WdZ Wbb ikY^ NWn L[jkhdi Wh[ jhk[* Yecfb[j[ WdZ WYYkhWj[9 (iv) =ecfWdo* _ji MkXi_Z_Wh_[i WdZ fh[Z[Y[iieh [dj_j_[i ^Wl[ fW_Z Wbb NWn[i Zk[ WdZ em_d] Xo Wdo e\ j^[c* _dYbkZ_d] Wdo NWn[i h[gk_h[Z je X[ m_j^^[bZ \hec Wcekdji em_d] je Wdo [cfbeo[[* Yh[Z_jeh eh j^_hZ fWhjo (_d [WY^ YWi[* m^[j^[h eh dej i^emd ed Wdo NWn L[jkhd)* ej^[h j^Wd NWn[i j^Wj Wh[ X[_d] Yedj[ij[Z Xo =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i _d ]eeZ \W_j^ Xo Wffhefh_Wj[ fheY[[Z_d]i WdZ \eh m^_Y^ WZ[gkWj[ h[i[hl[i ^Wl[ X[[d [ijWXb_i^[Z _d WYYehZWdY[ m_j^ A;;J ed j^[ Yedieb_ZWj[Z \_dWdY_Wb ijWj[c[dji e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i _dYbkZ[Z _d j^[ =ecfWdo M?= >eYkc[dji (Yebb[Yj_l[bo* j^[ rCompany Disclosure Documentss)9

/6 (v) j^[h[ _i de Ykhh[dj* f[dZ_d] eh j^h[Wj[d[Z _d mh_j_d] JheY[[Z_d] m_j^ W Ael[hdc[djWb ?dj_jo m_j^ h[if[Yj je Wdo NWn[i e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i eh fh[Z[Y[iieh [dj_j_[i9 (vi) ded[ e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i eh fh[Z[Y[iieh [dj_j_[i ^Wi mW_l[Z Wdo ijWjkj[ e\ b_c_jWj_edi m_j^ h[if[Yj je NWn[i eh W]h[[Z je Wdo [nj[di_ed e\ j_c[ m_j^ h[if[Yj je Wdo NWn Wii[iic[dj eh Z[\_Y_[dYo9 (vii) _d j^[ fWij jme o[Whi* ded[ e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i eh fh[Z[Y[iieh [dj_j_[i ^Wi Yedij_jkj[Z W rZ_ijh_Xkj_d] YehfehWj_eds eh W rYedjhebb[Z YehfehWj_eds (m_j^_d j^[ c[Wd_d] e\ M[Yj_ed 133(W)(/)(;) e\ j^[ =eZ[) _d W Z_ijh_Xkj_ed e\ ijeYa _dj[dZ[Z je gkWb_\o _d m^eb[ eh _d fWhj \eh jWn+\h[[ jh[Wjc[dj kdZ[h M[Yj_ed 133 e\ j^[ =eZ[ eh ie ckY^ e\ M[Yj_ed 134 Wi h[bWj[i je M[Yj_ed 133 (eh Wdo i_c_bWh fhel_i_edi e\ ijWj[* beYWb eh ded+O,M, FWm)9 (viii) de YbW_c ^Wi X[[d cWZ[ _d mh_j_d] Xo W Ael[hdc[djWb ?dj_jo _d W `kh_iZ_Yj_ed m^[h[ Wdo e\ =ecfWdo eh _ji MkXi_Z_Wh_[i Ze[i dej \_b[ NWn L[jkhdi j^Wj ikY^ J[hied _i eh cWo X[ h[gk_h[Z je \_b[Z NWn L[jkhdi _d* eh ikX`[Yj je jWnWj_ed Xo* j^Wj `kh_iZ_Yj_ed9 (ix) ej^[h j^Wd m^[h[ ikY^ _j[c Wh_i[i eh [b[Yj_ed eh Y^Wd][ _i cWZ[ _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii* d[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i m_bb X[ h[gk_h[Z je _dYbkZ[ Wdo _j[c e\ _dYec[ _d* eh [nYbkZ[ Wdo _j[c e\ Z[ZkYj_ed \hec* jWnWXb[ _dYec[ \eh Wdo jWnWXb[ f[h_eZ (eh fehj_ed j^[h[e\) [dZ_d] W\j[h j^[ =bei_d] >Wj[ Wi W h[ikbj e\ (;) Wdo rYbei_d] W]h[[c[dj*s Wi Z[iYh_X[Z _d M[Yj_ed 5/0/ e\ j^[ =eZ[ (eh Wdo Z_h[Yjbo [gk_lWb[dj fhel_i_ed e\ ijWj[* beYWb eh ded+O,M, FWm) [dj[h[Z _dje ed eh fh_eh je j^[ =bei_d] >Wj[* (<) Wdo rZec[ij_Y ki[ [b[Yj_eds (eh Z_h[Yjbo [gk_lWb[dj [b[Yj_ed kdZ[h ijWj[* beYWb eh ded+O,M, FWm) eh (=) W Y^Wd][ _d j^[ c[j^eZ e\ WYYekdj_d] \eh W f[h_eZ [dZ_d] fh_eh je eh _dYbkZ_d] j^[ =bei_d] >Wj[9 (x) ded[ e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i _i W fWhjo je Wdo NWn WbbeYWj_ed* i^Wh_d]* _dZ[cd_jo* eh h[_cXkhi[c[dj W]h[[c[dj eh WhhWd][c[dj (ej^[h j^Wd (_) Wdo YkijecWho NWn _dZ[cd_\_YWj_ed fhel_i_edi _d ehZ_dWho Yekhi[ Yecc[hY_Wb W]h[[c[dji eh WhhWd][c[dji j^Wj Wh[ dej fh_cWh_bo h[bWj[Z je NWn[i eh (__) W]h[[c[dji eh WhhWd][c[dji [nYbki_l[bo X[jm[[d eh Wced] =ecfWdo WdZ _ji m^ebbo+emd[Z MkXi_Z_Wh_[i) eh ^Wi Wdo b_WX_b_jo \eh NWn[i e\ Wdo J[hied (ej^[h j^Wd =ecfWdo eh Wdo e\ _ji m^ebbo+emd[Z MkXi_Z_Wh_[i) Xo h[Wied e\ =edjhWYj* Wiikcfj_ed* ef[hWj_ed e\ FWm* Nh[Wikho L[]kbWj_edi M[Yj_ed /,/3.0+4 (eh Wdo Z_h[Yjbo [gk_lWb[dj fhel_i_ed e\ ijWj[* beYWb eh ded+O,M, FWm)* jhWdi\[h[[ eh ikYY[iieh b_WX_b_jo* eh ej^[hm_i[9 (xi) j^[h[ Wh[ de F_[di \eh NWn[i kfed Wdo fhef[hjo eh Wii[ji e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i* [nY[fj \eh j^[ =ecfWdo J[hc_jj[Z F_[di9 (xii) d[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i ^Wi X[[d _dlebl[Z _d Wdo iY^[c[ eh WhhWd][c[dj* W cW_d fkhfei[ e\ m^_Y^ mWi j^[ Wle_ZWdY[ eh Z[\[hhWb e\* eh W h[ZkYj_ed _d NWn WdZ m^_Y^ YWddej h[WiedWXbo X[ h[]WhZ[Z Wi W h[WiedWXb[ Yekhi[ e\ WYj_ed _d h[bWj_ed je j^[ h[b[lWdj jWn b[]_ibWj_ed ^Wl_d] h[]WhZ je Wbb j^[ Y_hYkcijWdY[i99 (xiii) j^[h[ Wh[ i[j ekj _d j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ Z[jW_bi e\ Wbb Yedi[dji* Yb[WhWdY[i* YedY[ii_edi* WhhWd][c[dji eh W]h[[c[dji m^_Y^ ^Wl[ X[[d eXjW_d[Z \hec eh cWZ[ m_j^ Wdo Ael[hdc[djWb ?dj_jo _d h[bWj_ed je j^[ NWn W\\W_hi e\ =ecfWdo* Wdo

/7 =ecfWdo MkXi_Z_Wh_[i eh* je j^[ ademb[Z][ e\ j^[ =ecfWdo* Wdo e\ j^[_h i^Wh[^ebZ[hi* e\\_Y[hi eh [cfbeo[[i fkhikWdj je m^_Y^ j^[ h[b[lWdj f[hied _i Wkj^eh_i[Z dej je Yecfbo m_j^ m^Wj mekbZ ej^[hm_i[ X[ _ji ijWjkjeho eXb_]Wj_edi WdZ m^_Y^ cWo W\\[Yj j^[ NWn W\\W_hi e\ j^[ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Wh_[i W\j[h Yecfb[j_ed e\ j^[ NhWdiWYj_ed, =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who ^Wi WYj[Z _d WYYehZWdY[ m_j^ j^[ j[hci e\ ikY^ Yedi[dji* Yb[WhWdY[i* YedY[ii_edi* WhhWd][c[dji eh W]h[[c[dj ie Wi dej je Wbj[h eh fh[`kZ_Y[ j^[_h Yedj_dk_d] Wffb_YWj_ed9 WdZ (xiv) d[_j^[h =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who ^Wi cWZ[ Wdo [b[Yj_ed kdZ[h Wdo bWm eh h[]kbWj_ed _cfb[c[dj_d] j^[ I?=>ui fhefeiWbi fkXb_i^[Z ed >[Y[cX[h 0.* 0.0/ \eh AbeXWb ;dj_+<Wi[ ?hei_ed GeZ[b Lkb[i, (b) H[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i ^Wi jWa[d eh W]h[[Z je jWa[ Wdo WYj_ed eh ademi e\ Wdo \WYji eh Y_hYkcijWdY[i j^Wj YekbZ h[WiedWXbo X[ [nf[Yj[Z je YWki[ =ecfWdo (eh _ji MkXi_Z_Wh_[i) je X[ jh[Wj[Z Wi W rikhhe]Wj[ \eh[_]d YehfehWj_eds m_j^_d j^[ c[Wd_d] e\ M[Yj_ed 5652(W)(0)(<) e\ j^[ =eZ[ eh W Zec[ij_Y YehfehWj_ed fkhikWdj je M[Yj_ed 5652 e\ j^[ =eZ[ WdZ j^[ Nh[Wikho L[]kbWj_edi fheckb]Wj[Z j^[h[kdZ[h* _d [WY^ YWi[* Wi W h[ikbj e\ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj, H[_j^[h =ecfWdo deh _ji MkXi_Z_Wh_[i ^Wl[ WYgk_h[Z j^[ ijeYa* [gk_jo _dj[h[iji eh Wii[ji e\ W rZec[ij_Y YehfehWj_eds eh rZec[ij_Y fWhjd[hi^_fs (_d [WY^ YWi[* \eh O,M, \[Z[hWb _dYec[ jWn fkhfei[i) _d [nY^Wd][ \eh i^Wh[i* ijeYa efj_edi eh [gk_jo h_]^ji e\ =ecfWdo fkhikWdj je W fbWd j^Wj _dYbkZ[i j^[ jhWdiWYj_edi Yedj[cfbWj[Z Xo j^[ ;+F NhWdiWYj_ed ;]h[[c[dj (ej^[h j^Wd j^[ jhWdiWYj_edi Yedj[cfbWj[Z Xo j^[ ;+F NhWdiWYj_ed ;]h[[c[dj) \eh fkhfei[i e\ Nh[Wikho L[]kbWj_edi M[Yj_ed /,5652+0(Y)(2)(___), Hejm_j^ijWdZ_d] Wdo ej^[h fhel_i_ed _d j^_i ;]h[[c[dj* j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i YedjW_d[Z _d j^_i M[Yj_ed 1,/2 WdZ* je j^[ [nj[dj h[bWj_d] je NWn[i* M[Yj_ed 1,2* M[Yj_ed 1,3* M[Yj_ed 1,4* M[Yj_ed 1,/. WdZ M[Yj_ed 1,// Wh[ j^[ edbo h[fh[i[djWj_edi WdZ mWhhWdj_[i X[_d] cWZ[ m_j^ h[if[Yj je NWn[i, Section 3.15 Cdj[bb[YjkWb Jhef[hjo, (a) ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj8 (_) =ecfWdo eh W =ecfWdo MkXi_Z_Who emdi WdZ feii[ii[i Wbb h_]^j* j_jb[ WdZ _dj[h[ij _d WdZ je j^[ Cdj[bb[YjkWb Jhef[hjo emd[Z eh fkhfehj[Z je X[ emd[Z Xo j^[ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who (Yebb[Yj_l[bo* rOwned Intellectual Propertys) eh ej^[hm_i[ feii[ii[i W lWb_Z WdZ b[]Wbbo [d\ehY[WXb[ h_]^j je ki[ Wbb ej^[h Cdj[bb[YjkWb Jhef[hjo ki[Z _d eh d[Y[iiWho \eh j^[ ef[hWj_ed e\ j^[_h h[if[Yj_l[ Xki_d[ii[i Wi Ykhh[djbo YedZkYj[Z (Yebb[Yj_l[bo* j^[ rCompany Intellectual Propertys)* _d [WY^ YWi[* \h[[ WdZ Yb[Wh e\ Wbb F_[di9 (__) Wbb Imd[Z Cdj[bb[YjkWb Jhef[hjo m^_Y^ _i h[]_ij[h[Z eh j^[ ikX`[Yj e\ Wd Wffb_YWj_ed \eh h[]_ijhWj_ed eh _iikWdY[ _i lWb_Z* _d \kbb \ehY[ WdZ [\\[Yj* WdZ fWoc[dj e\ Wbb h[d[mWb WdZ cW_dj[dWdY[ \[[i WdZ [nf[di[i _d h[if[Yj j^[h[e\* WdZ Wbb \_b_d]i h[bWj[Z j^[h[je ^Wl[ X[[d Zkbo cWZ[9 (___) j^[h[ Wh[ de Ykhh[dj* f[dZ_d] eh* je j^[ ademb[Z][ e\ =ecfWdo* j^h[Wj[d[Z YbW_ci* WYj_edi eh JheY[[Z_d]i W]W_dij =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who (n) Wbb[]_d] _d\h_d][c[dj* c_iWffhefh_Wj_ed eh ej^[h l_ebWj_edi Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who e\ Wdo j^_hZ fWhjoui Cdj[bb[YjkWb Jhef[hjo eh (o) Y^Wbb[d]_d] j^[ emd[hi^_f* lWb_Z_jo eh [d\ehY[WX_b_jo e\ Wdo Imd[Z Cdj[bb[YjkWb Jhef[hjo9 (_l) j^[ YedZkYj e\ j^[ Xki_d[ii[i e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i ^Wi dej _d\h_d][Z* c_iWffhefh_Wj[Z eh ej^[hm_i[ l_ebWj[Z* WdZ Ze[i dej _d\h_d][* c_iWffhefh_Wj[ eh ej^[hm_i[ l_ebWj[* Wdo j^_hZ fWhjoui

0. Cdj[bb[YjkWb Jhef[hjo9 (l) je j^[ ademb[Z][ e\ =ecfWdo* de j^_hZ fWhjo ^Wi _d\h_d][Z* c_iWffhefh_Wj[Z eh l_ebWj[Z eh _i _d\h_d]_d]* c_iWffhefh_Wj_d] eh l_ebWj_d] Wdo Imd[Z Cdj[bb[YjkWb Jhef[hjo9 (l_) j^[ Cdj[bb[YjkWb Jhef[hjo emd[Z Xo =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i _i dej ikX`[Yj je Wdo ekjijWdZ_d] i[jjb[c[dj eh IhZ[h h[ijh_Yj_d] j^[ ki[* h[]_ijhWj_ed* emd[hi^_f eh Z_ifei_j_ed j^[h[e\9 (l__) =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i ^Wl[ jWa[d Yecc[hY_Wbbo h[WiedWXb[ [\\ehji je cW_djW_d WdZ fhej[Yj Wbb Imd[Z Cdj[bb[YjkWb Jhef[hjo9 (l___) =ecfWdo WdZ =ecfWdo MkXi_Z_Wh_[i ^Wl[ h[WiedWXb[ WdZ Wffhefh_Wj[ f^oi_YWb* j[Y^d_YWb* WdZ WZc_d_ijhWj_l[ i[Ykh_jo c[Wikh[i _d fbWY[ je fhej[Yj j^[ _dj[]h_jo WdZ i[Ykh_jo e\ =ecfWdoui WdZ j^[ =ecfWdo MkXi_Z_Wh_[iu CN ;ii[ji* _dYbkZ_d] NhWZ[ M[Yh[ji WdZ ej^[h ZWjW je j^[ [nj[dj ijeh[Z eh YedjW_d[Z j^[h[_d* WdZ h[WiedWXb[ fheY[Zkh[i je XWYa kf ZWjW WdZ Wffhefh_Wj[ Z_iWij[h h[Yel[ho fbWdi9 (_n) j^[h[ ^Wi X[[d de Xh[WY^* hWdiecmWh[ WjjWYa* YoX[h _dY_Z[dj* eh i_c_bWh Z_ihkfj_ed W\\[Yj_d] CN Wii[ji9 Wdo kdWkj^eh_p[Z WYY[ii je j^[ CN ;ii[ji eh Wdo NhWZ[ M[Yh[ji je j^[ [nj[dj ijeh[Z eh YedjW_d[Z j^[h[_d9 eh Wdo j^[\j* beii eh kdWkj^eh_p[Z Z_iYbeikh[i e\ Wdo ZWjW (_dYbkZ_d] Xkj dej b_c_j[Z je NhWZ[ M[Yh[ji WdZ J[hiedWb Cd\ehcWj_ed je j^[ [nj[dj ijeh[Z eh YedjW_d[Z j^[h[_d) ^[bZ Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who9 (n) d[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who _i XekdZ Xo Wdo =edjhWYj j^Wj* kfed YedikccWj_ed e\ j^[ NhWdiWYj_ed* m_bb YWki[ eh h[gk_h[ <ko[h eh =ecfWdo eh Wdo e\ j^[_h MkXi_Z_Wh_[i (ej^[h j^Wd =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i* je j^[ [nj[dj ie XekdZ fh_eh je j^[ =bei_d] >Wj[) je ]hWdj* eh YWki[ je X[ ]hWdj[Z* je Wdo j^_hZ fWhjo Wdo h_]^j je eh m_j^ h[if[Yj je Wdo Cdj[bb[YjkWb Jhef[hjo emd[Z Xo Wdo e\ j^[c fh_eh je j^[ =bei_d] >Wj[ WdZ (n_) je j^[ ademb[Z][ e\ j^[ =ecfWdo de \kdZ_d]* \WY_b_j_[i eh h[iekhY[i e\ W kd_l[hi_jo eh ej^[h [ZkYWj_edWb _dij_jkj_ed eh Ael[hdc[djWb ?dj_jo mWi ki[Z _d j^[ Z[l[befc[dj e\ Wdo Imd[Z Cdj[bb[YjkWb Jhef[hjo WdZ de kd_l[hi_jo eh ej^[h [ZkYWj_ed _dij_jkj_ed eh Ael[hdc[djWb ?dj_jo ^Wi Wdo YbW_c eh h_]^j _d WdZ je Wdo Imd[Z Cdj[bb[YjkWb Jhef[hjo, (b) N^[ =ecfWdo Cdj[bb[YjkWb Jhef[hjo Yedij_jkj[i Wbb Cdj[bb[YjkWb Jhef[hjo d[Y[iiWho \eh j^[ YedZkYj e\ j^[ h[if[Yj_l[ Xki_d[ii[i e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i Wi Ykhh[djbo YedZkYj[Z WdZ _i ik\\_Y_[dj \eh <ko[h je ef[hWj[ j^[ Xki_d[ii e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i \hec WdZ W\j[h j^[ =bei_d] >Wj[ _d Wbb cWj[h_Wb h[if[Yji Wi ef[hWj[Z _cc[Z_Wj[bo fh_eh je j^[ =bei_d] >Wj[, (c) ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* m_j^ h[if[Yj je Me\jmWh[ emd[Z eh fkhfehj[Z je X[ emd[Z Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who (j^[ rOwned Softwares)* (_) =ecfWdo eh W =ecfWdo MkXi_Z_Who _i _d WYjkWb feii[ii_ed WdZ Yedjheb e\ j^[ Wffb_YWXb[ iekhY[ YeZ[* eX`[Yj YeZ[* dej[i* ZeYkc[djWj_ed* WdZ adem+^em je j^[ [nj[dj h[gk_h[Z \eh ki[* Z[l[befc[dj* [d^WdY[c[dj* cW_dj[dWdY[ WdZ ikffehj e\ ikY^ Imd[Z Me\jmWh[* (__) de iekhY[ YeZ[ \eh Wdo Imd[Z Me\jmWh[ ^Wi X[[d WYY[ii[Z Xo* Z_iYbei[Z je eh ki[Z Xo W j^_hZ fWhjo* ej^[h j^Wd Wd [cfbeo[[ eh YedikbjWdj WdZ WYj_d] ed X[^Wb\ e\ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who kdZ[h W mh_jj[d W]h[[c[dj j^Wj h[WiedWXbo fhej[Yji iekhY[ YeZ[ \eh Imd[Z Me\jmWh[ WdZ f[hc_ji ikY^ ki[ WdZ WYY[ii* WdZ (___) je j^[ ademb[Z][ e\ j^[ =ecfWdo* de Imd[Z Me\jmWh[ YedjW_di* b_dai m_j^* [cX[Zi eh h[gk_h[i ki[ e\ Wdo ref[d iekhY[s YeZ[* i^Wh[mWh[ eh ej^[h Me\jmWh[ j^Wj _i cWZ[ ][d[hWbbo WlW_bWXb[ je j^[ fkXb_Y m_j^ekj h[gk_h_d] fWoc[dj e\ \[[i eh heoWbj_[i eh j^Wj Ze[i eh cWo h[gk_h[ Z_iYbeikh[ eh b_Y[di_d] e\ Wdo ikY^ Imd[Z Me\jmWh[ eh Wdo ej^[h Imd[Z Cdj[bb[YjkWb Jhef[hjo, ;bb Imd[Z Me\jmWh[ _i ki[Z ieb[bo \eh _dj[hdWb Xki_d[ii fkhfei[i,

0/ (d) ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* (_) j^[ Xki_d[ii[i e\ =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who Wh[ X[_d] YedZkYj[Z _d Yecfb_WdY[ m_j^ Wbb Wffb_YWXb[ FWmi f[hjW_d_d] je fh_lWYo* ZWjW fhej[Yj_ed WdZ _d\ehcWj_ed i[Ykh_jo9 WdZ (__) de Ael[hdc[djWb ?dj_jo eh J[hied ^Wi Wbb[][Z j^Wj =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i ^Wi \W_b[Z je Yecfbo m_j^ Wffb_YWXb[ FWmi f[hjW_d_d] je fh_lWYo* ZWjW fhej[Yj_ed eh _d\ehcWj_ed i[Ykh_jo eh j^h[Wj[d[Z je YedZkYj Wd _dl[ij_]Wj_ed _dje eh jWa[ [d\ehY[c[dj WYj_ed W]W_dij =ecfWdo eh =ecfWdo MkXi_Z_Wh_[i, (e) ?WY^ [b[c[dj e\ j^[ CN ;ii[ji _i emd[Z Xo* eh lWb_Zbo ki[Z kdZ[h* W mh_jj[d W]h[[c[dj =ecfWdo eh W =ecfWdo MkXi_Z_Who, ?nY[fj Wi ^Wi dej ^WZ WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* j^[ CN ;ii[ji (_) Wh[ ik\\_Y_[dj \eh j^[ Ykhh[dj d[[Zi e\ j^[ Xki_d[ii[i e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i* (__) i_dY[ j^[ ;ffb_YWXb[ >Wj[* ^Wl[ dej cWb\kdYj_ed[Z eh \W_b[Z WdZ (___) je j^[ ademb[Z][ e\ =ecfWdo* Wh[ \h[[ \hec Wdo cWb_Y_eki YeZ[, (f) ?nY[fj Wi ^Wi dej ^WZ WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* =ecfWdo WdZ [WY^ e\ _ji MkXi_Z_Wh_[i ^Wl[ ki[Z Yecc[hY_Wbbo h[WiedWXb[ c[Wikh[i je [dikh[ j^[ Yed\_Z[dj_Wb_jo* fh_lWYo WdZ i[Ykh_jo e\ J[hiedWb Cd\ehcWj_ed Yebb[Yj[Z eh ^[bZ \eh ki[ Xo =ecfWdo eh _ji MkXi_Z_Wh_[i, Section 3.16 L[Wb Jhef[hjo, (a) Q_j^ h[if[Yj je j^[ h[Wb fhef[hjo emd[Z Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who (ikY^ fhef[hjo Yebb[Yj_l[bo* j^[ rCompany Owned Real Propertys)* [nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* [_j^[h =ecfWdo eh W =ecfWdo MkXi_Z_Who ^Wi ]eeZ WdZ cWha[jWXb[ \[[ i_cfb[ j_jb[ je ikY^ =ecfWdo Imd[Z L[Wb Jhef[hjo* \h[[ WdZ Yb[Wh e\ Wbb F_[di* ej^[h j^Wd Wdo ikY^ F_[d (_) \eh NWn[i eh ]el[hdc[djWb Wii[iic[dji* Y^Wh][i eh YbW_ci e\ fWoc[dj dej o[j Zk[ WdZ fWoWXb[ (eh j^Wj cWo j^[h[W\j[h X[ fW_Z m_j^ekj f[dWbjo) eh X[_d] Yedj[ij[Z _d ]eeZ \W_j^ Xo Wffhefh_Wj[ fheY[[Z_d]i WdZ \eh m^_Y^ WZ[gkWj[ h[i[hl[i ^Wl[ X[[d [ijWXb_i^[Z _d WYYehZWdY[ m_j^ A;;J ed j^[ Yedieb_ZWj[Z \_dWdY_Wb ijWj[c[dji e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i _dYbkZ[Z _d j^[ =ecfWdo >_iYbeikh[ >eYkc[dji9 (__) m^_Y^ _i W YWhh_[hiu* mWh[^eki[c[dui* c[Y^Wd_Yiu* cWj[h_Wbc[dui* h[fW_hc[dui eh ej^[h i_c_bWh F_[d Wh_i_d] _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii \eh Wcekdji m^_Y^ Wh[ dej el[hZk[ \eh W f[h_eZ e\ ceh[ j^Wd 7. ZWoi WdZ \eh m^_Y^ WZ[gkWj[ h[i[hl[i ^Wl[ X[[d [ijWXb_i^[Z _d WYYehZWdY[ m_j^ A;;J ed j^[ Yedieb_ZWj[Z \_dWdY_Wb ijWj[c[dji e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i _dYbkZ[Z _d j^[ =ecfWdo >_iYbeikh[ >eYkc[dji9 (___) m^_Y^ _i Z_iYbei[Z ed j^[ ceij h[Y[dj (Wi e\ j^[ ZWj[ ^[h[e\) Yedieb_ZWj[Z XWbWdY[ i^[[j e\ =ecfWdo _dYbkZ[Z _d j^[ =ecfWdo >_iYbeikh[ >eYkc[dji \_b[Z m_j^ j^[ M?= fh_eh je j^[ ZWj[ e\ j^_i ;]h[[c[dj eh dej[i j^[h[je eh i[Ykh_d] CdZ[Xj[Zd[ii h[\b[Yj[Z ed ikY^ XWbWdY[ i^[[j9 (_l) m^_Y^ mWi _dYkhh[Z _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii i_dY[ j^[ ZWj[ e\ j^[ ceij h[Y[dj Yedieb_ZWj[Z XWbWdY[ i^[[j e\ =ecfWdo _dYbkZ[Z _d j^[ =ecfWdo >_iYbeikh[ >eYkc[dji \_b[Z m_j^ j^[ M?= fh_eh je j^[ ZWj[ e\ j^_i ;]h[[c[dj9 (l) j^Wj _i Wd [Wi[c[dj* Yel[dWdj* YedZ_j_ed eh h[ijh_Yj_ed e\ h[YehZ eh F_[d Wi je m^_Y^ de cWj[h_Wb l_ebWj_ed eh [dYheWY^c[dj [n_iji eh* _\ ikY^ l_ebWj_ed eh [dYheWY^c[dj [n_iji* Wi je m^_Y^ j^[ Ykh[ e\ ikY^ l_ebWj_ed eh [dYheWY^c[dj mekbZ dej cWj[h_Wbbo _dj[h\[h[ m_j^ j^[ YedZkYj e\ j^[ Xki_d[ii e\ =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i9 (l_) j^Wj _i W ped_d] eh ej^[h ]el[hdc[djWbbo [ijWXb_i^[Z F_[d Wi je m^_Y^ de cWj[h_Wb l_ebWj_ed [n_iji eh* _\ ikY^ l_ebWj_ed [n_iji* Wi je m^_Y^ j^[ Ykh[ e\ ikY^ l_ebWj_ed mekbZ dej cWj[h_Wbbo _dj[h\[h[ m_j^ j^[ YedZkYj e\

00 j^[ Xki_d[ii e\ =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i9 (l__) j^Wj _i W hW_bheWZ jhWYaW][ W]h[[c[dj* kj_b_jo* ibef[ eh ZhW_dW][ [Wi[c[dj* h_]^j+e\+mWo [Wi[c[dj eh b[Wi[ h[]WhZ_d] Wdo i_]d Wi je m^_Y^ de cWj[h_Wb l_ebWj_ed eh [dYheWY^c[dj [n_iji eh* _\ ikY^ l_ebWj_ed eh [dYheWY^c[dj [n_iji* Wi je m^_Y^ j^[ Ykh[ e\ ikY^ l_ebWj_ed eh [dYheWY^c[dj mekbZ dej cWj[h_Wbbo _dj[h\[h[ m_j^ j^[ YedZkYj e\ j^[ Xki_d[ii e\ =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i9 (l___) j^Wj _i Wd _cf[h\[Yj_ed e\ j_jb[ eh b_Y[di[* _\ Wdo* j^Wj Ze[i dej cWj[h_Wbbo _cfW_h j^[ ki[ eh ef[hWj_ed e\ Wdo h[Wb fhef[hjo je m^_Y^ _j h[bWj[i _d j^[ YedZkYj e\ j^[ Xki_d[ii e\ =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i9 (_n) M[Yj_ed 2,/3(X) W\\[Yj_d] j^[ kdZ[hbo_d] \[[ _dj[h[ij e\ Wdo =ecfWdo F[Wi[Z L[Wb Jhef[hjo9 eh (n) i[j \ehj^ _d M[Yj_ed 1,/4(W) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ (Wdo ikY^ F_[d Z[iYh_X[Z _d Wdo e\ YbWki[i (_) j^hek]^ (n)* W rCompany Permitted Liens), H[_j^[h =ecfWdo deh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i ^Wi h[Y[_l[Z dej_Y[ e\ Wdo Ykhh[dj eh f[dZ_d]* WdZ je j^[ ademb[Z][ e\ =ecfWdo j^[h[ _i de j^h[Wj[d[Z* YedZ[cdWj_ed fheY[[Z_d] m_j^ h[if[Yj je Wdo =ecfWdo Imd[Z L[Wb Jhef[hjo* [nY[fj fheY[[Z_d]i m^_Y^ ^Wl[ dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj, N^[h[ Wh[ de ekjijWdZ_d] efj_edi* h_]^ji e\ \_hij e\\[h eh h_]^ji e\ \_hij h[\kiWb je fkhY^Wi[ j^[ =ecfWdo Imd[Z L[Wb Jhef[hjo eh Wdo fehj_ed j^[h[e\ eh _dj[h[ij j^[h[_d* [nY[fj Wi ^Wl[ dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj, (b) ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* (_) [WY^ cWj[h_Wb b[Wi[* ikXb[Wi[ WdZ ej^[h W]h[[c[dj kdZ[h m^_Y^ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i ki[i eh eYYkf_[i eh ^Wi j^[ h_]^j je ki[ eh eYYkfo Wdo h[Wb fhef[hjo (j^[ rCompany Leased Real Propertys) _i lWb_Z* X_dZ_d] WdZ _d \kbb \ehY[ WdZ [\\[Yj* ikX`[Yj je j^[ ?d\ehY[WX_b_jo ?nY[fj_edi WdZ (__) de kdYkh[Z Z[\Wkbj e\ W cWj[h_Wb dWjkh[ ed j^[ fWhj e\ =ecfWdo eh* _\ Wffb_YWXb[* _ji MkXi_Z_Who eh* je j^[ ademb[Z][ e\ =ecfWdo* j^[ bWdZbehZ j^[h[kdZ[h [n_iji m_j^ h[if[Yj je Wdo =ecfWdo F[Wi[Z L[Wb Jhef[hjo WdZ de [l[dj ^Wi eYYkhh[Z eh Y_hYkcijWdY[ [n_iji m^_Y^* m_j^ j^[ Z[b_l[ho e\ dej_Y[* j^[ fWiiW][ e\ j_c[ eh Xej^* mekbZ Yedij_jkj[ ikY^ W Xh[WY^ eh Z[\Wkbj, ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* =ecfWdo WdZ [WY^ e\ _ji MkXi_Z_Wh_[i ^Wi W ]eeZ WdZ lWb_Z b[Wi[^ebZ _dj[h[ij _d eh YedjhWYjkWb h_]^j je ki[ eh eYYkfo* ikX`[Yj je j^[ j[hci e\ j^[ b[Wi[* ikXb[Wi[ eh ej^[h W]h[[c[dj Wffb_YWXb[ j^[h[je* j^[ =ecfWdo F[Wi[Z L[Wb Jhef[hjo* \h[[ WdZ Yb[Wh e\ Wbb F_[di* [nY[fj \eh =ecfWdo J[hc_jj[Z F_[di, (c) ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* Wbb Xk_bZ_d]i* ijhkYjkh[i* _cfhel[c[dji* \_njkh[i* Xk_bZ_d] ioij[ci WdZ [gk_fc[dj* WdZ Wbb Yecfed[dji j^[h[e\* _dYbkZ[Z _d j^[ =ecfWdo Imd[Z L[Wb Jhef[hjo WdZ j^[ =ecfWdo F[Wi[Z L[Wb Jhef[hjo Wh[ _d ]eeZ YedZ_j_ed WdZ h[fW_h WdZ ik\\_Y_[dj \eh j^[ ef[hWj_ed e\ j^[ Xki_d[ii YedZkYj[Z j^[h[ed, Section 3.17 L[gk_h[Z Pej[9 NWa[el[h Jhel_i_edi, (a) N^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb _i j^[ edbo lej[ e\ ^ebZ[hi e\ i[Ykh_j_[i e\ =ecfWdo h[gk_h[Z je Wffhel[ j^[ MY^[c[ WdZ je YedikccWj[ j^[ NhWdiWYj_ed, (b) He Wdj_+jWa[el[h fhel_i_ed _d j^[ =ecfWdo Ael[hd_d] >eYkc[dji _i Wffb_YWXb[ je j^[ NhWdiWYj_ed,

01 Section 3.18 GWj[h_Wb =edjhWYji, (a) M[Yj_ed 1,/6 e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ YedjW_di W Yecfb[j[ WdZ Yehh[Yj b_ij* Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj* e\ [WY^ =edjhWYj Z[iYh_X[Z X[bem _d j^_i M[Yj_ed 1,/6(W) kdZ[h m^_Y^ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who _i XekdZ eh je m^_Y^ Wdo e\ j^[_h h[if[Yj_l[ fhef[hj_[i eh Wii[ji _i ikX`[Yj* _d [WY^ YWi[ Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj (Wbb =edjhWYji e\ j^[ jof[ Z[iYh_X[Z _d j^_i M[Yj_ed 1,/6(W)* _d [WY^ YWi[ m^[j^[h [dj[h[Z _dje X[\eh[* ed eh W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj* X[_d] h[\[hh[Z je ^[h[_d Wi j^[ rCompany Material Contractss)8 (i) Wdo rcWj[h_Wb YedjhWYjs (Wi ikY^ j[hc _i Z[\_d[Z _d Cj[c 4./(X)(/.) e\ L[]kbWj_ed M+E e\ j^[ M?=)9 (ii) (;) Wdo cWj[h_Wb `e_dj l[djkh[* fWhjd[hi^_f eh ej^[h i_c_bWh =edjhWYj* (<) Wdo i^Wh[^ebZ[hi* _dl[ijehi h_]^ji* h[]_ijhWj_ed h_]^ji eh i_c_bWh W]h[[c[dj eh WhhWd][c[dj h[bWj_d] je =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who WdZ (=) Wdo Yedd[Yj[Z eh h[bWj[Z i[hl_Y[i eh cWdW][c[dj W]h[[c[dji h[bWj_d] je MWb[i Z[ Dk`ko Jj[, FjZ* MWb[i Z[ Dk`ko M,;, WdZ H[cWiaW F_j^_kc* CdY,9 (iii) [WY^ =edjhWYj h[bWj_d] je j^[ WYgk_i_j_ed eh Z_ifei_j_ed e\ Wdo cWj[h_Wb Xki_d[ii (m^[j^[h Xo c[h][h* iWb[ e\ ijeYa* iWb[ e\ Wii[ji eh ej^[hm_i[) fkhikWdj je m^_Y^ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i ^Wi eh YekbZ h[WiedWXbo X[ [nf[Yj[Z je ^Wl[ cWj[h_Wb Yedj_dk_d] h_]^ji eh eXb_]Wj_edi \ebbem_d] j^[ ZWj[ e\ j^_i ;]h[[c[dj* _dYbkZ_d] fkhikWdj je Wdo r[Whd+ekjs eh _dZ[cd_jo9 (iv) iWb[i* Z_ijh_Xkj_ed* W][dYo WdZ cWha[j_d] e\\jWa[ =edjhWYji (eh i[h_[i e\ h[bWj[Z =edjhWYji) _dlebl_d] _d [nY[ii e\ $3.*...*... _d Wdo WddkWb f[h_eZ YedjW_d_d] Wdo rY^Wd][ e\ Yedjhebs eh i_c_bWh fhel_i_edi j^Wj cWo X[ jh_]][h[Z Xo j^[ NhWdiWYj_ed9 (v) [WY^ =edjhWYj kdZ[h m^_Y^ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who (n) _i ]hWdj[Z Wdo b_Y[di[ eh ej^[h h_]^j m_j^ h[if[Yj je Wdo Cdj[bb[YjkWb Jhef[hjo e\ W j^_hZ fWhjo ([nYbkZ_d] b_Y[di[i je e\\+j^[+i^[b\ ie\jmWh[)* eh (o) ^Wi ]hWdj[Z je W j^_hZ fWhjo Wdo b_Y[di[ eh ej^[h h_]^j m_j^ h[if[Yj je Wdo Imd[Z Cdj[bb[YjkWb Jhef[hjo ([nYbkZ_d] ded+[nYbki_l[ b_Y[di[i ]hWdj[Z _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii) WdZ* _d [WY^ e\ (n) WdZ (o) WXel[* m^_Y^ ikY^ =edjhWYj eh Cdj[bb[YjkWb Jhef[hjo _i cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[9 (vi) Wdo =edjhWYj j^Wj _dYbkZ[i Wdo ;\\_b_Wj[ e\ =ecfWdo Wi W Yekdj[hfWhjo eh j^_hZ fWhjo X[d[\_Y_Who WdZ j^Wj mekbZ X[ h[gk_h[Z je X[ Z_iYbei[Z kdZ[h Cj[c 2.2 e\ L[]kbWj_ed M+ E e\ j^[ M?=9 (vii) Wdo =edjhWYj j^Wj YedjW_di r[Whd ekjs eh ej^[h Yedj_d][dj fWoc[dj eXb_]Wj_edi* j^Wj Wh[ h[WiedWXbo [nf[Yj[Z je h[ikbj _d fWoc[dji W\j[h j^[ ZWj[ ^[h[e\ Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Wh_[i _d [nY[ii e\ $/.*...*...9 (viii) Wdo b[Wi[* ikXb[Wi[* b_Y[di[ eh eYYkfWdYo W]h[[c[dj m_j^ h[if[Yj je W =ecfWdo F[Wi[Z L[Wb Jhef[hjo kdZ[h m^_Y^ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Wh_[i _i W b[ii[[ eh ikXb[ii[[ WdZ \eh m^_Y^ j^[ WddkWb XWi[ h[djWb fWoc[dji Zkh_d] j^[ /0+cedj^ f[h_eZ [dZ[Z Dkd[ 1.* 0.02 [nY[[Z[Z $/.*...*...* eh Xo j^[ j[hci e\ ikY^ b[Wi[ eh ikXb[Wi[* Wh[ h[WiedWXbo [nf[Yj[Z je [nY[[Z $/.*...*... Zkh_d] j^[ d[nj /0 cedj^i9

02 (ix) [WY^ =edjhWYj kdZ[h m^_Y^ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who (n) _i ]hWdj[Z Wdo b_Y[di[ eh ej^[h h_]^j m_j^ h[if[Yj je Wdo Cdj[bb[YjkWb Jhef[hjo e\ W j^_hZ fWhjo ([nYbkZ_d] b_Y[di[i je e\\+j^[+i^[b\ ie\jmWh[)* eh (o) ^Wi ]hWdj[Z je W j^_hZ fWhjo Wdo b_Y[di[ eh ej^[h h_]^j m_j^ h[if[Yj je Wdo =ecfWdo Cdj[bb[YjkWb Jhef[hjo ([nYbkZ_d] ded+[nYbki_l[ b_Y[di[i ]hWdj[Z je Ykijec[hi ed =ecfWdoui \ehc _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii) WdZ* _d [WY^ e\ (n) WdZ (o) WXel[* m^_Y^ ikY^ =edjhWYj eh Cdj[bb[YjkWb Jhef[hjo _i cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i9 (x) [WY^ =edjhWYj j^Wj b_c_ji j^[ \h[[Zec e\ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who je Yecf[j[ _d Wdo b_d[ e\ Xki_d[ii eh ][e]hWf^_Y h[]_ed (_dYbkZ_d] Wdo =edjhWYj j^Wj h[gk_h[i =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who je meha [nYbki_l[bo m_j^ Wdo J[hied _d Wdo b_d[ e\ Xki_d[ii eh ][e]hWf^_Y h[]_ed* eh m^_Y^ Xo _ji j[hci mekbZ ie b_c_j j^[ \h[[Zec e\ <ko[h eh _ji MkXi_Z_Wh_[i W\j[h j^[ ?\\[Yj_l[ N_c[)* eh m_j^ Wdo J[hied* eh ej^[hm_i[ h[ijh_Yji j^[ h[i[WhY^* Z[l[befc[dj* [njhWYj_ed* cWdk\WYjkh[* cWha[j_d]* Z_ijh_Xkj_ed eh iWb[ e\ Wdo fheZkYj Xo =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* _d [WY^ YWi[ _d W cWdd[h j^Wj _i cWj[h_Wb je j^[ Xki_d[ii e\ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* Wi Ykhh[djbo YedZkYj[Z9 (xi) [WY^ =edjhWYj _dlebl_d] j^[ i[jjb[c[dj e\ Wdo JheY[[Z_d] eh j^h[Wj[d[Z JheY[[Z_d] (eh i[h_[i e\ h[bWj[Z JheY[[Z_d]i) (;) m^_Y^ (n) mekbZ h[WiedWXbo X[ [nf[Yj[Z je _dlebl[ fWoc[dji W\j[h j^[ ZWj[ ^[h[e\ _d [nY[ii e\ $03*...*... eh (o) mekbZ h[WiedWXbo X[ [nf[Yj[Z je _cfei[ eh Ykhh[djbo _cfei[i cWj[h_Wb ced_jeh_d] eh h[fehj_d] eXb_]Wj_edi je Wdo ej^[h J[hied ekji_Z[ j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii eh cWj[h_Wb h[ijh_Yj_edi ed =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who eh (<) m^_Y^ _i cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* WdZ m_j^ h[if[Yj je m^_Y^ cWj[h_Wb YedZ_j_edi fh[Y[Z[dj je j^[ i[jjb[c[dj ^Wl[ dej X[[d iWj_i\_[Z Wi e\ j^[ ZWj[ ^[h[e\9 (xii) [WY^ cWj[h_Wb =ebb[Yj_l[ <Wh]W_d_d] ;]h[[c[dj9 WdZ (xiii) (;) [WY^ beWd =edjhWYj* fhec_iieho dej[* b[jj[h e\ Yh[Z_j (je j^[ [nj[dj ZhWmd) WdZ ej^[h [l_Z[dY[ e\ _dZ[Xj[Zd[ii \eh Xehhem[Z ced[o _d [nY[ii e\ $/.*...*...* (<) Wdo cehj]W][i* fb[Z][i* heoWbjo* \WYjeh_d] eh ijh[Wc_d] fWoc[dji* ej^[h-Wbj[hdWj_l[ \_dWdY_d] WhhWd][c[dji WdZ ej^[h [l_Z[dY[i e\ F_[di i[Ykh_d] ikY^ eXb_]Wj_edi ed Wdo h[Wb eh ej^[h fhef[hjo j^Wj _i cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* WdZ (=) Wdo ]kWhWdj[[i fhel_Z[Z \eh j^[ X[d[\_j e\ Wdo J[hied (ej^[h j^Wd W =ecfWdo MkXi_Z_Who) j^Wj _i cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* ej^[h j^Wd f[h\ehcWdY[ ]kWhWdj[[i je Wdo Ykijec[h eh ikffb_[h _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii, (b) =ecfWdo ^Wi cWZ[ WlW_bWXb[ je <ko[h fh_eh je j^[ ZWj[ e\ j^_i ;]h[[c[dj W jhk[ WdZ Yecfb[j[ Yefo (_dYbkZ_d] Wbb WjjWY^c[dji* iY^[Zkb[i WdZ [n^_X_ji j^[h[je) e\ [WY^ =ecfWdo GWj[h_Wb =edjhWYj Wi _d [\\[Yj ed j^[ ZWj[ e\ j^_i ;]h[[c[dj, ?nY[fj \eh Xh[WY^[i* l_ebWj_edi eh Z[\Wkbji m^_Y^ ^Wl[ dej ^WZ WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* (_) [WY^ =ecfWdo GWj[h_Wb =edjhWYj _i _d \kbb \ehY[ WdZ [\\[Yj WdZ _i W lWb_Z WdZ X_dZ_d] =edjhWYj e\ =ecfWdo eh _ji MkXi_Z_Wh_[i* Wi Wffb_YWXb[* WdZ* je j^[ ademb[Z][ e\ =ecfWdo* e\ [WY^ ej^[h fWhjo j^[h[je* [d\ehY[WXb[ W]W_dij =ecfWdo eh ikY^ MkXi_Z_Who* Wi Wffb_YWXb[* WdZ* je j^[ ademb[Z][ e\ =ecfWdo* [WY^ ej^[h fWhjo j^[h[je* _d WYYehZWdY[ m_j^ _ji j[hci ([nY[fj \eh Wdo =ecfWdo GWj[h_Wb =edjhWYj j^Wj

03 [nf_h[Z _d WYYehZWdY[ m_j^ _ji j[hci eh mWi ej^[hm_i[ Wc[dZ[Z* ceZ_\_[Z eh j[hc_dWj[Z W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj _d WYYehZWdY[ m_j^ M[Yj_ed 3,/) WdZ (__) (n) d[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i* deh (o) je j^[ ademb[Z][ e\ =ecfWdo Wdo ej^[h fWhjo je W =ecfWdo GWj[h_Wb =edjhWYj* ^Wi (_d j^[ YWi[ e\ [WY^ e\ (n) eh (o) WXel[) l_ebWj[Z Wdo fhel_i_ed e\* eh jWa[d eh \W_b[Z je jWa[ Wdo WYj m^_Y^* m_j^ eh m_j^ekj dej_Y[* bWfi[ e\ j_c[* eh Xej^* mekbZ Yedij_jkj[ W Z[\Wkbj kdZ[h j^[ fhel_i_edi e\* ikY^ =ecfWdo GWj[h_Wb =edjhWYj* WdZ d[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i ^Wi h[Y[_l[Z dej_Y[ j^Wj _j ^Wi Xh[WY^[Z* l_ebWj[Z eh Z[\Wkbj[Z kdZ[h Wdo =ecfWdo GWj[h_Wb =edjhWYj, Section 3.19 CdikhWdY[, ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* (W) Wbb Ykhh[dj* _dikhWdY[ feb_Y_[i (eh h[fbWY[c[dji j^[h[e\) WdZ =edjhWYji e\ _dikhWdY[ e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i Wh[ _d \kbb \ehY[ WdZ [\\[Yj WdZ Wh[ lWb_Z WdZ X_dZ_d] WdZ Yel[h W]W_dij j^[ h_iai Wi Wh[ YkijecWho _d Wbb cWj[h_Wb h[if[Yji \eh YecfWd_[i e\ i_c_bWh i_p[ _d j^[ iWc[ eh i_c_bWh b_d[i e\ Xki_d[ii WdZ (X) Wbb fh[c_kci Zk[ j^[h[kdZ[h ^Wl[ X[[d fW_Z, H[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i ^Wi h[Y[_l[Z dej_Y[ e\ YWdY[bbWj_ed eh j[hc_dWj_ed m_j^ h[if[Yj je Wdo j^_hZ+fWhjo _dikhWdY[ feb_Y_[i eh =edjhWYji (ej^[h j^Wd _d Yedd[Yj_ed m_j^ dehcWb h[d[mWbi e\ Wdo ikY^ _dikhWdY[ feb_Y_[i eh =edjhWYji) m^[h[ ikY^ YWdY[bbWj_ed eh j[hc_dWj_ed mekbZ h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj, Section 3.20 @_dZ[hi WdZ <hea[hi, H[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who ^Wi [cfbeo[Z Wdo Xhea[h eh \_dZ[h eh _dYkhh[Z Wdo b_WX_b_jo \eh Wdo Xhea[hW][ \[[i* Yecc_ii_edi eh \_dZ[hiu \[[i _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed* [nY[fj j^Wj =ecfWdo ^Wi [d]W][Z AehZed >oWb & =e,* FF= WdZ O<M M[Ykh_j_[i FF= Wi =ecfWdoui \_dWdY_Wb WZl_iehi, Section 3.21 ;dj_+=ehhkfj_ed, (a) ?nY[fj Wi mekbZ dej X[ cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* d[_j^[h =ecfWdo* Wdo =ecfWdo MkXi_Z_Who deh Wdo fh[Z[Y[iieh [dj_j_[i j^[h[je* deh Wdo e\ j^[_h h[if[Yj_l[ e\\_Y[hi* Z_h[Yjehi* cWdW][hi* [cfbeo[[i eh W][dji* h[fh[i[djWj_l[i eh ej^[h f[hiedi WYj_d] ed j^[_h X[^Wb\* ^Wi* i_dY[ j^[ ;ffb_YWXb[ >Wj[* _d Yedd[Yj_ed m_j^ j^[ Xki_d[ii e\ =ecfWdo* Wdo =ecfWdo MkXi_Z_Who eh fh[Z[Y[iieh [dj_jo* (_) cWZ[ Wdo kdbWm\kb fWoc[dj eh ]_l[d* e\\[h[Z* fhec_i[Z* Wkj^eh_p[Z* eh W]h[[Z je ]_l[* ced[o eh Wdoj^_d] [bi[ e\ lWbk[* Z_h[Yjbo eh _dZ_h[Yjbo* je Wdo Ael[hdc[dj I\\_Y_Wb* \eh j^[ fkhfei[ e\ _d\bk[dY_d] Wdo WYj_ed eh Z[Y_i_ed e\ j^[ Ael[hdc[dj I\\_Y_Wb _d ^_i eh ^[h e\\_Y_Wb YWfWY_jo eh _dZkY_d] j^[ Ael[hdc[dj I\\_Y_Wb je ki[ ^_i eh ^[h _d\bk[dY[ m_j^ Wdo Ael[hdc[djWb ?dj_jo je W\\[Yj eh _d\bk[dY[ Wdo e\\_Y_Wb WYj* eh (__) ej^[hm_i[ jWa[d Wdo WYj_ed _d l_ebWj_ed e\ j^[ @=J; eh Wdo ej^[h Wffb_YWXb[ ;dj_+=ehhkfj_ed F[]_ibWj_ed, (b) ?nY[fj Wi mekbZ dej X[ cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* d[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who* deh Wdo Z_h[Yjeh* cWdW][h* [cfbeo[[ eh* je j^[ ademb[Z][ e\ =ecfWdo W\j[h [n[hY_i_d] Zk[ YWh[* Wdo W][dj* h[fh[i[djWj_l[ eh ej^[h f[hied WYj_d] ed X[^Wb\ e\ j^[ =ecfWdo* Wdo =ecfWdo MkXi_Z_Who eh fh[Z[Y[iieh [dj_jo _i Ykhh[djbo eh ^Wi i_dY[ j^[ ;ffb_YWXb[ >Wj[ X[[d ikX`[Yj je Wdo WYjkWb* f[dZ_d]* eh* je =ecfWdoui ademb[Z][* j^h[Wj[d[Z JheY[[Z_d]i* eh cWZ[ Wdo lebkdjWho Z_iYbeikh[i je Wdo Ael[hdc[djWb ?dj_jo* _dlebl_d] Wd WYjkWb eh Wbb[][Z l_ebWj_ed Xo =ecfWdo* Wdo =ecfWdo MkXi_Z_Who eh fh[Z[Y[iieh [dj_jo e\ Wdo ;dj_+=ehhkfj_ed F[]_ibWj_ed,

04 (c) ?nY[fj Wi mekbZ dej X[ cWj[h_Wb je =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who ^Wl[ cW_djW_d[Z WdZ Ykhh[djbo cW_djW_d (_) Xeeai* h[YehZi* WdZ WYYekdji m^_Y^* _d h[WiedWXb[ Z[jW_b* WYYkhWj[bo WdZ \W_hbo h[\b[Yj j^[ jhWdiWYj_edi WdZ Z_ifei_j_edi e\ j^[ Wii[ji e\ =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who* WdZ (__) _dj[hdWb WYYekdj_d] Yedjhebi ik\\_Y_[dj je fhel_Z[ h[WiedWXb[ WiikhWdY[i j^Wj Wbb jhWdiWYj_edi WdZ WYY[ii je Wii[ji e\ =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who Wh[ [n[Ykj[Z edbo _d WYYehZWdY[ m_j^ cWdW][c[djui ][d[hWb eh if[Y_\_Y Wkj^eh_pWj_ed, (d) =ecfWdo WdZ [WY^ =ecfWdo MkXi_Z_Who ^Wl[ _dij_jkj[Z feb_Y_[i WdZ fheY[Zkh[i h[WiedWXbo Z[i_]d[Z je [dikh[ Yecfb_WdY[ _d Wbb cWj[h_Wb h[if[Yji m_j^ Wffb_YWXb[ ;dj_+=ehhkfj_ed F[]_ibWj_ed WdZ cW_djW_d ikY^ feb_Y_[i WdZ fheY[Zkh[i _d \ehY[, Section 3.22 MWdYj_edi, ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* d[_j^[h =ecfWdo* Wdo =ecfWdo MkXi_Z_Who deh Wdo fh[Z[Y[iieh [dj_jo* deh Wdo Z_h[Yjeh* cWdW][h* [cfbeo[[ eh W][dj e\ =ecfWdo* e\ Wdo =ecfWdo MkXi_Z_Who eh e\ Wdo fh[Z[Y[iieh [dj_jo j^[h[je* (W) _i W MWdYj_ed[Z J[hied* (X) i_dY[ j^[ ;ffb_YWXb[ >Wj[* [d]W][Z _d* eh ^Wi Wdo fbWd eh Yecc_jc[dj je [d]W][ _d* Z_h[Yj eh _dZ_h[Yj Z[Wb_d]i m_j^ Wdo MWdYj_ed[Z J[hied eh _d Wdo MWdYj_ed[Z =ekdjho ed X[^Wb\ e\ =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who eh fh[Z[Y[iieh [dj_jo* (Y) i_dY[ j^[ ;ffb_YWXb[ >Wj[* l_ebWj[Z* eh [d]W][Z _d Wdo YedZkYj iWdYj_edWXb[ kdZ[h* Wdo MWdYj_edi FWm* deh* je j^[ ademb[Z][ e\ =ecfWdo* X[[d j^[ ikX`[Yj e\ Wd _dl[ij_]Wj_ed eh Wbb[]Wj_ed e\ ikY^ W l_ebWj_ed eh iWdYj_edWXb[ YedZkYj* eh (Z) cWZ[ Wdo lebkdjWho Z_iYbeikh[i je Wdo Ael[hdc[djWb ?dj_jo* _dlebl_d] Wd WYjkWb eh Wbb[][Z l_ebWj_ed Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who e\ Wdo Wffb_YWXb[ MWdYj_edi FWm, Section 3.23 ?nfehj WdZ Ccfehj GWjj[hi, ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* ded[ e\ =ecfWdo* Wdo =ecfWdo MkXi_Z_Who eh fh[Z[Y[iieh [dj_jo* eh Wdo Z_h[Yjeh* cWdW][h* [cfbeo[[ eh W][dj e\ =ecfWdo* Wdo =ecfWdo MkXi_Z_Who eh fh[Z[Y[iieh [dj_jo ^Wl[* i_dY[ j^[ ;ffb_YWXb[ >Wj[* Yecc_jj[Z Wdo l_ebWj_ed e\ ?n+Cc FWmi* _dYbkZ_d] h[gk_h[c[dji h[]WhZ_d] j^[ [nfehj* h[[nfehj* jhWdi\[h eh fhel_i_ed e\ Wdo ]eeZi* ie\jmWh[* j[Y^debe]o* ZWjW eh i[hl_Y[ m_j^_d j^[ iYef[ e\* eh Wdo h[gk_h[Z eh Wffb_YWXb[ b_Y[di[i eh Wkj^eh_pWj_edi kdZ[h Wbb Wffb_YWXb[ ?n+Cc FWmi WdZ j^[ lWbkWj_ed* YbWii_\_YWj_ed* eh Zkjo jh[Wjc[dj h[gk_h[c[dji e\ _cfehj[Z c[hY^WdZ_i[* j^[ [b_]_X_b_jo h[gk_h[c[dji e\ _cfehj[Z c[hY^WdZ_i[ \eh \WlehWXb[ Zkjo hWj[i eh ej^[h if[Y_Wb jh[Wjc[dj* Yekdjho e\ eh_]_d cWha_d] h[gk_h[c[dji* Wdj_Zkcf_d] WdZ Yekdj[hlW_b_d] Zkj_[i* WdZ Wbb ej^[h Wffb_YWXb[ O,M, _cfehj bWmi WZc_d_ij[h[Z Xo O,M, =kijeci WdZ <ehZ[h Jhej[Yj_ed (eh i_c_bWh FWmi e\ ej^[h `kh_iZ_Yj_edi _d m^_Y^ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i ef[hWj[), Section 3.24 G_d_d] L_]^ji, ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* j^[ =ecfWdo G_d_d] L_]^ji* j^[ =ecfWdo ?Wi[c[dji WdZ j^[ =ecfWdo QWj[h L_]^ji (W) ^Wl[ X[[d Zkbo \_b[Z WdZ h[]_ij[h[Z m_j^ j^[ h[if[Yj_l[ h[]_ijho* (X) ^Wl[ X[[d ]hWdj[Z je WdZ h[]_ij[h[Z _d j^[ dWc[ e\ =ecfWdo eh W =ecfWdo MkXi_Z_Who* (Y) Wh[ emd[Z Xo =ecfWdo eh W =ecfWdo MkXi_Z_Who m_j^ ]eeZ WdZ lWb_Z j_jb[ j^[h[je WdZ (Z) Wh[ ikXi_ij_d]* kd[nf_h[Z* WdZ _d \kbb \ehY[ WdZ [\\[Yj, ?nY[fj Wi ^Wi dej ^WZ* WdZ mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* Wbb \[[i WdZ ej^[h Wcekdji _d h[if[Yj j^[h[e\ ^Wl[ X[[d fW_Z _d \kbb WdZ d[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who em[i Wdo fWoc[dji je j^[ ikh\WY[ bWdZemd[hi e\ j^[ bWdZ Yel[h[Z Xo j^[ =ecfWdo ?Wi[c[dji WdZ =ecfWdo eh _ji MkXi_Z_Who ^Wl[ ej^[hm_i[ iWj_i\_[Z Wbb Ykhh[dj h[gk_h[c[dji kdZ[h Wffb_YWXb[ FWm h[bWj_d] je j^[ ]hWdj_d] WdZ ^ebZ_d] e\ c_d_d] [Wi[c[dji, ?nY[fj Wi ^Wi dej ^WZ* WdZ

05 mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj* de J[hied ej^[h j^Wd =ecfWdo eh W =ecfWdo MkXi_Z_Who ^Wi Wdo h_]^j* j_jb[ eh _dj[h[ij _d* je eh kdZ[h j^[ =ecfWdo G_d_d] L_]^ji* j^[ =ecfWdo ?Wi[c[dji eh j^[ =ecfWdo QWj[h L_]^ji WdZ j^[h[ Wh[ de WZl[hi[ eh Yecf[j_d] YbW_ci _d h[if[Yj j^[h[e\ eh F_[di j^[h[ed, H[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who ^Wi Wdo [nfbehWj_ed WdZ [nfbe_jWj_ed YedY[ii_edi* c_d_d] h_]^ji* [Wi[c[dji* h_]^ji e\ mWoi* i[hl_jkZ[i eh ej^[h i_c_bWh _dj[h[iji ej^[h j^Wd j^[ =ecfWdo G_d_d] L_]^ji* j^[ =ecfWdo ?Wi[c[dji WdZ j^[ =ecfWdo QWj[h L_]^ji, Section 3.25 HWhW^W WdZ H[cWiaW, ;i e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj* j^[ [gk_jo _dj[h[iji _d HWhW^W WdZ H[cWiaW emd[Z Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who e\ HWhW^W eh H[cWiaW Wh[ i[j \ehj^ ed M[Yj_ed 1,04 e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* WdZ Wh[ emd[Z Xo =ecfWdo eh ikY^ =ecfWdo MkXi_Z_Who \h[[ WdZ Yb[Wh e\ Wbb F_[di, Section 3.26 He Ij^[h L[fh[i[djWj_edi, ?nY[fj \eh j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i YedjW_d[Z _d ;hj_Yb[ CCC eh _d Wdo Y[hj_\_YWj[i Z[b_l[h[Z Xo JWh[dj eh <ko[h _d Yedd[Yj_ed m_j^ j^[ MY^[c[* =ecfWdo WYademb[Z][i j^Wj ded[ e\ <ko[h eh Wdo e\ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i eh L[fh[i[djWj_l[i cWa[i* WdZ =ecfWdo WYademb[Z][i j^Wj _j ^Wi dej h[b_[Z kfed eh ej^[hm_i[ X[[d _dZkY[Z Xo* Wdo ej^[h [nfh[ii eh _cfb_[Z h[fh[i[djWj_ed eh mWhhWdjo m_j^ h[if[Yj je JWh[dj* <ko[h eh Wdo e\ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i eh m_j^ h[if[Yj je Wdo ej^[h _d\ehcWj_ed (eh j^[ WYYkhWYo eh Yecfb[j[d[ii j^[h[e\) fhel_Z[Z eh cWZ[ WlW_bWXb[ je j^[c _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed* _dYbkZ_d] Wdo _d\ehcWj_ed* ZeYkc[dji* fhe`[Yj_edi* \eh[YWiji eh ej^[h cWj[h_Wb cWZ[ WlW_bWXb[ je =ecfWdo eh _ji L[fh[i[djWj_l[i _d rZWjW heecis eh cWdW][c[dj fh[i[djWj_edi h[bWj[Z je j^[ NhWdiWYj_ed, ARTICLE IV REPRESENTATIONS AND WARRANTIES OF BUYER Except as set forth in the corresponding sections or subsections of the disclosure schedule delivered to Company Xo <ko[h WdZ JWh[dj Wj j^[ j_c[ e\ [dj[h_d] _dje j^_i ;]h[[c[dj (j^[ rBuyer Disclosure Schedules) (_j X[_d] understood that any disclosure set forth in one section or subsection of the Buyer Disclosure Schedule shall be deemed disclosure with respect to, and i^Wbb be deemed to apply to and qualify, the section or subsection of this Agreement to which it corresponds in number and each other section or subsection of this Agreement to the extent the qualifying nature of such disclosure with respect to such other section or subsection is reasonably apparent on the face of such disclosure), each of Parent and Buyer hereby represents and warrants to Company as follows, severally and not jointly, each only as to itself: Section 4.1 KkWb_\_YWj_ed* Ih]Wd_pWj_ed* [jY, ?WY^ e\ JWh[dj WdZ <ko[h WdZ _i W b[]Wb [dj_jo Zkbo eh]Wd_p[Z* lWb_Zbo [n_ij_d] WdZ* m^[h[ h[b[lWdj* _d ]eeZ ijWdZ_d] kdZ[h j^[ FWmi e\ _ji h[if[Yj_l[ `kh_iZ_Yj_ed e\ eh]Wd_pWj_ed* WdZ ^Wi Wbb h[gk_i_j[ YehfehWj[ eh i_c_bWh fem[h WdZ Wkj^eh_jo je emd* b[Wi[ WdZ ef[hWj[ _ji fhef[hj_[i WdZ Wii[ji WdZ je YWhho ed _ji Xki_d[ii Wi fh[i[djbo YedZkYj[Z, Section 4.2 =Wf_jWb_pWj_ed, JWh[dj _dZ_h[Yjbo emdi /..% e\ j^[ _iik[Z WdZ ekjijWdZ_d] i^Wh[ YWf_jWb e\ <ko[h, <ko[h ^Wi X[[d \ehc[Z ieb[bo \eh j^[ fkhfei[ e\ j^[ NhWdiWYj_ed WdZ* i_dY[ _ji ZWj[ e\ \ehcWj_ed* ^Wi dej YWhh_[Z ed Wdo Xki_d[ii eh YedZkYj[Z Wdo ef[hWj_edi ej^[h j^Wd j^[ [n[Ykj_ed e\ j^_i ;]h[[c[dj* j^[ f[h\ehcWdY[ e\ _ji eXb_]Wj_edi ^[h[kdZ[h WdZ cWjj[hi WdY_bbWho j^[h[je* WdZ ^Wi dej _dYkhh[Z Wdo b_WX_b_j_[i eh eXb_]Wj_edi ej^[h j^Wd _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed WdZ WYj_l_j_[i _dY_Z[djWb je <ko[hui \ehcWj_ed,

06 Section 4.3 =ehfehWj[ ;kj^eh_jo L[bWj_l[ je j^_i ;]h[[c[dj9 He P_ebWj_ed, (a) <ko[h ^Wi Wbb h[gk_i_j[ YehfehWj[ fem[h WdZ Wkj^eh_jo je [dj[h _dje j^_i ;]h[[c[dj WdZ _i eXjW_d[Z* je f[h\ehc _ji eXb_]Wj_edi ^[h[kdZ[h WdZ je YedikccWj[ j^[ NhWdiWYj_ed je m^_Y^ _j _i eh _i Yedj[cfbWj[Z je X[ W fWhjo, N^[ [n[Ykj_ed* Z[b_l[ho WdZ f[h\ehcWdY[ Xo [WY^ e\ JWh[dj WdZ <ko[h e\ j^_i ;]h[[c[dj WdZ j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed ^Wl[ X[[d Zkbo WdZ lWb_Zbo Wkj^eh_p[Z Xo j^[ <eWhZ e\ >_h[Yjehi e\ [WY^ e\ JWh[dj WdZ <ko[h* h[if[Yj_l[bo* WdZ de ej^[h YehfehWj[ fheY[[Z_d]i ed j^[ fWhj Wh[ d[Y[iiWho je Wkj^eh_p[ j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed, ;i e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj* j^[ <eWhZ e\ >_h[Yjehi e\ [WY^ e\ JWh[dj WdZ <ko[h* h[if[Yj_l[bo* ^Wi kdWd_cekibo WZefj[Z h[iebkj_edi (_) Z[YbWh_d] j^Wj j^_i ;]h[[c[dj WdZ j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed Wh[ WZl_iWXb[ WdZ \W_h je* WdZ _d j^[ X[ij _dj[h[iji e\ [WY^ ikY^ [dj_joui h[if[Yj_l[ i^Wh[^ebZ[hi (__) Wffhel_d] j^_i ;]h[[c[dj WdZ j^[ NhWdiWYj_ed* WdZ (___) Wkj^eh_p_d] j^[ [n[Ykj_ed* Z[b_l[ho WdZ f[h\ehcWdY[ e\ j^_i ;]h[[c[dj ed _ji j[hci, N^_i ;]h[[c[dj ^Wi X[[d Zkbo WdZ lWb_Zbo [n[Ykj[Z WdZ Z[b_l[h[Z Xo [WY^ e\ JWh[dj WdZ <ko[h WdZ Yedij_jkj[i j^[ lWb_Z WdZ X_dZ_d] W]h[[c[dj e\ [WY^ e\ JWh[dj WdZ <ko[h* [d\ehY[WXb[ W]W_dij [WY^ e\ JWh[dj WdZ <ko[h _d WYYehZWdY[ m_j^ _ji j[hci* [nY[fj j^Wj (/) ikY^ [d\ehY[c[dj cWo X[ ikX`[Yj je Wffb_YWXb[ XWdahkfjYo* _diebl[dYo* [nWc_d[hi^_f* h[eh]Wd_pWj_ed* cehWjeh_kc eh ej^[h i_c_bWh FWmi* dem eh ^[h[W\j[h _d [\\[Yj* h[bWj_d] je Yh[Z_jehiu h_]^ji ][d[hWbbo WdZ (0) [gk_jWXb[ h[c[Z_[i e\ if[Y_\_Y f[h\ehcWdY[ WdZ _d`kdYj_l[ WdZ ej^[h \ehci e\ [gk_jWXb[ h[b_[\ cWo X[ ikX`[Yj je [gk_jWXb[ Z[\[di[i WdZ je j^[ Z_iYh[j_ed e\ j^[ Yekhj X[\eh[ m^_Y^ Wdo fheY[[Z_d] j^[h[\eh cWo X[ Xhek]^j (ikY^ [nY[fj_edi _d YbWki[i (/) WdZ (0) WXel[* j^[ rEnforceability Exceptionss), N^[ [n[Ykj_ed* Z[b_l[ho WdZ f[h\ehcWdY[ Xo [WY^ e\ JWh[dj WdZ <ko[h e\ j^_i ;]h[[c[dj WdZ j^[ YedikccWj_ed Xo [WY^ e\ JWh[dj WdZ <ko[h e\ j^[ NhWdiWYj_ed h[gk_h[ de WYj_ed Xo eh _d h[if[Yj e\* eh \_b_d] m_j^* Wdo Ael[hdc[djWb ?dj_jo* ej^[h j^Wd (_) j^[ <ko[h W]h[[_d] je X[ XekdZ Xo j^[ MY^[c[ Wj j^[ =ekhj ^[Wh_d] je iWdYj_ed j^[ MY^[c[* (__) j^[ \_b_d]i* Yedi[dji* WffhelWbi* Wkj^eh_pWj_edi* Yb[WhWdY[i eh ej^[h WYj_edi i[j \ehj^ ed ?n^_X_j ; WdZ j^[ [nf_hWj_ed eh j[hc_dWj_ed e\ Wdo Wffb_YWXb[ mW_j_d] f[h_eZi j^[h[kdZ[h* WdZ (___) Wdo ej^[h WYj_edi eh \_b_d]i j^[ WXi[dY[ e\ m^_Y^ ^Wi dej ^WZ WdZ mekbZ dej* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* fhe^_X_j* fh[l[dj eh cWj[h_Wbbo Z[bWo j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed eh j^[ WX_b_jo e\ JWh[dj WdZ <ko[h je \kbbo f[h\ehc j^[_h h[if[Yj_l[ Yel[dWdji WdZ eXb_]Wj_edi fkhikWdj je j^_i ;]h[[c[dj, (b) N^[ [n[Ykj_ed* Z[b_l[ho WdZ f[h\ehcWdY[ Xo JWh[dj WdZ <ko[h e\ j^_i ;]h[[c[dj* WdZ j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed Ze dej WdZ m_bb dej (_) YedjhWl[d[* Yed\b_Yj m_j^* eh h[ikbj _d Wdo l_ebWj_ed eh Xh[WY^ e\ Wdo fhel_i_ed e\ j^[ ;hj_Yb[i e\ ;iieY_Wj_ed e\ JWh[dj eh <ko[h* h[if[Yj_l[bo* (__) Wiikc_d] j^Wj j^[ Yedi[dji* WffhelWbi WdZ \_b_d]i h[\[hh[Z je _d M[Yj_ed 2,1(W) Wh[ cWZ[ WdZ eXjW_d[Z* YedjhWl[d[* Yed\b_Yj m_j^ eh h[ikbj _d W l_ebWj_ed eh Xh[WY^ e\ Wdo fhel_i_ed e\ Wdo Wffb_YWXb[ FWm* eh (___) Wiikc_d] j^Wj j^[ Yedi[dji* WffhelWbi WdZ \_b_d]i h[\[hh[Z je _d M[Yj_ed 2,1(W) Wh[ cWZ[ WdZ eXjW_d[Z* h[gk_h[ Wdo Yedi[dj eh ej^[h WYj_ed Xo Wdo J[hied* m_j^ edbo ikY^ [nY[fj_edi* _d j^[ YWi[ e\ [WY^ e\ YbWki[i (__) eh (___)* Wi ^Wl[ dej ^WZ WdZ mekbZ dej* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* fhe^_X_j* fh[l[dj eh cWj[h_Wbbo Z[bWo j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed eh j^[ WX_b_jo e\ JWh[dj WdZ <ko[h je \kbbo f[h\ehc j^[_h h[if[Yj_l[ Yel[dWdji WdZ eXb_]Wj_edi fkhikWdj je j^_i ;]h[[c[dj, Section 4.4 Cdl[ij_]Wj_ed9 F_j_]Wj_ed, N^[h[ Wh[ de Y_l_b* Yh_c_dWb eh WZc_d_ijhWj_l[ WYj_edi* ik_ji* YbW_ci* b_j_]Wj_ed* Y^Wh][i* Z[cWdZi* dej_Y[i e\ l_ebWj_ed* [d\ehY[c[dj WYj_edi* ^[Wh_d]i* WhX_jhWj_edi* WkZ_ji* [nWc_dWj_edi* _dgk_h_[i* _dl[ij_]Wj_edi eh ej^[h fheY[[Z_d]i (rProceedingss) Ykhh[dj* f[dZ_d] eh* je j^[

07 ademb[Z][ e\ JWh[dj eh <ko[h* j^h[Wj[d[Z W]W_dij JWh[dj eh <ko[h* h[if[Yj_l[bo* [nY[fj \eh j^ei[ j^Wj ^Wl[ dej ^WZ WdZ mekbZ dej* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* fhe^_X_j* fh[l[dj eh cWj[h_Wbbo Z[bWo j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed eh j^[ WX_b_jo e\ JWh[dj WdZ <ko[h je \kbbo f[h\ehc j^[_h h[if[Yj_l[ Yel[dWdji WdZ eXb_]Wj_edi fkhikWdj je j^_i ;]h[[c[dj, Section 4.5 @_dZ[hi WdZ <hea[hi, Hed[ e\ JWh[dj* <ko[h eh Wdo JWh[dj Ahekf =ecfWdo ^Wi [cfbeo[Z Wdo Xhea[h eh \_dZ[h eh _dYkhh[Z Wdo b_WX_b_jo \eh Wdo Xhea[hW][ \[[i* Yecc_ii_edi eh \_dZ[hiu \[[i _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed* [nY[fj j^Wj JWh[dj ^Wi [d]W][Z D,J, Geh]Wd M[Ykh_j_[i JF=* D,J, Geh]Wd M[Ykh_j_[i FF=* WdZ AebZcWd MWY^i Cdj[hdWj_edWb Wi JWh[djui \_dWdY_Wb WZl_iehi, Section 4.6 Mk\\_Y_[dYo e\ @kdZi, JWh[dj WdZ <ko[h m_bb ^Wl[ Wj j^[ =bei_d] ik\\_Y_[dj YWi^ _d _cc[Z_Wj[bo WlW_bWXb[ \kdZi je [dWXb[ j^[c je YedikccWj[ j^[ NhWdiWYj_ed fkhikWdj je j^[ j[hci e\ j^_i ;]h[[c[dj* _dYbkZ_d] je fWo j^[ =edi_Z[hWj_ed* je cWa[ Wbb fWoc[dji _d h[if[Yj e\ j^[ =ecfWdo ?gk_jo ;mWhZi WdZ je fWo Wbb ej^[h Wcekdji _dYkhh[Z eh ej^[hm_i[ fWoWXb[ Xo JWh[dj eh <ko[h Wj j^[ =bei_d] WdZ ej^[hm_i[ _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed WdZ j^[ ej^[h jhWdiWYj_edi Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj, JWh[dj WdZ <ko[h WYademb[Z][ j^Wj _d de [l[dj m_bb j^[ h[Y[_fj eh WlW_bWX_b_jo e\ Wdo \kdZi eh \_dWdY_d] Xo eh je JWh[dj* <ko[h eh Wdo e\ j^[_h ;\\_b_Wj[i eh Wdo ej^[h \_dWdY_d] jhWdiWYj_ed X[ W YedZ_j_ed je Wdo e\ j^[ eXb_]Wj_edi e\ JWh[dj eh <ko[h ^[h[kdZ[h, Section 4.7 Imd[hi^_f e\ =ecfWdo M^Wh[i, ?nY[fj \eh W de minimis dkcX[h e\ =ecfWdo M^Wh[i* ded[ e\ JWh[dj* <ko[h eh j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i eh ;\\_b_Wj[i (W) X[d[\_Y_Wbbo emdi* Z_h[Yjbo eh _dZ_h[Yjbo (_dYbkZ_d] fkhikWdj je W Z[h_lWj_l[i YedjhWYj)* Wdo =ecfWdo M^Wh[i* ej^[h =ecfWdo i[Ykh_j_[i eh =ecfWdo MkXi_Z_Who i[Ykh_j_[i eh (X) ^Wi Wdo h_]^ji je WYgk_h[* Z_h[Yjbo eh _dZ_h[Yjbo* Wdo =ecfWdo M^Wh[i* ej^[h =ecfWdo i[Ykh_j_[i eh =ecfWdo MkXi_Z_Who i[Ykh_j_[i [nY[fj fkhikWdj je j^_i ;]h[[c[dj, Section 4.8 Jheno MjWj[c[dj WdZ MY^[c[ >eYkc[dj, Hed[ e\ j^[ _d\ehcWj_ed m_j^ h[if[Yj je JWh[dj* <ko[h eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i j^Wj ^Wi X[[d ikffb_[Z Xo eh ed X[^Wb\ e\ JWh[dj eh <ko[h \eh _dYbki_ed eh _dYehfehWj_ed Xo h[\[h[dY[ _d j^[ Jheno MjWj[c[dj eh j^[ MY^[c[ >eYkc[dj m_bb* Wj j^[ j_c[ _j _i \_b[Z m_j^ j^[ M?= _d Z[\_d_j_l[ \ehc* Wj j^[ j_c[ _j (eh Wdo Wc[dZc[dj eh ikffb[c[dj j^[h[je) _i \_hij Z_ii[c_dWj[Z je =ecfWdo M^Wh[^ebZ[hi* eh Wj j^[ j_c[ e\ j^[ MY^[c[ G[[j_d] eh j^[ =ecfWdo AG* YedjW_d Wdo kdjhk[ ijWj[c[dj e\ W cWj[h_Wb \WYj eh ec_j je ijWj[ Wdo cWj[h_Wb \WYj d[Y[iiWho _d ehZ[h je cWa[ j^[ ijWj[c[dji cWZ[ j^[h[_d* _d j^[ b_]^j e\ j^[ Y_hYkcijWdY[i kdZ[h m^_Y^ j^[o m[h[ cWZ[* dej c_ib[WZ_d]9 fhel_Z[Z j^Wj de h[fh[i[djWj_ed eh mWhhWdjo _i cWZ[ Xo <ko[h m_j^ h[if[Yj je ijWj[c[dji cWZ[ eh _dYehfehWj[Z Xo h[\[h[dY[ j^[h[_d XWi[Z ed _d\ehcWj_ed ikffb_[Z Xo eh ed X[^Wb\ e\ =ecfWdo, Section 4.9 Mebl[dYo, ;iikc_d] (a) j^[ iWj_i\WYj_ed e\ j^[ YedZ_j_edi je JWh[djui eXb_]Wj_ed je YedikccWj[ j^[ NhWdiWYj_ed* (b) j^[ WYYkhWYo e\ j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i i[j \ehj^ _d ;hj_Yb[ CCC e\ j^_i ;]h[[c[dj WdZ (c) W\j[h ]_l_d] [\\[Yj je j^[ jhWdiWYj_edi Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj* _dYbkZ_d] j^[ fWoc[dj e\ j^[ W]]h[]Wj[ =edi_Z[hWj_ed WdZ j^[ fWoc[dj e\ Wbb h[bWj[Z \[[i WdZ [nf[di[i* <ko[h ed W Yedieb_ZWj[Z XWi_i m_bb X[ Mebl[dj Wi e\ j^[ ?\\[Yj_l[ N_c[ WdZ _cc[Z_Wj[bo W\j[h j^[ YedikccWj_ed e\ j^[ jhWdiWYj_edi Yedj[cfbWj[Z ^[h[Xo, @eh fkhfei[i e\ j^_i ;]h[[c[dj* rSolvents m^[d ki[Z m_j^ h[if[Yj je Wdo J[hied c[Wdi j^Wj* Wi e\ Wdo ZWj[ e\ Z[j[hc_dWj_ed* (i) j^[ Wcekdj e\ j^[ r\W_h iWb[WXb[ lWbk[s e\ j^[ Wii[ji e\ ikY^ J[hied m_bb* Wi e\ ikY^ ZWj[* [nY[[Z (A) j^[ lWbk[ e\ Wbb rb_WX_b_j_[i e\ ikY^ J[hied* _dYbkZ_d] Yedj_d][dj WdZ ej^[h b_WX_b_j_[i*s Wi e\ ikY^ ZWj[* Wi ikY^ gkej[Z j[hci Wh[ ][d[hWbbo Z[j[hc_d[Z _d WYYehZWdY[ m_j^ Wffb_YWXb[ \[Z[hWb bWmi ]el[hd_d] Z[j[hc_dWj_edi e\ j^[ _diebl[dYo e\ Z[Xjehi* WdZ (B) j^[ Wcekdj j^Wj m_bb X[ h[gk_h[Z je fWo j^[ fheXWXb[ b_WX_b_j_[i e\ ikY^ J[hied ed _ji [n_ij_d] Z[Xji (_dYbkZ_d] Yedj_d][dj b_WX_b_j_[i) Wi ikY^ Z[Xji X[Yec[ WXiebkj[ WdZ cWjkh[Z* (ii) ikY^ J[hied m_bb dej ^Wl[* Wi e\ ikY^ ZWj[* Wd kdh[WiedWXbo icWbb Wcekdj e\ YWf_jWb \eh j^[ ef[hWj_ed e\ j^[

1. Xki_d[ii[i _d m^_Y^ _j _i [d]W][Z eh fhefei[Z je X[ [d]W][Z \ebbem_d] ikY^ ZWj[ WdZ (iii) ikY^ J[hied m_bb X[ WXb[ je fWo _ji b_WX_b_j_[i* _dYbkZ_d] Yedj_d][dj WdZ ej^[h b_WX_b_j_[i* Wi j^[o cWjkh[ Section 4.10 He Ij^[h L[fh[i[djWj_edi, ?nY[fj \eh j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i YedjW_d[Z _d ;hj_Yb[ CCC eh _d Wdo Y[hj_\_YWj[i Z[b_l[h[Z Xo =ecfWdo _d Yedd[Yj_ed m_j^ j^[ MY^[c[* [WY^ e\ JWh[dj WdZ <ko[h WYademb[Z][i j^Wj ded[ e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i deh Wdo e\ _ji eh j^[_h L[fh[i[djWj_l[i cWa[i* WdZ <ko[h WYademb[Z][i j^Wj _j ^Wi dej h[b_[Z kfed eh ej^[hm_i[ X[[d _dZkY[Z Xo* Wdo ej^[h [nfh[ii eh _cfb_[Z h[fh[i[djWj_ed eh mWhhWdjo m_j^ h[if[Yj je j^[ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i* eh m_j^ h[if[Yj je Wdo ej^[h _d\ehcWj_ed (eh j^[ WYYkhWYo eh Yecfb[j[d[ii j^[h[e\) fhel_Z[Z eh cWZ[ WlW_bWXb[ je JWh[dj WdZ <ko[h _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_edi* _dYbkZ_d] Wdo _d\ehcWj_ed* ZeYkc[dji* fhe`[Yj_edi* \eh[YWiji eh ej^[h cWj[h_Wb cWZ[ WlW_bWXb[ je JWh[dj* <ko[h eh j^[_h h[if[Yj_l[ L[fh[i[djWj_l[i _d rZWjW heecis eh cWdW][c[dj fh[i[djWj_edi je j^[ NhWdiWYj_edi, ARTICLE V COVENANTS RELATING TO CONDUCT OF BUSINESS PENDING CLOSING Section 5.1 =edZkYj e\ <ki_d[ii Xo =ecfWdo J[dZ_d] =bei_d], (a) <[jm[[d j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ j_c[* _\ Wdo* Wj m^_Y^ j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/ (j^[ rPre-Closing Periods)* [nY[fj (m) Wi i[j \ehj^ _d M[Yj_ed 3,/ e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* (n) Wi [nfh[iibo Yedj[cfbWj[Z* h[gk_h[Z eh [nfh[iibo f[hc_jj[Z Xo j^_i ;]h[[c[dj* (o) Wi h[gk_h[Z Xo Wffb_YWXb[ FWm eh (p) Wi Yedi[dj[Z je _d mh_j_d] Xo JWh[dj* m^_Y^ Yedi[dj i^Wbb dej X[ kdh[WiedWXbo m_j^^[bZ* Z[bWo[Z eh YedZ_j_ed[Z (_j X[_d] kdZ[hijeeZ WdZ W]h[[Z j^Wj _\ JWh[dj Ze[i dej Wffhel[ eh h[`[Yj ikY^ Yedi[dj h[gk[ij m_j^_d \_l[ <ki_d[ii >Woi e\ =ecfWdoui ikXc_ii_ed e\ ikY^ h[gk[ij* ikY^ Yedi[dj i^Wbb X[ Z[[c[Z ]_l[d Xo JWh[dj)* =ecfWdo i^Wbb* WdZ i^Wbb YWki[ [WY^ =ecfWdo MkXi_Z_Who (ej^[h j^Wd H[cWiaW WdZ HWhW^W) je* YedZkYj _ji Xki_d[ii _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii* _dYbkZ_d] Xo ki_d] Yecc[hY_Wbbo h[WiedWXb[ [\\ehji je (_) fh[i[hl[ _djWYj _ji WdZ j^[_h fh[i[dj Xki_d[ii eh]Wd_pWj_edi* (__) cW_djW_d _d [\\[Yj Wbb _ji WdZ j^[_h cWj[h_Wb J[hc_ji* (___) Yedj_dk[ je YedZkYj _ji Xki_d[ii _d WYYehZWdY[ m_j^ j^[ =ecfWdo <ki_d[ii JbWd _d Wbb cWj[h_Wb h[if[Yji* WdZ (_l) fh[i[hl[ _ji WdZ j^[_h fh[i[dj h[bWj_edi^_fi m_j^ Ael[hdc[djWb ?dj_j_[i WdZ m_j^ Ykijec[hi* ikffb_[hi WdZ ej^[h J[hiedi m_j^ m^ec _j WdZ j^[o ^Wl[ cWj[h_Wb Xki_d[ii h[bWj_edi, (b) Q_j^ekj b_c_j_d] j^[ ][d[hWb_jo WdZ _d \khj^[hWdY[ e\ j^[ \eh[]e_d]* Zkh_d] j^[ Jh[+=bei_d] J[h_eZ* [nY[fj (m) Wi i[j \ehj^ _d M[Yj_ed 3,/(X) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* (n) Wi [nfh[iibo Yedj[cfbWj[Z* h[gk_h[Z eh [nfh[iibo f[hc_jj[Z Xo j^_i ;]h[[c[dj* (o) Wi h[gk_h[Z Xo Wffb_YWXb[ FWm eh (p) Wi Yedi[dj[Z je _d mh_j_d] Xo JWh[dj* m^_Y^ Yedi[dj i^Wbb dej X[ kdh[WiedWXbo m_j^^[bZ* Z[bWo[Z eh YedZ_j_ed[Z (_j X[_d] kdZ[hijeeZ WdZ W]h[[Z j^Wj _\ JWh[dj Ze[i dej Wffhel[ eh h[`[Yj ikY^ Yedi[dj h[gk[ij m_j^_d \_l[ <ki_d[ii >Woi e\ =ecfWdoui ikXc_ii_ed e\ ikY^ h[gk[ij* ikY^ Yedi[dj i^Wbb X[ Z[[c[Z ]_l[d Xo JWh[dj)* =ecfWdo i^Wbb dej* WdZ =ecfWdo i^Wbb YWki[ [WY^ =ecfWdo MkXi_Z_Who (ej^[h j^Wd H[cWiaW WdZ HWhW^W) dej je8 (i) (;) Wc[dZ j^[ =ecfWdo Ael[hd_d] >eYkc[dji eh j^[ ]el[hd_d] ZeYkc[dji e\ Wdo =ecfWdo MkXi_Z_Who* (<) ifb_j* YecX_d[* ikXZ_l_Z[* h[ZkY[ eh h[YbWii_\o Wdo e\ _ji _iik[Z eh kd_iik[Z YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji* eh _iik[ eh Wkj^eh_p[ j^[ _iikWdY[ e\ Wdo ej^[h i[Ykh_j_[i _d h[if[Yj e\* _d b_[k e\ eh _d ikXij_jkj_ed \eh* i^Wh[i e\ _ji YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji* [nY[fj Wi f[hc_jj[Z Xo M[Yj_ed 3,/(X)(___) eh

1/ \eh Wdo ikY^ jhWdiWYj_ed Xo W =ecfWdo MkXi_Z_Who m^_Y^ h[cW_di W =ecfWdo MkXi_Z_Who W\j[h YedikccWj_ed e\ ikY^ jhWdiWYj_ed* (=) Z[YbWh[* Z[j[hc_d[ je X[ fW_Z* i[j Wi_Z[* Wkj^eh_p[ eh fWo Wdo Z_l_Z[dZi ed eh cWa[ Wdo Z_ijh_Xkj_ed m_j^ h[if[Yj je _ji ekjijWdZ_d] i^Wh[i e\ YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji* [nY[fj \eh Wdo Z_l_Z[dZi eh Z_ijh_Xkj_edi fW_Z Xo W Z_h[Yj eh _dZ_h[Yj =ecfWdo MkXi_Z_Who je Wdej^[h Z_h[Yj eh _dZ_h[Yj =ecfWdo MkXi_Z_Who eh je =ecfWdo* (>) [dj[h _dje Wdo W]h[[c[dj m_j^ h[if[Yj je j^[ lej_d] e\ _ji YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji* eh (?) fkhY^Wi[* h[fkhY^Wi[* h[Z[[c eh ej^[hm_i[ WYgk_h[ Wdo i^Wh[i e\ _ji YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji eh Wdo i[Ykh_j_[i Yedl[hj_Xb[ eh [nY^Wd][WXb[ _dje eh [n[hY_iWXb[ \eh Wdo i^Wh[i e\ _ji YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji (ej^[h j^Wd (/) fkhikWdj je j^[ l[ij_d] e\* [n[hY_i[ (m^[j^[h YWi^b[ii eh dej) \eh\[_jkh[ e\* eh m_j^^ebZ_d] e\ NWn[i m_j^ h[if[Yj je* =ecfWdo ?gk_jo ;mWhZi* _d [WY^ YWi[ _d WYYehZWdY[ m_j^ fWij fhWYj_Y[ WdZ Wi h[gk_h[Z eh f[hc_jj[Z Xo j^[ j[hci e\ j^[ =ecfWdo ?gk_jo JbWd Wi _d [\\[Yj ed j^[ ZWj[ e\ j^_i ;]h[[c[dj (eh Wi ceZ_\_[Z W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj _d WYYehZWdY[ m_j^ j^[ j[hci e\ j^_i ;]h[[c[dj) eh (0) fkhY^Wi[i* h[fkhY^Wi[i* h[Z[cfj_edi eh ej^[h WYgk_i_j_edi e\ YWf_jWb ijeYa eh ej^[h [gk_jo _dj[h[iji e\ Wdo =ecfWdo MkXi_Z_Who Xo =ecfWdo eh Wdo ej^[h =ecfWdo MkXi_Z_Who)9 (ii) Wkj^eh_p[* h[Yecc[dZ* fhefei[ eh WddekdY[ Wd _dj[dj_ed je WZefj W fbWd e\ Yecfb[j[ eh fWhj_Wb b_gk_ZWj_ed* Z_iiebkj_ed* c[h][h* Yedj_dkWdY[ el[hi[Wi* Yedieb_ZWj_ed* h[ijhkYjkh_d]* h[YWf_jWb_pWj_ed eh ej^[h h[eh]Wd_pWj_ed ([nYbkZ_d] Wdo NhWdiWYj_ed* c[h][hi eh Yedieb_ZWj_edi X[jm[[d =ecfWdo MkXi_Z_Wh_[i eh jhWdi\[hi e\ _dj[h[iji e\ =ecfWdo MkXi_Z_Wh_[i je =ecfWdo eh ej^[h =ecfWdo MkXi_Z_Wh_[i* eh b_gk_ZWj_ed eh Z_iiebkj_ed e\ W =ecfWdo MkXi_Z_Who)9 (iii) [nY[fj Wi h[gk_h[Z Xo j^[ j[hci WdZ YedZ_j_edi e\ Wdo =ecfWdo <[d[\_j JbWd _d [\\[Yj ed j^[ ZWj[ e\ j^_i ;]h[[c[dj (_dYbkZ_d] m^[d j^[ =ecfWdo <eWhZ e\ >_h[Yjehi _i W\\_hcWj_l[bo h[gk_h[Z je [n[hY_i[ Z_iYh[j_ed j^[h[kdZ[h* fhel_Z[Z j^Wj j^[ =ecfWdo <eWhZ e\ >_h[Yjehi _i WYj_d] h[WiedWXbo)* (;) ]hWdj Wdo bed]+j[hc _dY[dj_l[ WmWhZi (_dYbkZ_d] =ecfWdo ?gk_jo ;mWhZi)* ej^[h j^Wd fkhikWdj je j^[ j[hci _d [\\[Yj e\ Wdo [cfbeoc[dj* Y^Wd][ e\ Yedjheb eh h[j[dj_ed W]h[[c[dj _d [\\[Yj* _d [WY^ YWi[* ed j^[ ZWj[ e\ j^_i ;]h[[c[dj* (<) cWj[h_Wbbo Wc[dZ eh ceZ_\o Wdo =ecfWdo <[d[\_j JbWd eh [ijWXb_i^ Wdo d[m cWj[h_Wb =ecfWdo <[d[\_j JbWd (_dYbkZ_d] Wdo fbWd* fhe]hWc eh WhhWd][c[dj j^Wj mekbZ X[ W =ecfWdo <[d[\_j JbWd _\ _j m[h[ _d [n_ij[dY[ _cc[Z_Wj[bo X[\eh[ j^[ ZWj[ e\ j^_i ;]h[[c[dj)* ej^[h j^Wd je h[d[m =ecfWdoui ^[Wbj^ YWh[ _dikhWdY[ fhe]hWc _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii WdZ Yedi_ij[dj m_j^ fh_eh fhWYj_Y[* (=) ceZ_\o eh _dYh[Wi[ j^[ Yecf[diWj_ed eh X[d[\_ji fWoWXb[ eh je X[Yec[ fWoWXb[ je Wdo e\ _ji Z_h[Yjehi* e\\_Y[hi* [cfbeo[[i eh _dZ_l_ZkWb _dZ[f[dZ[dj YedjhWYjehi* ej^[h j^Wd fkhikWdj je j^[ j[hci _d [\\[Yj e\ Wdo [cfbeoc[dj W]h[[c[dj _d [\\[Yj* _d [WY^ YWi[* ed j^[ ZWj[ e\ j^_i ;]h[[c[dj* (>) fWo eh WmWhZ* eh Yecc_j je fWo eh WmWhZ* Wdo Xedki[i eh _dY[dj_l[ Yecf[diWj_ed* ej^[h j^Wd (/) Wi fWhj e\ =ecfWdoui YWb[dZWh o[Wh 0.02 WddkWb Yecf[diWj_ed* eh (0) Wi fWhj e\ =ecfWdoui YWb[dZWh o[Wh 0.03 WddkWb Yecf[diWj_ed (_d j^[ YWi[ e\ YbWki[i (/) WdZ (0) WXel[* Yedi_ij[dj m_j^ fWij fhWYj_Y[)* (?) [ijWXb_i^* WZefj* [dj[h _dje* Wc[dZ eh j[hc_dWj[ Wdo =ebb[Yj_l[ <Wh]W_d_d] ;]h[[c[dj eh ej^[h =edjhWYj* (@) [nY[fj Wi Yedj[cfbWj[Z Xo M[Yj_ed 0,1* jWa[ Wdo WYj_ed je WYY[b[hWj[ j^[ l[ij_d]* fWoc[dj eh \kdZ_d] e\ Wdo fWoc[dj eh X[d[\_j fWoWXb[ eh je X[Yec[ fWoWXb[ je Wdo e\ _ji Z_h[Yjehi* e\\_Y[hi* [cfbeo[[i eh _dZ_l_ZkWb

10 _dZ[f[dZ[dj YedjhWYjehi* (A) j[hc_dWj[ j^[ [cfbeoc[dj e\ Wdo [n[Ykj_l[ e\\_Y[h e\ =ecfWdo* ej^[h j^Wd \eh YWki[* (B) ^_h[ Wdo i[d_eh [cfbeo[[ ^Wl_d] jejWb jWh][j WddkWb YWi^ Yecf[diWj_ed e\ ceh[ j^Wd $1..*... eh Wdo [n[Ykj_l[ e\\_Y[h e\ =ecfWdo* _d [WY^ YWi[ ej^[h j^Wd je \_bb ef[d fei_j_edi eh fei_j_edi j^Wj X[Yec[ ef[d* je Yecfb[j[ ^_h_d]i j^Wj Wh[ Wbh[WZo _d fhe]h[ii Wi e\ j^[ ZWj[ ^[h[e\ eh je \_bb d[m heb[i j^Wj ^Wl[ X[[d Zkbo XkZ][j[Z WdZ Wffhel[Z* eh (C) _cfb[c[dj eh WddekdY[ Wdo [cfbeo[[ bWoe\\i (ej^[h j^Wd \eh YWki[ eh _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii)9 (iv) cWa[ Wdo cWj[h_Wb Y^Wd][ _d \_dWdY_Wb WYYekdj_d] feb_Y_[i* fh_dY_fb[i* fhWYj_Y[i eh fheY[Zkh[i eh Wdo e\ _ji c[j^eZi e\ h[fehj_d] _dYec[* Z[ZkYj_edi eh ej^[h cWj[h_Wb _j[ci \eh \_dWdY_Wb WYYekdj_d] fkhfei[i* [nY[fj Wi h[gk_h[Z Xo A;;J* Wffb_YWXb[ FWm eh M?= hkb[i9 (v) Wkj^eh_p[ eh WddekdY[ Wd _dj[dj_ed je Wkj^eh_p[* eh [dj[h _dje W]h[[c[dji fhel_Z_d] \eh* Wdo WYgk_i_j_edi e\ Wdo Xki_d[ii eh _dl[ijc[dji _d j^_hZ fWhj_[i (ej^[h j^Wd Wdo YWf_jWb [nf[dZ_jkh[i* m^_Y^ Wh[ j^[ ikX`[Yj e\ M[Yj_ed 3,/(X)(n___))* m^[j^[h Xo c[h][h* Yedieb_ZWj_ed* fkhY^Wi[ e\ fhef[hjo eh Wii[ji* `e_dj l[djkh[* b_Y[di[i eh ej^[hm_i[* [nY[fj \eh ikY^ jhWdiWYj_edi \eh Yedi_Z[hWj_ed (_dYbkZ_d] Wiikcfj_ed e\ b_WX_b_j_[i) j^Wj Ze dej [nY[[Z (m^[d jWa[d je][j^[h m_j^ Wbb ej^[h ikY^ jhWdiWYj_edi) $/.*...*... _d j^[ W]]h[]Wj[ (lWbk_d] Wdo ded+YWi^ Yedi_Z[hWj_ed Wj _ji \W_h cWha[j lWbk[ Wi e\ j^[ ZWj[ e\ j^[ W]h[[c[dj \eh ikY^ WYgk_i_j_ed)9 (vi) [dj[h _dje Wdo d[m cWj[h_Wb b_d[ e\ Xki_d[ii ej^[h j^Wd Wdo b_d[ e\ Xki_d[ii j^Wj _i h[WiedWXbo WdY_bbWho je eh W h[WiedWXbo \eh[i[[WXb[ [nj[di_ed e\ Wdo b_d[ e\ Xki_d[ii [d]W][Z _d Xo JWh[dj eh <ko[h Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj9 (vii) _iik[* Z[b_l[h* ]hWdj* i[bb* jhWdi\[h* fb[Z][* Z_ifei[ e\ eh [dYkcX[h* eh Wkj^eh_p[ j^[ _iikWdY[* Z[b_l[ho* ]hWdj* iWb[* jhWdi\[h* fb[Z][* Z_ifei_j_ed eh [dYkcXhWdY[ e\* Wdo i^Wh[i e\ YWf_jWb ijeYa* lej_d] i[Ykh_j_[i eh ej^[h [gk_jo _dj[h[iji _d =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who eh Wdo i[Ykh_j_[i Yedl[hj_Xb[ _dje eh [nY^Wd][WXb[ \eh Wdo ikY^ i^Wh[i* lej_d] i[Ykh_j_[i eh [gk_jo _dj[h[iji* eh Wdo h_]^ji* mWhhWdji eh efj_edi je WYgk_h[ Wdo ikY^ i^Wh[i e\ _ji YWf_jWb ijeYa* lej_d] i[Ykh_j_[i eh [gk_jo _dj[h[iji eh Wdo rf^Wdjecs ijeYa* rf^Wdjecs ijeYa h_]^ji* ijeYa Wffh[Y_Wj_ed h_]^ji eh ijeYa XWi[Z f[h\ehcWdY[ kd_ji eh jWa[ Wdo WYj_ed je YWki[ je X[ [n[hY_iWXb[ Wdo ej^[hm_i[ kd[n[hY_iWXb[ =ecfWdo ?gk_jo ;mWhZ* ej^[h j^Wd (;) Wi ej^[hm_i[ h[gk_h[Z Xo j^[ j[hci WdZ YedZ_j_edi e\ Wdo =ecfWdo ?gk_jo ;mWhZ Wi _d [\\[Yj ed j^[ ZWj[ ^[h[e\ eh ]hWdj[Z W\j[h j^[ ZWj[ ^[h[e\ Wi [nfh[iibo f[hc_jj[Z ^[h[kdZ[h (_dYbkZ_d] m^[d j^[ =ecfWdo <eWhZ e\ >_h[Yjehi _i W\\_hcWj_l[bo h[gk_h[Z je [n[hY_i[ Z_iYh[j_ed j^[h[kdZ[h* fhel_Z[Z j^Wj j^[ =ecfWdo <eWhZ e\ >_h[Yjehi _i WYj_d] h[WiedWXbo) eh _iik[Z W\j[h j^[ ZWj[ ^[h[e\ _d WYYehZWdY[ m_j^ j^[ j[hci e\ j^_i ;]h[[c[dj* (<) _iikWdY[i e\ =ecfWdo M^Wh[i _d h[if[Yj e\ j^[ i[jjb[c[dj e\ =ecfWdo ?gk_jo ;mWhZi ekjijWdZ_d] ed j^[ ZWj[ ^[h[e\ WdZ _d WYYehZWdY[ m_j^ j^[_h h[if[Yj_l[ j[hci Wi _d [\\[Yj ed j^[ ZWj[ ^[h[e\ eh ]hWdj[Z W\j[h j^[ ZWj[ ^[h[e\ Wi [nfh[iibo f[hc_jj[Z ^[h[kdZ[h* (=) Wi f[hc_jj[Z Xo M[Yj_ed 3,/(X)(___) WXel[ eh (>) _iikWdY[i e\ i[Ykh_j_[i je =ecfWdo Xo W =ecfWdo MkXi_Z_Who eh X[jm[[d =ecfWdo MkXi_Z_Wh_[i9 (viii) Yh[Wj[* _dYkh* Wiikc[ eh ej^[hm_i[ X[Yec[ b_WXb[ m_j^ h[if[Yj je Wdo CdZ[Xj[Zd[ii (m^[j^[h [l_Z[dY[Z Xo W dej[ eh ej^[h _dijhkc[dj* fkhikWdj je Wd _iikWdY[ e\ Z[Xj

11 i[Ykh_j_[i* \_dWdY_d] b[Wi[* iWb[+b[Wi[XWYa jhWdiWYj_ed* heoWbjo* \WYjeh_d] eh ijh[Wc_d] fWoc[dji eh ej^[hm_i[)* ej^[h j^Wd (;) CdZ[Xj[Zd[ii ieb[bo X[jm[[d =ecfWdo WdZ W =ecfWdo MkXi_Z_Who eh X[jm[[d =ecfWdo MkXi_Z_Wh_[i _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii* (<) Xehhem_d]i Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii kdZ[h j^[ =ecfWdo =h[Z_j ;]h[[c[dj WdZ ]kWhWdj[[i e\ ikY^ Xehhem_d]i _iik[Z Xo j^[ =ecfWdo MkXi_Z_Wh_[i je j^[ [nj[dj h[gk_h[Z kdZ[h j^[ j[hci e\ j^[ =ecfWdo =h[Z_j ;]h[[c[dj Wi _d [\\[Yj ed j^[ ZWj[ ^[h[e\* (=) _d Yedd[Yj_ed m_j^ Wdo [n_ij_d] fhe`[Yj \_dWdY_d] fkhikWdj je [n_ij_d] \_dWdY_d] WhhWd][c[dji _d [\\[Yj Wi e\ j^[ ZWj[ ^[h[e\ WdZ fkXb_Ybo Z_iYbei[Z Xo =ecfWdo fh_eh je j^[ ZWj[ ^[h[e\ WdZ (>) _d Yedd[Yj_ed m_j^ b[jj[hi e\ Yh[Z_j _iik[Z eh ^[Z]_d] WhhWd][c[dji [dj[h[Z _dje _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii9 (ix) cWa[ Wdo beWdi* WZlWdY[i eh YWf_jWb Yedjh_Xkj_edi je* eh _dl[ijc[dji _d* Wdo ej^[h J[hied (ej^[h j^Wd =ecfWdo (_d j^[ YWi[ e\ beWdi WdZ WZlWdY[i) eh Wdo =ecfWdo MkXi_Z_Who)* _d [WY^ YWi[ ej^[h j^Wd _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii eh Wi ej^[hm_i[ f[hc_jj[Z fkhikWdj je M[Yj_ed 3,/(X)(n___)9 (x) i[bb* b[Wi[* b_Y[di[* jhWdi\[h* [nY^Wd][* imWf* b[j bWfi[* YWdY[b* fb[Z][* WXWdZed eh ej^[hm_i[ Z_ifei[ e\* eh ikX`[Yj je Wdo F_[d (ej^[h j^Wd Wdo =ecfWdo J[hc_jj[Z F_[d)* Wdo fhef[hj_[i eh Wii[ji (_dYbkZ_d] Cdj[bb[YjkWb Jhef[hjo Xkj [nYbkZ_d] _ji emd [gk_jo _dj[h[iji)* [nY[fj (;) _d j^[ YWi[ e\ F_[di* Wi h[gk_h[Z _d Yedd[Yj_ed m_j^ Wdo CdZ[Xj[Zd[ii f[hc_jj[Z je X[ _dYkhh[Z fkhikWdj je M[Yj_ed 3,/(X)(l__)* (<) iWb[i e\ _dl[djeho eh fheZkYji fheZkY[Z _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii* eh Z_ifei_j_edi e\ eXieb[j[ eh mehj^b[ii [gk_fc[dj* _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii* (=) ded+[nYbki_l[ b_Y[di[i e\ Cdj[bb[YjkWb Jhef[hjo _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii* (>) ikY^ jhWdiWYj_edi m_j^ d[_j^[h W \W_h cWha[j lWbk[ e\ j^[ Wii[ji eh fhef[hj_[i deh Wd W]]h[]Wj[ fkhY^Wi[ fh_Y[ j^Wj [nY[[Zi (m^[d jWa[d je][j^[h m_j^ Wbb ej^[h ikY^ jhWdiWYj_edi) $03*...*... _d j^[ W]]h[]Wj[ (lWbk_d] Wdo ded+YWi^ Yedi_Z[hWj_ed Wj _ji \W_h cWha[j lWbk[ Wi e\ j^[ ZWj[ e\ j^[ W]h[[c[dj \eh ikY^ jhWdiWYj_ed)* WdZ (?) \eh jhWdiWYj_edi Wced] =ecfWdo WdZ _ji =ecfWdo MkXi_Z_Wh_[i eh Wced] =ecfWdo MkXi_Z_Wh_[i9 (xi) m_j^ekj b_c_j_d] M[Yj_ed 4,7* i[jjb[* eh e\\[h eh fhefei[ je i[jjb[* Wdo JheY[[Z_d] _dlebl_d] eh W]W_dij =ecfWdo eh Wdo e\ _ji ;\\_b_Wj[i* ej^[h j^Wd (;) ehZ_dWho Yekhi[ Z_ifkj[i m_j^ l[dZehi* Ykijec[hi eh [cfbeo[[i _d m^_Y^ de b_j_]Wj_ed eh WhX_jhWj_ed Yecc[dY[i WdZ (<) i[jjb[c[dji eh Yecfhec_i[i e\ Wdo JheY[[Z_d] m^[h[ (/) j^[ Wcekdj fW_Z _d Wd _dZ_l_ZkWb i[jjb[c[dj eh Yecfhec_i[ Xo =ecfWdo eh Wdo e\ _ji ;\\_b_Wj[i (WdZ dej _dYbkZ_d] Wdo Wcekdj fW_Z Xo j^_hZ+fWhjo _dikhWdY[ YWhh_[hi eh j^_hZ fWhj_[i e\ =ecfWdo eh _ji ;\\_b_Wj[i) Ze[i dej [nY[[Z j^[ Wcekdj i[j \ehj^ _d M[Yj_ed 3,/ e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ WdZ (0) j^[h[ _i de cWj[h_Wb ded+ced[jWho h[b_[\9 (xii) (;) cWa[ eh Y^Wd][ Wdo cWj[h_Wb NWn [b[Yj_ed eh Y^Wd][ Wdo NWn WYYekdj_d] f[h_eZ \eh fkhfei[i e\ W cWj[h_Wb NWn eh cWj[h_Wb c[j^eZ e\ NWn WYYekdj_d]* (<) i[jjb[ eh Yecfhec_i[ Wdo WkZ_j eh JheY[[Z_d] h[bWj_d] je NWn[i j^Wj _dlebl[i W cWj[h_Wb Wcekdj e\ NWn[i eh (=) [dj[h _dje Wdo rYbei_d] W]h[[c[djs m_j^_d j^[ c[Wd_d] e\ M[Yj_ed 5/0/ e\ j^[ =eZ[ (eh Wdo i_c_bWh fhel_i_ed e\ ijWj[* beYWb eh ded+O,M, FWm) m_j^ h[if[Yj je Wdo cWj[h_Wb NWn9

12 (xiii) cWa[ eh Yecc_j je Wdo d[m YWf_jWb [nf[dZ_jkh[* ej^[h j^Wd (;) _d Yedd[Yj_ed m_j^ j^[ h[fW_h eh h[fbWY[c[dj e\ \WY_b_j_[i* fhef[hj_[i eh Wii[ji Z[ijheo[Z eh ZWcW][Z Zk[ je YWikWbjo eh WYY_Z[dj eh (<) _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii eh (=) Wd Wcekdj* _d j^[ W]]h[]Wj[* dej _d [nY[ii e\ /0.% e\ j^[ YWf_jWb [nf[dZ_jkh[ Wcekdj \eh j^[ [_]^j[[d+ cedj^ f[h_eZ \ebbem_d] j^[ ZWj[ e\ j^_i ;]h[[c[dj i[j \ehj^ _d M[Yj_ed 3,/(X)(n___) e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[9 (xiv) [nY[fj _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii eh m_j^ h[if[Yj je cWjj[hi j^Wj Wh[ [nfh[iibo f[hc_jj[Z Xo j^[ ej^[h fhel_i_edi e\ j^_i M[Yj_ed 3,/(X)* (;) [dj[h _dje Wdo =edjhWYj j^Wj mekbZ* _\ [dj[h[Z _dje fh_eh je j^[ ZWj[ ^[h[e\* X[ W =ecfWdo GWj[h_Wb =edjhWYj* eh (<) ceZ_\o* Wc[dZ eh j[hc_dWj[ Wdo =ecfWdo GWj[h_Wb =edjhWYj eh mW_l[* h[b[Wi[ eh Wii_]d Wdo cWj[h_Wb h_]^ji* X[d[\_ji eh YbW_ci j^[h[kdZ[h9 eh (xv) W]h[[* h[iebl[ eh Yecc_j* _d mh_j_d] eh ej^[hm_i[* je Ze Wdo e\ j^[ \eh[]e_d], (c) >kh_d] j^[ Jh[+=bei_d] J[h_eZ* [nY[fj (m) Wi i[j \ehj^ _d M[Yj_ed 3,/ e\ j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* (n) Wi [nfh[iibo Yedj[cfbWj[Z* h[gk_h[Z eh [nfh[iibo f[hc_jj[Z Xo j^_i ;]h[[c[dj* (o) Wi h[gk_h[Z Xo Wffb_YWXb[ FWm eh (p) Wi Yedi[dj[Z je _d mh_j_d] Xo JWh[dj* m^_Y^ Yedi[dj i^Wbb dej X[ kdh[WiedWXbo m_j^^[bZ* Z[bWo[Z eh YedZ_j_ed[Z (_j X[_d] kdZ[hijeeZ WdZ W]h[[Z j^Wj _\ JWh[dj Ze[i dej Wffhel[ eh h[`[Yj ikY^ Yedi[dj h[gk[ij m_j^_d \_l[ <ki_d[ii >Woi e\ =ecfWdoui ikXc_ii_ed e\ ikY^ h[gk[ij* ikY^ Yedi[dj i^Wbb X[ Z[[c[Z ]_l[d Xo JWh[dj)* =ecfWdo i^Wbb ki[ _ji Yecc[hY_Wbbo h[WiedWXb[ [\\ehji je YWki[ [WY^ e\ H[cWiaW WdZ HWhW^W je YedZkYj _ji Xki_d[ii _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii, (d) Q_j^ekj _d Wdo mWo b_c_j_d] Wdo fWhjoui h_]^ji eh eXb_]Wj_edi kdZ[h j^_i ;]h[[c[dj* dej^_d] YedjW_d[Z _d j^_i ;]h[[c[dj i^Wbb ]_l[ JWh[dj eh <ko[h* Z_h[Yjbo eh _dZ_h[Yjbo* j^[ h_]^j je Yedjheb eh Z_h[Yj j^[ ef[hWj_edi e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i fh_eh je j^[ ?\\[Yj_l[ N_c[, Jh_eh je j^[ ?\\[Yj_l[ N_c[* =ecfWdo i^Wbb [n[hY_i[* Yedi_ij[dj m_j^ j^[ j[hci WdZ YedZ_j_edi e\ j^_i ;]h[[c[dj* Yecfb[j[ Yedjheb WdZ ikf[hl_i_ed el[h _ji WdZ _ji MkXi_Z_Wh_[iu h[if[Yj_l[ ef[hWj_edi, Section 5.2 Meb_Y_jWj_ed Xo =ecfWdo, (a) ?nY[fj Wi [nfh[iibo f[hc_jj[Z Xo j^_i M[Yj_ed 3,0* =ecfWdo i^Wbb* WdZ =ecfWdo i^Wbb YWki[ j^[ =ecfWdo MkXi_Z_Wh_[i WdZ [WY^ e\ _ji WdZ j^[ =ecfWdo MkXi_Z_Wh_[iu h[if[Yj_l[ Z_h[Yjehi* e\\_Y[hi WdZ [cfbeo[[i je* WdZ i^Wbb ki[ _ji h[WiedWXb[ X[ij [\\ehji je YWki[ _ji WdZ j^[ =ecfWdo MkXi_Z_Wh_[iu h[if[Yj_l[ j^_hZ+fWhjo YedikbjWdji* \_dWdY_Wb WZl_iehi* WYYekdjWdji* b[]Wb Yekdi[b* _dl[ijc[dj XWda[hi WdZ ej^[h j^_hZ fWhjo W][dji* WZl_iehi WdZ h[fh[i[djWj_l[i je* _cc[Z_Wj[bo Y[Wi[ WdZ YWki[ je X[ j[hc_dWj[Z Wdo Z_iYkii_edi WdZ d[]ej_Wj_edi m_j^ Wdo =ecfWdo N^_hZ JWhjo YedZkYj[Z ^[h[je\eh[ m_j^ h[if[Yj je Wdo _dgk_ho* fhefeiWb eh e\\[h j^Wj Yedij_jkj[i W =ecfWdo =ecf[j_d] JhefeiWb* eh Wdo _dgk_ho* fhefeiWb eh e\\[h j^Wj mekbZ h[WiedWXbo X[ [nf[Yj[Z je b[WZ je W =ecfWdo =ecf[j_d] JhefeiWb, =ecfWdo m_bb fhecfjbo (WdZ _d [WY^ YWi[ m_j^_d 02 ^ekhi \hec j^[ ZWj[ e\ j^_i ;]h[[c[dj) Z[b_l[h mh_jj[d dej_Y[ je [WY^ =ecfWdo N^_hZ JWhjo (WdZ ikY^ =ecfWdo N^_hZ JWhjoui L[fh[i[djWj_l[i) j^Wj ^Wi [n[Ykj[Z W Yed\_Z[dj_Wb_jo W]h[[c[dj \eh fkhfei[i e\ [lWbkWj_d] Wdo jhWdiWYj_ed j^Wj YekbZ X[ W =ecfWdo =ecf[j_d] JhefeiWb je h[jkhd eh Z[ijheo (Wi fhel_Z[Z _d j^[ j[hci e\ ikY^ Yed\_Z[dj_Wb_jo W]h[[c[dj) Wbb Yed\_Z[dj_Wb _d\ehcWj_ed YedY[hd_d] =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who WdZ i^Wbb fhecfjbo (WdZ _d [WY^ YWi[ m_j^_d 02 ^ekhi \hec j^[ ZWj[ e\ j^_i ;]h[[c[dj) j[hc_dWj[ Wbb f^oi_YWb WdZ [b[Yjhed_Y ZWjW WYY[ii fh[l_ekibo ]hWdj[Z je [WY^ ikY^ =ecfWdo N^_hZ JWhjo,

13 (b) He Meb_Y_jWj_ed eh H[]ej_Wj_ed, =ecfWdo W]h[[i j^Wj* [nY[fj Wi [nfh[iibo f[hc_jj[Z Xo j^_i M[Yj_ed 3,0 (_dYbkZ_d] _\ h[gk_h[Z kdZ[h M[Yj_ed 3,0(X) WdZ _dYbkZ_d] Wi [nfh[iibo f[hc_jj[Z Xo M[Yj_ed 3,0([))* _j i^Wbb dej* WdZ _j i^Wbb YWki[ j^[ =ecfWdo MkXi_Z_Wh_[i WdZ [WY^ e\ _ji WdZ j^[ =ecfWdo MkXi_Z_Wh_[iu h[if[Yj_l[ Z_h[Yjehi* e\\_Y[hi WdZ [cfbeo[[i dej je* WdZ _j i^Wbb ki[ h[WiedWXb[ X[ij [\\ehji je YWki[ _ji WdZ j^[ =ecfWdo MkXi_Z_Wh_[iu h[if[Yj_l[ L[fh[i[djWj_l[i dej je* Z_h[Yjbo eh _dZ_h[Yjbo8 (i) _d_j_Wj[* ieb_Y_j* adem_d]bo [dYekhW][ eh ej^[hm_i[ adem_d]bo \WY_b_jWj[ (_dYbkZ_d] Xo mWo e\ \khd_i^_d] ded+fkXb_Y _d\ehcWj_ed) Wdo _dgk_h_[i eh j^[ cWa_d] e\ Wdo fhefeiWb eh e\\[h j^Wj Yedij_jkj[i* eh mekbZ h[WiedWXbo X[ [nf[Yj[Z je b[WZ je* Wdo =ecfWdo =ecf[j_d] JhefeiWb9 (ii) [d]W][ _d* Yedj_dk[ eh ej^[hm_i[ fWhj_Y_fWj[ _d Wdo Z_iYkii_edi eh d[]ej_Wj_edi m_j^ Wdo =ecfWdo N^_hZ JWhjo m_j^ h[if[Yj je* h[bWj_d] je eh _d \khj^[hWdY[ e\ Wdo =ecfWdo =ecf[j_d] JhefeiWb eh Wdo _dgk_ho* fhefeiWb eh e\\[h j^Wj mekbZ h[WiedWXbo X[ [nf[Yj[Z je b[WZ je W =ecfWdo =ecf[j_d] JhefeiWb9 (iii) fhel_Z[ Wdo ded+fkXb_Y _d\ehcWj_ed eh ZWjW eh WYY[ii je j^[ fhef[hj_[i* Wii[ji eh [cfbeo[[i e\ =ecfWdo eh _ji MkXi_Z_Wh_[i je Wdo =ecfWdo N^_hZ JWhjo _d Yedd[Yj_ed m_j^* h[bWj[Z je eh _d Yedj[cfbWj_ed e\ Wdo =ecfWdo =ecf[j_d] JhefeiWb eh Wdo _dgk_ho* fhefeiWb eh e\\[h j^Wj mekbZ h[WiedWXbo X[ [nf[Yj[Z je b[WZ je W =ecfWdo =ecf[j_d] JhefeiWb9 (iv) Wffhel[ Wdo =ecfWdo N^_hZ JWhjo X[Yec_d] Wd r_dj[h[ij[Z c[cX[hs kdZ[h Whj_Yb[ 7 e\ j^[ =ecfWdo ;hj_Yb[i e\ ;iieY_Wj_ed9 (v) Z_iYkii m_j^ Wdo =ecfWdo N^_hZ JWhjo* Wffhel[ eh h[Yecc[dZ* eh fhefei[ je Z_iYkii* Wffhel[ eh h[Yecc[dZ* eh [n[Ykj[ eh [dj[h _dje Wdo W]h[[c[dj _d fh_dY_fb[* b[jj[h e\ _dj[dj* c[cehWdZkc e\ kdZ[hijWdZ_d]* j[hc i^[[j* c[h][h W]h[[c[dj* WYgk_i_j_ed W]h[[c[dj* efj_ed W]h[[c[dj* `e_dj l[djkh[ W]h[[c[dj* fWhjd[hi^_f W]h[[c[dj eh ej^[h W]h[[c[dj* _d [WY^ YWi[ e\ j^[ \eh[]e_d] h[bWj_d] je W =ecfWdo =ecf[j_d] JhefeiWb eh Wdo _dgk_ho* fhefeiWb eh e\\[h* _d [WY^ YWi[ e\ j^[ \eh[]e_d] j^Wj mekbZ h[WiedWXbo X[ [nf[Yj[Z je b[WZ je W =ecfWdo =ecf[j_d] JhefeiWb (ej^[h j^Wd W Yed\_Z[dj_Wb_jo W]h[[c[dj Wi fhel_Z[Z _d M[Yj_ed 3,0([)(__) [dj[h[Z _dje _d Yecfb_WdY[ m_j^ M[Yj_ed 3,0([)(__))9 eh (vi) ikXc_j Wdo =ecfWdo =ecf[j_d] JhefeiWb je j^[ lej[ e\ j^[ =ecfWdo M^Wh[^ebZ[hi* fhel_Z[Z* j^Wj dejm_j^ijWdZ_d] Wdoj^_d] je j^[ YedjhWho _d j^_i M[Yj_ed 3,0* =ecfWdo eh Wdo e\ _ji L[fh[i[djWj_l[i cWo* _d h[ifedi[ je Wd kdieb_Y_j[Z _dgk_ho eh fhefeiWb \hec W =ecfWdo N^_hZ JWhjo* _d\ehc W =ecfWdo N^_hZ JWhjo eh _ji L[fh[i[djWj_l[ e\ j^[ h[ijh_Yj_edi _cfei[Z Xo j^[ fhel_i_edi e\ j^_i M[Yj_ed 3,0 (m_j^ekj Yedl[o_d]* h[gk[ij_d] eh Wjj[cfj_d] je ]Wj^[h Wdo ej^[h _d\ehcWj_ed [nY[fj Wi ej^[hm_i[ if[Y_\_YWbbo f[hc_jj[Z ^[h[kdZ[h), (c) Hej_Y[, =ecfWdo i^Wbb fhecfjbo dej_\o <ko[h (_d de [l[dj bWj[h j^Wd 26 ^ekhi) e\ (_) j^[ h[Y[_fj Xo Wdo [n[Ykj_l[ e\\_Y[h eh Z_h[Yjeh e\ =ecfWdo e\ Wdo =ecfWdo =ecf[j_d] JhefeiWb eh Wdo _dgk_h_[i* [nfh[ii_edi e\ _dj[h[ij* fhefeiWbi eh e\\[hi j^Wj Wh[ eh mekbZ h[WiedWXbo X[ [nf[Yj[Z je b[WZ je W =ecfWdo =ecf[j_d] JhefeiWb* (__) j^[ h[Y[_fj Xo =ecfWdo (eh Wdo e\ _ji L[fh[i[djWj_l[i) e\ Wdo h[gk[ij \eh _d\ehcWj_ed h[bWj_d] je =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i \hec Wdo =ecfWdo N^_hZ JWhjo m^e ^Wi cWZ[ eh _i h[WiedWXbo b_a[bo je cWa[ W =ecfWdo

14 =ecf[j_d] JhefeiWb* eh (___) Wdo Z_iYkii_edi eh d[]ej_Wj_edi m_j^ h[if[Yj je W =ecfWdo =ecf[j_d] JhefeiWb iek]^j je X[ _d_j_Wj[Z eh Yedj_dk[Z Xo Wdo =ecfWdo N^_hZ JWhjo m_j^ =ecfWdo* _ji MkXi_Z_Wh_[i eh Wdo e\ j^[_h h[if[Yj_l[ L[fh[i[djWj_l[i, ?WY^ ikY^ dej_Y[ i^Wbb _dZ_YWj[ j^[ dWc[ e\ ikY^ J[hied WdZ YedjW_d W mh_jj[d ikccWho e\ j^[ cWj[h_Wb \_dWdY_Wb (_dYbkZ_d] fh_Y[) WdZ ej^[h j[hci WdZ YedZ_j_edi e\ Wdo _dgk_h_[i* [nfh[ii_edi e\ _dj[h[ij* fhefeiWbi* e\\[hi eh h[gk[iji, @ebbem_d] Z[b_l[ho e\ j^[ _d_j_Wb dej_Y[* =ecfWdo i^Wbb a[[f JWh[dj WdZ <ko[h _d\ehc[Z* ed W h[WiedWXbo Ykhh[dj XWi_i* e\ j^[ ijWjki WdZ cWj[h_Wb Z[l[befc[dji eh j[hci e\ Wdo ikY^ _dgk_h_[i* [nfh[ii_edi e\ _dj[h[ij* fhefeiWbi* e\\[hi eh h[gk[iji (_dYbkZ_d] Wdo Wc[dZc[dji j^[h[je) WdZ j^[ ijWjki e\ Wdo ikY^ Z_iYkii_edi eh d[]ej_Wj_edi, H[_j^[h =ecfWdo deh Wdo e\ _ji MkXi_Z_Wh_[i m_bb [dj[h _dje Wdo W]h[[c[dj m_j^ Wdo J[hied m^_Y^ fhe^_X_ji =ecfWdo \hec fhel_Z_d] Wdo _d\ehcWj_ed je JWh[dj eh <ko[h _d WYYehZWdY[ m_j^* eh ej^[hm_i[ Yecfbo_d] m_j^* j^_i M[Yj_ed 3,0, (d) =ecfWdo W]h[[i j^Wj* [nY[fj Wi [nfh[iibo f[hc_jj[Z Xo M[Yj_ed 3,0(\)* j^[ =ecfWdo <eWhZ e\ >_h[Yjehi i^Wbb dej* Z_h[Yjbo eh _dZ_h[Yjbo8 (i) Y^Wd][* m_j^^ebZ* m_j^ZhWm* gkWb_\o eh ceZ_\o* eh fkXb_Ybo fhefei[ eh WddekdY[ Wdo _dj[dj_ed je Y^Wd][* m_j^^ebZ* m_j^ZhWm* gkWb_\o eh ceZ_\o _d W cWdd[h WZl[hi[ je JWh[dj eh <ko[h* j^[ =ecfWdo <eWhZ L[Yecc[dZWj_ed9 (ii) \W_b je _dYbkZ[ j^[ =ecfWdo <eWhZ L[Yecc[dZWj_ed _d j^[ Jheno MjWj[c[dj eh _d j^[ MY^[c[ >eYkc[dj9 (iii) Wffhel[* WZefj* [dZehi[ eh h[Yecc[dZ* eh fkXb_Ybo fhefei[ eh WddekdY[ Wdo _dj[dj_ed je Wffhel[* WZefj* [dZehi[ eh h[Yecc[dZ* Wdo =ecfWdo =ecf[j_d] JhefeiWb9 (iv) fkXb_Ybo W]h[[ eh fhefei[ je [dj[h _dje* Wdo W]h[[c[dj _d fh_dY_fb[* b[jj[h e\ _dj[dj* c[cehWdZkc e\ kdZ[hijWdZ_d]* j[hc i^[[j* c[h][h W]h[[c[dj* WYgk_i_j_ed W]h[[c[dj* efj_ed W]h[[c[dj* `e_dj l[djkh[ W]h[[c[dj* fWhjd[hi^_f W]h[[c[dj eh ej^[h W]h[[c[dj* _d [WY^ YWi[ e\ j^[ \eh[]e_d] h[bWj_d] je W =ecfWdo =ecf[j_d] JhefeiWb (ej^[h j^Wd W Yed\_Z[dj_Wb_jo W]h[[c[dj Wi fhel_Z[Z _d M[Yj_ed 3,0([)(__) (i[[ X[bem) [dj[h[Z _dje _d Yecfb_WdY[ m_j^ M[Yj_ed 3,0([)(__)) (W rCompany Alternative Acquisition Agreements)9 (v) _d j^[ YWi[ e\ W =ecfWdo =ecf[j_d] JhefeiWb j^Wj _i ijhkYjkh[Z Wi W j[dZ[h e\\[h eh [nY^Wd][ e\\[h fkhikWdj je Lkb[ /2Z+0 kdZ[h j^[ ?nY^Wd][ ;Yj \eh ekjijWdZ_d] =ecfWdo M^Wh[i (ej^[h j^Wd Xo <ko[h eh Wd ;\\_b_Wj[ e\ <ko[h)* \W_b je h[Yecc[dZ* _d W Meb_Y_jWj_ed-L[Yecc[dZWj_ed MjWj[c[dj ed MY^[Zkb[ /2>+7* W]W_dij WYY[fjWdY[ e\ ikY^ j[dZ[h e\\[h eh [nY^Wd][ e\\[h Xo _ji ijeYa^ebZ[hi ed eh fh_eh je j^[ [Whb_[h e\ (;) j^h[[ <ki_d[ii >Woi fh_eh je j^[ ZWj[ j^[ MY^[c[ G[[j_d] _i ^[bZ* _dYbkZ_d] WZ`ekhdc[dji (eh fhecfjbo W\j[h Yecc[dY[c[dj e\ ikY^ j[dZ[h e\\[h eh [nY^Wd][ e\\[h _\ Yecc[dY[Z ed eh W\j[h j^[ j^_hZ <ki_d[ii >Wo fh_eh je j^[ ZWj[ j^[ MY^[c[ G[[j_d] _i ^[bZ* _dYbkZ_d] WZ`ekhdc[dji) eh (<) /. Xki_d[ii ZWoi (Wi ikY^ j[hc _i ki[Z _d Lkb[ /2Z+7 e\ j^[ ?nY^Wd][ ;Yj) W\j[h Yecc[dY[c[dj e\ ikY^ j[dZ[h e\\[h eh [nY^Wd][ e\\[h9 eh (vi) YWki[ eh f[hc_j =ecfWdo je [dj[h _dje W =ecfWdo ;bj[hdWj_l[ ;Ygk_i_j_ed ;]h[[c[dj (je][j^[h m_j^ Wdo e\ j^[ WYj_edi i[j \ehj^ _d j^[ \eh[]e_d] YbWki[i (_) j^hek]^ (l) WXel[* W rCompany Change of Recommendations),

15 (e) Hejm_j^ijWdZ_d] Wdoj^_d] _d j^_i ;]h[[c[dj je j^[ YedjhWho8 (i) j^[ =ecfWdo <eWhZ e\ >_h[Yjehi cWo* W\j[h YedikbjWj_ed m_j^ _ji ekji_Z[ b[]Wb Yekdi[b* cWa[ ikY^ Z_iYbeikh[i Wi j^[ =ecfWdo <eWhZ e\ >_h[Yjehi Z[j[hc_d[i _d ]eeZ \W_j^ Wh[ d[Y[iiWho je Yecfbo m_j^ Lkb[ /2Z+7* Lkb[ /2[+0(W) eh Cj[c /./0(W) e\ L[]kbWj_ed G+ ; fheckb]Wj[Z kdZ[h j^[ ?nY^Wd][ ;Yj eh cWa[ Wdo rijef* beea WdZ b_ij[ds Yecckd_YWj_ed eh Wdo ej^[h Z_iYbeikh[ je j^[ =ecfWdo M^Wh[^ebZ[hi fkhikWdj je Lkb[ /2Z+7(\) kdZ[h j^[ ?nY^Wd][ ;Yj eh cWa[ W Z_iYbeikh[ j^Wj _i h[gk_h[Z Xo Wffb_YWXb[ FWm9 fhel_Z[Z* ^em[l[h* j^Wj _\ ikY^ Z_iYbeikh[ ^Wi j^[ [\\[Yj e\ m_j^ZhWm_d] eh ceZ_\o_d] _d W cWdd[h WZl[hi[ je JWh[dj eh <ko[h* j^[ =ecfWdo <eWhZ L[Yecc[dZWj_ed* ikY^ Z_iYbeikh[ i^Wbb X[ Z[[c[Z je X[ W =ecfWdo =^Wd][ e\ L[Yecc[dZWj_ed WdZ JWh[dj i^Wbb ^Wl[ j^[ h_]^j je j[hc_dWj[ j^_i ;]h[[c[dj Wi i[j \ehj^ _d M[Yj_ed 6,/([)9 (ii) fh_eh je* Xkj dej W\j[h* j^[ h[Y[_fj e\ j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb* =ecfWdo WdZ _ji L[fh[i[djWj_l[i cWo [d]W][ _d j^[ WYj_l_j_[i fhe^_X_j[Z Xo M[Yj_ed 3,0(X)(__) eh M[Yj_ed 3,0(X)(___) (WdZ* edbo m_j^ h[if[Yj je W =ecfWdo =ecf[j_d] JhefeiWb j^Wj iWj_i\_[i j^[ h[gk_h[c[dji _d j^_i M[Yj_ed 3,0([)(__)* cWo ieb_Y_j* fhefei[* adem_d]bo [dYekhW][ eh adem_d]bo \WY_b_jWj[ Wdo _dgk_ho eh j^[ cWa_d] e\ Wdo fhefeiWb eh e\\[h m_j^ h[if[Yj je ikY^ =ecfWdo =ecf[j_d] JhefeiWb eh Wdo ceZ_\_YWj_ed j^[h[je) m_j^ Wdo J[hied _\ =ecfWdo h[Y[_l[i W XedW \_Z[ mh_jj[d =ecfWdo =ecf[j_d] JhefeiWb \hec ikY^ J[hied j^Wj mWi dej ieb_Y_j[Z Wj Wdo j_c[ \ebbem_d] j^[ [n[Ykj_ed e\ j^_i ;]h[[c[dj _d Xh[WY^ e\ j^[ eXb_]Wj_edi i[j \ehj^ _d j^_i M[Yj_ed 3,09 fhel_Z[Z* ^em[l[h* j^Wj (;) de _d\ehcWj_ed j^Wj _i fhe^_X_j[Z \hec X[_d] \khd_i^[Z fkhikWdj je M[Yj_ed 3,0(X) cWo X[ \khd_i^[Z kdj_b =ecfWdo h[Y[_l[i Wd [n[Ykj[Z Yed\_Z[dj_Wb_jo W]h[[c[dj \hec ikY^ J[hied YedjW_d_d] eXb_]Wj_edi ed j^[ h[Y_f_[dj e\ j^Wj _d\ehcWj_ed m^_Y^ j^[ =ecfWdo <eWhZ e\ >_h[Yjehi* WYj_d] _d ]eeZ \W_j^ WdZ W\j[h jWa_d] WZl_Y[ \hec =ecfWdoui ekji_Z[ b[]Wb Yekdi[b [nf[h_[dY[Z _d jhWdiWYj_edi e\ j^_i dWjkh[* Z[j[hc_d[i Wh[ Wffhefh_Wj[ \eh W jhWdiWYj_ed e\ j^[ dWjkh[ e\ W =ecfWdo =ecf[j_d] JhefeiWb* WdZ m^_Y^ YedjW_di ijWdZij_bb fhel_i_edi j^Wj Wffbo je j^[ j^_hZ fWhjo ikX`[Yj je [nY[fj_edi j^Wj =ecfWdo (WYj_d] h[WiedWXbo) Yedi_Z[hi Wffhefh_Wj[ _d j^[ Y_hYkcijWdY[i ^Wl_d] h[]WhZ je (Wced] ej^[h j^_d]i) j^[ \WYj j^Wj =ecfWdo _i Wbh[WZo ikX`[Yj je W fkXb_Y Y^Wd][ e\ Yedjheb fhefeiWb* Wi Wffb_YWXb[9 fhel_Z[Z* \khj^[h* j^Wj ikY^ Yed\_Z[dj_Wb_jo W]h[[c[dj Ze[i dej YedjW_d fhel_i_edi j^Wj fhe^_X_j =ecfWdo \hec fhel_Z_d] Wdo _d\ehcWj_ed je <ko[h _d WYYehZWdY[ m_j^ j^_i M[Yj_ed 3,0 eh j^Wj ej^[hm_i[ fhe^_X_ji =ecfWdo \hec Yecfbo_d] m_j^ j^[ fhel_i_edi e\ j^_i M[Yj_ed 3,09 (<) Wdo ikY^ ded+ fkXb_Y _d\ehcWj_ed ^Wi fh[l_ekibo X[[d cWZ[ WlW_bWXb[ je* eh _i cWZ[ WlW_bWXb[ je* <ko[h fh_eh je eh YedYkhh[djbo m_j^ (eh _d j^[ YWi[ e\ ehWb ded+fkXb_Y _d\ehcWj_ed edbo* fhecfjbo (WdZ _d Wdo [l[dj m_j^_d 02 ^ekhi) W\j[h) j^[ j_c[ ikY^ _d\ehcWj_ed _i cWZ[ WlW_bWXb[ je ikY^ J[hied* iWl[ j^Wj =ecfWdo _i dej h[gk_h[Z je fhel_Z[ eh cWa[ WlW_bWXb[ je <ko[h Wdo _d\ehcWj_ed j^Wj =ecfWdo* WYj_d] h[WiedWXbo* Z[j[hc_d[i _i b_a[bo Yecc[hY_Wbbo i[di_j_l[ _d\ehcWj_ed e\ j^Wj J[hied9 WdZ (=) fh_eh je jWa_d] Wdo ikY^ WYj_edi* j^[ =ecfWdo <eWhZ e\ >_h[Yjehi eh Wdo Yecc_jj[[ j^[h[e\ Z[j[hc_d[i _d ]eeZ \W_j^* W\j[h YedikbjWj_ed m_j^ _ji \_dWdY_Wb WZl_iehi WdZ ekji_Z[ b[]Wb Yekdi[b* j^Wj ikY^ =ecfWdo =ecf[j_d] JhefeiWb _i* eh YekbZ h[WiedWXbo X[ Yedi_Z[h[Z je X[Yec[* W =ecfWdo Mkf[h_eh JhefeiWb WdZ j^Wj \W_b_d] je jWa[ ikY^ WYj_edi mekbZ b_a[bo Xh[WY^

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24 (iv) X[ [dj_jb[Z je Z[b_l[h j^[ =ekhj IhZ[h je j^[ L[]_ijhWh e\ =ecfWd_[i _d D[hi[o _\ =ecfWdo ^Wi dej Yecfb_[Z m_j^ _ji eXb_]Wj_edi fkhikWdj je M[Yj_ed 3,1(W)(nnl_), (c) Hejm_j^ijWdZ_d] Wdoj^_d] je j^[ YedjhWho _d j^_i ;]h[[c[dj* JWh[dj* <ko[h WdZ =ecfWdo i^Wbb Yeef[hWj[ je iY^[Zkb[ WdZ Yedl[d[ j^[ MY^[c[ G[[j_d] WdZ =ecfWdo AG \eh j^[ iWc[ ZWj[, (d) C\ JWh[dj eh =ecfWdo* [WY^ WYj_d] h[WiedWXbo* Yedi_Z[hi j^Wj Wd Wc[dZc[dj i^ekbZ X[ cWZ[ je j^[ fhel_i_edi e\ j^[ MY^[c[ e\ ;hhWd][c[dj eh j^[ MY^[c[ >eYkc[dj _d ehZ[h je _cfb[c[dj j^[ NhWdiWYj_ed _d Wi [\\_Y_[dj W cWdd[h Wi fhWYj_YWXb[ [_j^[h fh_eh je eh W\j[h Yedi_Z[hWj_ed Xo j^[ =ekhj (_dYbkZ_d] _d h[if[Yj e\ Wdo Wc[dZc[dj _cfei[Z Xo j^[ =ekhj)* _j cWo dej_\o j^[ ej^[h JWhjo WdZ j^[ JWhj_[i i^Wbb X[ eXb_][Z je Yedi_Z[h WdZ d[]ej_Wj[* WYj_d] h[WiedWXbo WdZ _d ]eeZ \W_j^* ikY^ Wc[dZc[dj (fhel_Z[Z j^Wj de JWhjo i^Wbb X[ h[gk_h[Z je Yedi_Z[h WdZ d[]ej_Wj[ _d ]eeZ \W_j^ Wdo Wc[dZc[dj j^Wj mekbZ cWj[h_Wbbo WdZ WZl[hi[bo W\\[Yj _j* _ji i^Wh[^ebZ[hi eh j^[ b_a[b_^eeZ e\ YedikccWj_ed e\ j^[ NhWdiWYj_ed WdZ [WY^ JWhjo h[Ye]d_p[i j^Wj Wdo Wc[dZc[dji cWo h[gk_h[ j^[ h[Yecc[dY[c[dj e\ j^[ =ekhj WffhelWb fheY[ii WdZ-eh W d[m dej_Y[ e\ j^[ MY^[c[ G[[j_d] je X[ i[dj), (e) C\* Wj Wdo j_c[ fh_eh je j^[ MY^[c[ G[[j_d] WdZ j^[ =ecfWdo AG* =ecfWdo* JWh[dj eh <ko[h i^ekbZ Z_iYel[h Wdo _d\ehcWj_ed h[bWj_d] je =ecfWdo* JWh[dj* <ko[h eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i* e\\_Y[hi eh Z_h[Yjehi j^Wj i^ekbZ X[ i[j \ehj^ _d Wd Wc[dZc[dj eh ikffb[c[dj je j^[ Jheno MjWj[c[dj* ie j^Wj j^[ Jheno MjWj[c[dj i^Wbb dej YedjW_d Wdo kdjhk[ ijWj[c[dj e\ W cWj[h_Wb \WYj eh ec_j je ijWj[ Wdo cWj[h_Wb \WYj h[gk_h[Z je X[ ijWj[Z j^[h[_d eh d[Y[iiWho _d ehZ[h je cWa[ j^[ ijWj[c[dji j^[h[_d* _d b_]^j e\ j^[ Y_hYkcijWdY[i kdZ[h m^_Y^ j^[o Wh[ cWZ[* dej c_ib[WZ_d]* j^[ JWhjo j^Wj Z_iYel[hi ikY^ _d\ehcWj_ed i^Wbb fhecfjbo dej_\o j^[ ej^[h JWhj_[i* WdZ Wd Wffhefh_Wj[ Wc[dZc[dj eh ikffb[c[dj Z[iYh_X_d] ikY^ _d\ehcWj_ed i^Wbb X[ \_b[Z m_j^ j^[ M?= Xo j^[ h[b[lWdj JWhjo WdZ* je j^[ [nj[dj h[gk_h[Z Xo Wffb_YWXb[ FWm* Z_ii[c_dWj[Z je j^[ =ecfWdo M^Wh[^ebZ[hi, ARTICLE VI ADDITIONAL AGREEMENTS Section 6.1 ;YY[ii9 =ed\_Z[dj_Wb_jo9 Hej_Y[ e\ =[hjW_d ?l[dji, (a) @hec j^[ ZWj[ e\ j^_i ;]h[[c[dj kdj_b j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ ZWj[* _\ Wdo* ed m^_Y^ j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/* ikX`[Yj je j^[ =ed\_Z[dj_Wb_jo ;]h[[c[dj* =ecfWdo i^Wbb* WdZ i^Wbb YWki[ [WY^ e\ _ji MkXi_Z_Wh_[i je* (n) W\\ehZ JWh[dj* <ko[h WdZ j^[_h h[if[Yj_l[ L[fh[i[djWj_l[i h[WiedWXb[ WYY[ii Zkh_d] dehcWb Xki_d[ii ^ekhi WdZ kfed h[WiedWXb[ WZlWdY[ dej_Y[ je j^[ fhef[hj_[i* e\\_Y[i* Xeeai* =edjhWYji* Yecc_jc[dji* f[hiedd[b WdZ h[YehZi e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i WdZ (o) \khd_i^ h[WiedWXbo fhecfjbo je JWh[dj* <ko[h WdZ j^[_h h[if[Yj_l[ L[fh[i[djWj_l[i ikY^ _d\ehcWj_ed (\_dWdY_Wb eh ej^[hm_i[) YedY[hd_d] _ji Xki_d[ii* fhef[hj_[i WdZ f[hiedd[b Wi ikY^ ej^[h JWhjo cWo h[WiedWXbo h[gk[ij, Ne j^[ [nj[dj h[WiedWXbo h[gk_h[Z _d Yedd[Yj_ed m_j^ j^[ Z[l[befc[dj e\ j^[ feij+Ybei_d] _dj[]hWj_ed fbWd fkhikWdj je M[Yj_ed 4,// (X[bem)* =ecfWdo i^Wbb* WdZ i^Wbb YWki[ [WY^ e\ _ji MkXi_Z_Wh_[i je* W\\ehZ je JWh[dj* <ko[h WdZ j^[_h h[if[Yj_l[ L[fh[i[djWj_l[i h[WiedWXb[ WYY[ii Zkh_d] dehcWb Xki_d[ii ^ekhi WdZ kfed h[WiedWXb[ WZlWdY[ dej_Y[ je j^[ f[hiedd[b e\ j^[ Wffb_YWXb[ JWhjo WdZ _ji MkXi_Z_Wh_[i WdZ (o) \khd_i^ h[WiedWXbo fhecfjbo je ikY^ ej^[h JWhjo WdZ _ji L[fh[i[djWj_l[i ikY^ _d\ehcWj_ed (\_dWdY_Wb eh ej^[hm_i[) YedY[hd_d] _ji Xki_d[ii WdZ f[hiedd[b Wi ikY^ ej^[h JWhjo cWo h[WiedWXbo h[gk[ij,

25 (b) Odj_b j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ ZWj[* _\ Wdo* ed m^_Y^ j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/* ikX`[Yj je j^[ =ed\_Z[dj_Wb_jo ;]h[[c[dj WdZ ikX`[Yj je j^[ h[gk_h[c[dji e\ Wffb_YWXb[ FWm (_dYbkZ_d] Wdo ;dj_jhkij FWm eh Cdl[ijc[dj MYh[[d_d] FWm)* =ecfWdo i^Wbb kfZWj[ JWh[dj Wi ieed Wi h[WiedWXbo fhWYj_YWXb[ _d j^[ YWi[ e\ Wdo cWj[h_Wb Z[l[befc[dji h[bWj_d] je Wdo WkZ_j eh JheY[[Z_d] _d h[bWj_ed je NWn[i j^Wj _dlebl[i W cWj[h_Wb Wcekdj e\ NWn[i, (c) Q_j^ekj b_c_j_d] j^[ ][d[hWb_jo WdZ _d \khj^[hWdY[ e\ j^[ \eh[]e_d]* kdj_b j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ ZWj[* _\ Wdo* ed m^_Y^ j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/* ikX`[Yj je j^[ =ed\_Z[dj_Wb_jo ;]h[[c[dj WdZ ikX`[Yj je j^[ h[gk_h[c[dji e\ Wffb_YWXb[ FWm (_dYbkZ_d] Wdo ;dj_jhkij FWm eh Cdl[ijc[dj MYh[[d_d] FWm)* j^[ =ecfWdo i^Wbb ]_l[ fhecfj dej_Y[ je JWh[dj WdZ <ko[h (je j^[ [nj[dj fhWYj_YWXb[* Wj b[Wij \_l[ <ki_d[ii >Woi) X[\eh[ (n) cWj[h_Wbbo ceZ_\o_d]* Wc[dZ_d] eh j[hc_dWj_d] Wdo =ecfWdo GWj[h_Wb =edjhWYj eh mW_l_d]* h[b[Wi_d] eh Wii_]d_d] Wdo cWj[h_Wb h_]^ji* X[d[\_ji eh YbW_ci j^[h[kdZ[h* eh (o) [dj[h_d] _dje Wdo =edjhWYj j^Wj mekbZ* _\ [dj[h[Z _dje fh_eh je j^[ ZWj[ ^[h[e\* X[ W =ecfWdo GWj[h_Wb =edjhWYj* _d [WY^ YWi[ j^Wj fhel_Z[i \eh cWj[h_Wb eXb_]Wj_edi ed =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i W\j[h ed[ o[Wh e\ j^[ ZWj[ e\ [djho _dje ikY^ =ecfWdo GWj[h_Wb =edjhWYj* WdZ fhel_Z[ Yef_[i e\ ikY^ cWj[h_Wb Wc[dZc[dji eh d[m YedjhWYji je JWh[dj WdZ <ko[h (je j^[ [nj[dj ikY^ Z[b_l[ho _i f[hc_jj[Z Xo j^[ j[hci e\ j^[ Wffb_YWXb[ =ecfWdo GWj[h_Wb =edjhWYj WdZ Wffb_YWXb[ FWm9 fhel_Z[Z j^Wj* _\ ikY^ Z[b_l[ho _i dej f[hc_jj[Z* =ecfWdo i^Wbb fhel_Z[ W h[WiedWXb[ ikccWho f[hc_jj[Z Xo j^[ j[hci e\ j^[ Wffb_YWXb[ =ecfWdo GWj[h_Wb =edjhWYj WdZ Wffb_YWXb[ FWm), (d) JWh[dj WdZ <ko[h* Wi Wffb_YWXb[* i^Wbb [WY^ ]_l[ fhecfj dej_Y[ je =ecfWdo (n) e\ Wdo dej_Y[ eh ej^[h Yecckd_YWj_ed h[Y[_l[Z Xo j^[c eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i \hec Wdo Ael[hdc[djWb ?dj_jo _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj eh j^[ NhWdiWYj_ed* eh \hec Wdo J[hied Wbb[]_d] j^Wj j^[ Yedi[dj e\ ikY^ J[hied _i eh cWo X[ h[gk_h[Z _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed* _\ j^[ ikX`[Yj cWjj[h e\ ikY^ Yecckd_YWj_ed eh j^[ \W_bkh[ e\ ikY^ JWhjo je eXjW_d ikY^ Yedi[dj YekbZ X[ cWj[h_Wb je JWh[dj* <ko[h* =ecfWdo eh j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i* eh (o) e\ Wdo JheY[[Z_d] Yecc[dY[Z eh* je j^[ ademb[Z][ e\ JWh[dj WdZ-eh <ko[h* j^h[Wj[d[Z* W]W_dij JWh[dj* <ko[h eh Wdo MkXi_Z_Who eh ej^[hm_i[ h[bWj_d] je* _dlebl_d] eh W\\[Yj_d] JWh[dj* <ko[h eh Wdo JWh[dj MkXi_Z_Who* _d [WY^ YWi[ _d Yedd[Yj_ed m_j^* Wh_i_d] \hec eh ej^[hm_i[ h[bWj_d] je j^[ NhWdiWYj_ed, (e) Hejm_j^ijWdZ_d] j^[ \eh[]e_d]* =ecfWdo i^Wbb dej X[ h[gk_h[Z Xo j^_i M[Yj_ed 4,/ je fhel_Z[ JWh[dj WdZ <ko[h eh _ji L[fh[i[djWj_l[i m_j^ WYY[ii je ikY^ fhef[hj_[i* e\\_Y[i* Xeeai* =edjhWYji* Yecc_jc[dji* f[hiedd[b WdZ h[YehZi* eh je \khd_i^ Wdo ikY^ _d\ehcWj_ed* (_) j^[ Z_iYbeikh[ e\ m^_Y^ mekbZ l_ebWj[ Wdo Wffb_YWXb[ FWm (_dYbkZ_d] Wdo ;dj_jhkij FWm eh Cdl[ijc[dj MYh[[d_d] FWm) (fhel_Z[Z* ^em[l[h* j^Wj =ecfWdo i^Wbb ki[ _ji h[WiedWXb[ X[ij [\\ehji je cWa[ Wffhefh_Wj[ ikXij_jkj[ WhhWd][c[dji je f[hc_j h[WiedWXb[ Z_iYbeikh[ dej _d l_ebWj_ed e\ Wdo ikY^ FWm)* eh (__) j^Wj _i ikX`[Yj je Wdo Wjjehd[o+Yb_[dj* Wjjehd[o meha fheZkYj eh ej^[h b[]Wb fh_l_b[][ (fhel_Z[Z* ^em[l[h* j^Wj =ecfWdo i^Wbb ki[ _ji h[WiedWXb[ X[ij [\\ehji je Wbbem \eh ikY^ WYY[ii eh Z_iYbeikh[ je j^[ cWn_ckc [nj[dj j^Wj Ze[i dej h[ikbj _d W beii e\ Wdo ikY^ Wjjehd[o+Yb_[dj* Wjjehd[o meha fheZkYj eh ej^[h b[]Wb fh_l_b[][), JWh[dj WdZ <ko[h i^Wbb dej X[ f[hc_jj[Z je YedZkYj Wdo _dlWi_l[ eh _djhki_l[ iWcfb_d] eh WdWboi_i e\ Wdo [dl_hedc[djWb c[Z_W eh Xk_bZ_d] cWj[h_Wbi Wj Wdo \WY_b_jo e\ =ecfWdo eh _ji MkXi_Z_Wh_[i m_j^ekj j^[ fh_eh mh_jj[d Yedi[dj e\ =ecfWdo (m^_Y^ cWo X[ ]hWdj[Z eh m_j^^[bZ _d =ecfWdoui ieb[ Z_iYh[j_ed),

26 (f) N^[ \W_bkh[ je Z[b_l[h Wdo dej_Y[ fkhikWdj je M[Yj_ed 4,/(\) i^Wbb dej h[ikbj _d eh Yedij_jkj[ W \W_bkh[ e\ Wdo e\ j^[ =edZ_j_edi eh j^[ YedZ_j_edi i[j \ehj^ _d ;hj_Yb[ PCC eh ]_l[ h_i[ je Wdo h_]^j je j[hc_dWj[ kdZ[h ;hj_Yb[ PCCC, Section 6.2 @_b_d]i9 Ij^[h ;Yj_edi9 Hej_\_YWj_ed, (a) =eef[hWj_ed, ?nY[fj m^[h[ Wd Wbj[hdWj_l[ ijWdZWhZ _i h[gk_h[Z fkhikWdj je j^[ j[hci WdZ YedZ_j_edi e\ j^_i ;]h[[c[dj WdZ ikX`[Yj je j^[ b_c_jWj_edi i[j \ehj^ _d M[Yj_ed 4,0(Z)* =ecfWdo* JWh[dj WdZ <ko[h i^Wbb Yeef[hWj[ m_j^ [WY^ ej^[h WdZ ki[* WdZ i^Wbb YWki[ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i je ki[ j^[_h h[if[Yj_l[ h[WiedWXb[ X[ij [\\ehji je jWa[ eh YWki[ je X[ jWa[d Wbb WYj_edi* WdZ Ze eh YWki[ je X[ Zed[ Wbb j^_d]i d[Y[iiWho* fhef[h eh WZl_iWXb[ ed _ji fWhj kdZ[h j^_i ;]h[[c[dj je YedikccWj[ WdZ cWa[ [\\[Yj_l[ j^[ NhWdiWYj_ed Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[* (WdZ _d Wdo [l[dj fh_eh je j^[ ?dZ >Wj[)* _dYbkZ_d] (_) fh[fWh_d] WdZ \_b_d] Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ Wbb ZeYkc[djWj_ed je [\\[Yj Wbb d[Y[iiWho dej_Y[i* h[fehji WdZ ej^[h \_b_d]i (_dYbkZ_d] Xo \_b_d] Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj j^[ dej_\_YWj_edi* \_b_d]i WdZ ej^[h _d\ehcWj_ed h[gk_h[Z je X[ \_b[Z kdZ[h Wdo Wffb_YWXb[ ;dj_jhkij FWmi eh Cdl[ijc[dj MYh[[d_d] FWmi m_j^ h[if[Yj je j^[ NhWdiWYj_ed* _dYbkZ_d] j^[ =@COM Hej_Y[)* (__) ki_d] h[WiedWXb[ X[ij [\\ehji je iWj_i\o j^[ YedZ_j_edi je YedikccWj_d] j^[ NhWdiWYj_ed* WdZ (___) ki_d] h[WiedWXb[ X[ij [\\ehji je eXjW_d Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ (WdZ _d Wdo [l[dj fh_eh je j^[ ?dZ >Wj[) Wbb Yedi[dji* h[]_ijhWj_edi* WffhelWbi* f[hc_ji* [nf_hWj_edi eh j[hc_dWj_edi e\ mW_j_d] f[h_eZi WdZ Wkj^eh_pWj_edi d[Y[iiWho eh WZl_iWXb[ je X[ eXjW_d[Z \hec Wdo Ael[hdc[djWb ?dj_jo WdZ Wdo j^_hZ fWhjo* _d [WY^ YWi[ _d ehZ[h je YedikccWj[ j^[ NhWdiWYj_ed* _dYbkZ_d] j^[ =@COM ;ffhelWb* WdZ (_l) Z[\[dZ_d] Wdo bWmik_ji eh ej^[h b[]Wb fheY[[Z_d]i* m^[j^[h `kZ_Y_Wb eh WZc_d_ijhWj_l[* Y^Wbb[d]_d] j^_i ;]h[[c[dj eh j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed* Wi i[j \ehj^ _d M[Yj_ed 4,0(Y)(_)(;), Cd \khj^[hWdY[ WdZ dej _d b_c_jWj_ed e\ j^[ \eh[]e_d] (Xkj ikX`[Yj je j^[ b_c_jWj_edi i[j \ehj^ _d M[Yj_ed 4,0(Z))* [WY^ e\ j^[ JWhj_[i i^Wbb ki[ _ji h[WiedWXb[ X[ij [\\ehji je h[iebl[ Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ (WdZ _d Wdo [l[dj fh_eh je j^[ ?dZ >Wj[) ikY^ eX`[Yj_edi* _\ Wdo* Wi cWo X[ Wii[hj[Z Xo Wdo Ael[hdc[djWb ?dj_jo _d Yedd[Yj_ed m_j^ Wdo Wffb_YWXb[ FWmi m_j^ h[if[Yj je j^[ NhWdiWYj_ed, MkX`[Yj je Wffb_YWXb[ FWmi h[bWj_d] je j^[ [nY^Wd][ e\ _d\ehcWj_ed* [WY^ e\ =ecfWdo* JWh[dj WdZ <ko[h i^Wbb (_) ^Wl[ j^[ h_]^j je h[l_[m _d WZlWdY[ WdZ* je j^[ [nj[dj fhWYj_YWXb[ WdZ f[hc_jj[Z Xo Wffb_YWXb[ FWm* [WY^ m_bb Yedikbj j^[ ej^[h ed* Wdo \_b_d] cWZ[ m_j^* eh mh_jj[d cWj[h_Wbi ikXc_jj[Z je* Wdo j^_hZ fWhjo eh Ael[hdc[djWb ?dj_jo _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed* (__) fhel_Z[ j^[ ej^[h m_j^ Yef_[i e\ Wbb cWj[h_Wb ikXijWdj_l[ mh_jj[d Yehh[ifedZ[dY[ X[jm[[d _j (eh _ji MkXi_Z_Wh_[i eh _ji eh j^[_h h[if[Yj_l[ L[fh[i[djWj_l[i) WdZ Wdo Ael[hdc[djWb ?dj_jo h[bWj_d] je j^[ NhWdiWYj_ed* WdZ (___) Yedikbj WdZ h[WiedWXbo Yeef[hWj[ m_j^ ed[ Wdej^[h* WdZ Yedi_Z[h _d ]eeZ \W_j^ j^[ l_[mi e\ ed[ Wdej^[h* _d Yedd[Yj_ed m_j^ j^[ \ehc WdZ Yedj[dj e\ Wdo WdWboi[i* Wff[WhWdY[i* fh[i[djWj_edi* c[cehWdZW* Xh_[\i* Wh]kc[dji* ef_d_edi WdZ fhefeiWbi cWZ[ eh ikXc_jj[Z Xo eh ed X[^Wb\ e\ ikY^ JWhjo _d Yedd[Yj_ed m_j^ Wdo Wffb_YWXb[ FWm fh_eh je j^[_h ikXc_ii_ed9 fhel_Z[Z j^Wj cWj[h_Wbi \khd_i^[Z fkhikWdj je j^_i M[Yj_ed 4,0 cWo X[ h[ZWYj[Z Wi d[Y[iiWho je WZZh[ii h[WiedWXb[ Wjjehd[o+Yb_[dj eh ej^[h fh_l_b[][ YedY[hdi* eh Wi d[Y[iiWho je WZZh[ii Wdo Wffb_YWXb[ FWm h[bWj_d] je j^[ [nY^Wd][ e\ _d\ehcWj_ed, (b) Hejm_j^ijWdZ_d] Wdoj^_d] _d j^_i ;]h[[c[dj je j^[ YedjhWho* JWh[dj i^Wbb X[ [dj_jb[Z je* ed X[^Wb\ e\ j^[ JWhj_[i* Yedjheb WdZ b[WZ Wbb Yecckd_YWj_edi WdZ ijhWj[]o h[bWj_d] je Wdo fheY[ii m_j^ Wdo Ael[hdc[djWb ?dj_jo m^_Y^ h[bWj[ je j^[ NhWdiWYj_ed9 fhel_Z[Z j^[ JWh[dj i^Wbb Yedikbj

27 m_j^* WdZ Yedi_Z[h _d ]eeZ \W_j^ j^[ l_[mi e\* j^[ =ecfWdo m_j^ h[if[Yj je Wdo ikY^ Yecckd_YWj_edi WdZ ijhWj[]o, (c) Cd \khj^[hWdY[ e\ WdZ dej _d b_c_jWj_ed e\ fWhW]hWf^ (W)8 (i) JWh[dj WdZ <ko[h i^Wbb* WdZ i^Wbb YWki[ j^[_h h[if[Yj_l[ ;\\_b_Wj[i je ki[ j^[_h h[WiedWXb[ X[ij [\\ehji je jWa[* eh YWki[ je X[ jWa[d* Wbb WYj_edi WdZ Ze* eh YWki[ je X[ Zed[* Wbb j^_d]i d[Y[iiWho* fhef[h eh WZl_iWXb[ je YedikccWj[ WdZ cWa[ [\\[Yj_l[ j^[ NhWdiWYj_edi fh_eh je j^[ ?dZ >Wj[* _dYbkZ_d] jWa_d] Wbb ikY^ \khj^[h WYj_ed Wi cWo X[ d[Y[iiWho je h[iebl[ ikY^ eX`[Yj_edi* _\ Wdo* Wi Wdo Ael[hdc[djWb ?dj_jo eh J[hied cWo Wii[hj kdZ[h Wdo FWm (_dYbkZ_d] ;dj_jhkij FWmi) m_j^ h[if[Yj je j^[ NhWdiWYj_edi* WdZ je Wle_Z eh [b_c_dWj[ [WY^ WdZ [l[ho _cf[Z_c[dj kdZ[h Wdo FWm (_dYbkZ_d] ;dj_jhkij FWmi) j^Wj cWo X[ Wii[hj[Z Xo Wdo Ael[hdc[djWb ?dj_jo eh J[hied m_j^ h[if[Yj je j^[ NhWdiWYj_edi* _dYbkZ_d] (;) b_j_]Wj_d]* Z[\[dZ_d] eh ej^[hm_i[ Yedj[ij_d] Wdo bWmik_ji eh ej^[h b[]Wb fheY[[Z_d]i* m^[j^[h `kZ_Y_Wb eh WZc_d_ijhWj_l[* je fh[l[dj j^[ [djho e\ Wd ehZ[h Xo Wdo Ael[hdc[dj ;kj^eh_jo fh[b_c_dWh_bo eh f[hcWd[djbo [d`e_d_d] j^[ YedikccWj_ed eh feij+=bei_d] _dj[]hWj_ed e\ j^[ NhWdiWYj_ed* WdZ (<) jWa_d] eh W]h[[_d] je jWa[ Wdo WYj_ed* eh h[\hW_d_d] eh W]h[[_d] je h[\hW_d \hec jWa_d] Wdo WYj_ed* eh e\\[h* d[]ej_Wj[* WYY[fj* f[hc_j* X[Yec[ ikX`[Yj je eh ik\\[h je [n_ij Wdo WYj_ed* h[ijh_Yj_ed* YedZ_j_ed* b_c_jWj_ed* kdZ[hijWdZ_d]* Yedi[dj Z[Yh[[* ^ebZ i[fWhWj[ ehZ[h eh ej^[h WhhWd][c[dj* _dYbkZ_d] j^ei[ j^Wj mekbZ h[WiedWXbo X[ [nf[Yj[Z je8 (/) h[gk_h[ j^[ iWb[* b_Y[di[* Wii_]dc[dj* jhWdi\[h eh Z_l[ij_jkh[ e\ Wdo Xki_d[ii eh Wii[ji e\ Wdo e\ =ecfWdo* JWh[dj eh <ko[h* eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i9 eh (0) b_c_j* _cfW_h* Wbj[h* Y^Wd][ eh h[ijh_Yj =ecfWdoui* JWh[djui eh <ko[hui (eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i) \h[[Zec e\ WYj_ed eh Yecc[hY_Wb fhWYj_Y[i m_j^ h[if[Yj je* eh _ji eh j^[_h WX_b_jo je h[jW_d* j^[_h h[if[Yj_l[ Xki_d[ii[i eh Wdo fehj_ed j^[h[e\ ([WY^ e\ YbWki[i (/) WdZ (0) WXel[* W rRestrictions)9 provided j^Wj* (/) m_j^ekj j^[ fh_eh mh_jj[d Yedi[dj e\ JWh[dj* ded[ e\ =ecfWdo eh Wdo e\ j^[ =ecfWdo MkXi_Z_Wh_[i i^Wbb W]h[[ je Wdo L[ijh_Yj_ed* (0) j^Wj Wdo L[ijh_Yj_ed cWo* Wj j^[ Z_iYh[j_ed e\ JWh[dj* X[ YedZ_j_ed[Z kfed YedikccWj_ed e\ j^[ NhWdiWYj_ed* (1) j^[ =ecfWdo i^Wbb X[ h[gk_h[Z je X[Yec[ ikX`[Yj je* eh Yedi[dj eh W]h[[ je eh ej^[hm_i[ jWa[ Wdo e\ j^[ \eh[]e_d] WYj_edi _\ JWh[dj h[gk[iji =ecfWdo je jWa[ ikY^ WYj_ed ie bed] Wi ikY^ WYj_ed _i YedZ_j_ed[Z ed j^[ =bei_d]* (2) JWh[dj i^Wbb dej X[ eXb_]Wj[Z je W]h[[ je Wdo L[ijh_Yj_ed _\ ikY^ L[ijh_Yj_ed mekbZ h[WiedWXbo X[ [nf[Yj[Z je ^Wl[ W cWj[h_Wb WZl[hi[ _cfWYj ed JWh[dj* <ko[h WdZ j^[_h h[if[Yj_l[ ;\\_b_Wj[i* jWa[d Wi W m^eb[* eh j^[ X[d[\_ji eh iod[h]_[i j^Wj JWh[dj [nf[Yji je h[Wb_p[ \hec j^[ NhWdiWYj_ed* WdZ (3) dej^_d] i^Wbb h[gk_h[ <ko[h eh JWh[dj je _d_j_Wj[ Wd Wff[Wb e\ Wdo \_dWb IhZ[h ed j^[ c[h_ji9 _j X[_d] kdZ[hijeeZ j^Wj JWh[dj eh <ko[h cWo (C) [d]W][ _d Z_iYkii_edi eh d[]ej_Wj_edi m_j^ Wdo Wffb_YWXb[ Ael[hdc[djWb ?dj_jo h[]WhZ_d] j^[ h[gk_h[c[dj* iYef[ eh j[hci e\ ikY^ Z_l[ij_jkh[ eh ej^[h L[ijh_Yj_ed* eh (CC) [d]W][ _d b_j_]Wj_ed (_dYbkZ_d] Wdo Wff[Wbi) m_j^ Wdo Ael[hdc[djWb ?dj_jo h[bWj_d] je j^[ cWjj[hi Yedj[cfbWj[Z Xo j^_i M[Yj_ed 4,09 fhel_Z[Z* j^Wj _d [n[hY_i_d] j^[ \eh[]e_d] h_]^ji _d YbWki[i (C) WdZ (CC) WXel[* JWh[dj WdZ <ko[h i^Wbb WYj h[WiedWXbo WdZ Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ WdZ _d W cWdd[h j^Wj mekbZ dej h[WiedWXbo X[ [nf[Yj[Z je Z[bWo j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed X[oedZ j^[ ?dZ >Wj[* WdZ* fh_eh je jWa_d] ikY^ WYj_ed* Yedikbj m_j^ =ecfWdo, (ii) Cd de [l[dj i^Wbb =ecfWdo* JWh[dj* <ko[h eh j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i X[ h[gk_h[Z je fhefei[* Yecc_j je eh [\\[Yj Wdo L[ijh_Yj_ed m_j^ h[if[Yj je _ji Xki_d[ii eh

3. ef[hWj_edi* kdb[ii j^[ [\\[Yj_l[d[ii e\ ikY^ W]h[[c[dj eh WYj_ed _i YedZ_j_ed[Z kfed j^[ ?\\[Yj_l[ N_c[, (d) MkX`[Yj je j^[ j[hci e\ M[Yj_ed 4,/1 WdZ [nY[fj Wi ej^[hm_i[ [nfh[iibo i[j \ehj^ ^[h[_d eh _d j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[* JWh[dj* <ko[h WdZ =ecfWdo i^Wbb Yeef[hWj[ m_j^ [WY^ ej^[h WdZ ki[* WdZ i^Wbb YWki[ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i je ki[ j^[_h h[if[Yj_l[ h[WiedWXb[ X[ij [\\ehji je YWki[ Wbb dej_Y[i je X[ ]_l[d je* WdZ Wbb Yedi[dji je X[ eXjW_d[Z \hec* Wbb J[hiedi h[gk_h[Z fkhikWdj je Wdo cWj[h_Wb =edjhWYj je m^_Y^ ikY^ JWhjo _i W fWhjo _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed* eh Wdo ej^[h =edjhWYj \eh m^_Y^ Yedi[dj _i h[WiedWXbo d[Y[iiWho* fhef[h eh WZl_iWXb[ je YedikccWj[ j^[ NhWdiWYj_ed WdZ j^[ ej^[h JWhjo h[gk[iji ikY^ JWhjo je eXjW_d* Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[9 fhel_Z[Z* ^em[l[h* j^Wj ded[ e\ JWh[dj* <ko[h* =ecfWdo deh Wdo e\ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i i^Wbb ^Wl[ Wdo eXb_]Wj_ed je (_) Wc[dZ eh ceZ_\o Wdo =edjhWYj \eh j^[ fkhfei[ e\ eXjW_d_d] ikY^ W Yedi[dj* (__) fWo Wdo Yedi_Z[hWj_ed je eh cWa[ Wdo WYYecceZWj_ed \eh Wdo J[hied \eh j^[ fkhfei[ e\ eXjW_d_d] ikY^ W Yedi[dj* (___) fWo Wdo Yeiji WdZ [nf[di[i e\ Wdo J[hied h[ikbj_d] \hec j^[ fheY[ii e\ eXjW_d_d] ikY^ W Yedi[dj eh (_l) Yecc[dY[ Wdo JheY[[Z_d] je eXjW_d ikY^ W Yedi[dj* WdZ ded[ e\ JWh[dj* <ko[h eh =ecfWdo i^Wbb* m_j^ekj j^[ fh_eh mh_jj[d Yedi[dj e\ =ecfWdo* _d j^[ YWi[ e\ JWh[dj WdZ <ko[h* WdZ JWh[dj* _d j^[ YWi[ e\ =ecfWdo* jWa[ Wdo ikY^ WYj_ed _\ _j mekbZ X[ Yecc[hY_Wbbo kdh[WiedWXb[ je Ze ie, (e) Odb[ii j^[ =ecfWdo ej^[hm_i[ Yedi[dji _d mh_j_d]* JWh[dj WdZ <ko[h m_bb dej* WdZ m_bb YWki[ j^[_h h[if[Yj_l[ ;\\_b_Wj[i dej je* (n) WYgk_h[ eh W]h[[ je WYgk_h[ Xo c[h]_d] eh Yedieb_ZWj_d] m_j^* Xo fkhY^Wi_d] W fehj_ed e\ j^[ Wii[ji e\ eh [gk_jo _d* eh Xo WYgk_h_d] _d Wdo ej^[h cWdd[h* Wdo Xki_d[ii e\ Wdo J[hied (eh ej^[h Xki_d[ii eh]Wd_pWj_ed eh Z_l_i_ed j^[h[e\) _\ ikY^ Xki_d[ii _i W b_j^_kc Xki_d[ii eh (o) [dj[h _dje Wdo Yecc[hY_Wb jhWdiWYj_ed eh WhhWd][c[dj* je j^[ [nj[dj j^Wj Wdo ikY^ Xki_d[ii WYgk_i_j_ed* jhWdiWYj_ed eh WhhWd][c[dj fkhikWdj je (n) eh (o) mekbZ h[WiedWXbo X[ [nf[Yj[Z je fh[l[dj eh cWj[h_Wbbo Z[bWo j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed, @eh j^[ Wle_ZWdY[ e\ ZekXj* dej^_d] _d j^_i M[Yj_ed 4,0([) i^Wbb h[ijh_Yj JWh[djui* <ko[hui eh j^[_h ;\\_b_Wj[iu WX_b_jo je WYgk_h[ eh W]h[[ je WYgk_h[ Xo c[h]_d] eh Yedieb_ZWj_d] m_j^* Xo fkhY^Wi_d] W fehj_ed e\ j^[ Wii[ji e\ eh [gk_jo _d* eh Xo WYgk_h_d] _d Wdo ej^[h cWdd[h* Wdo [nfbehWj_ed WdZ-eh Z[l[befc[dj YecfWdo eh fhe`[Yj m^_Y^ Ze[i dej ][d[hWj[ h[l[dk[ \hec fheZkYj_ed WYj_l_j_[i, Section 6.3 JWh[dj WdZ <ko[h, JWh[dj i^Wbb YWki[ <ko[h je fWo Wbb Wcekdji Zk[ fkhikWdj je j^_i ;]h[[c[dj* WdZ f[h\ehc Wbb e\ _ji ej^[h eXb_]Wj_edi ^[h[kdZ[h* _d [WY^ YWi[ _d WYYehZWdY[ m_j^ j^[ j[hci ^[h[e\, Section 6.4 JkXb_Y_jo, Ne j^[ [nj[dj f[hc_jj[Z Xo Wffb_YWXb[ FWm WdZ ikX`[Yj je j^[ _cc[Z_Wj[bo \ebbem_d] i[dj[dY[* JWh[dj WdZ =ecfWdo i^Wbb Yedikbj m_j^ [WY^ ej^[h WdZ Yedi_Z[h* _d ]eeZ \W_j^* j^[ Yecc[dji e\ j^[ ej^[h X[\eh[* Z_h[Yjbo eh _dZ_h[Yjbo* _iik_d] eh YWki_d] j^[ fkXb_YWj_ed e\ Wdo fh[ii h[b[Wi[ eh cWa_d] Wdo ej^[h fkXb_Y WddekdY[c[dj eh fkXb_Y Yecckd_YWj_ed m_j^ h[if[Yj je j^[ NhWdiWYj_ed WdZ* kdb[ii ikY^ JWhjo Z[j[hc_d[i* W\j[h YedikbjWj_ed m_j^ ekji_Z[ Yekdi[b* j^Wj _j _i h[gk_h[Z Xo Wffb_YWXb[ FWm eh Xo Wdo b_ij_d] W]h[[c[dj m_j^* eh j^[ b_ij_d] hkb[i e\* W dWj_edWb i[Ykh_j_[i [nY^Wd][ eh jhWZ_d] cWha[j je _iik[ eh YWki[ j^[ fkXb_YWj_ed e\ ikY^ fh[ii h[b[Wi[ eh cWa[ ikY^ ej^[h WddekdY[c[dj eh Yecckd_YWj_ed* i^Wbb dej jWa[ Wdo ikY^ WYj_ed m_j^ekj j^[ fh_eh mh_jj[d Yedi[dj e\ j^[ ej^[h JWhjo, Hejm_j^ijWdZ_d] j^[ \eh[]e_d]* d[_j^[h JWh[dj deh =ecfWdo m_bb X[ h[gk_h[Z je Yedikbj m_j^ eh eXjW_d j^[ Yedi[dj e\ j^[ ej^[h JWhjo m_j^ h[if[Yj je Wdo ikY^ fh[ii h[b[Wi[* fkXb_Y WddekdY[c[dj eh ej^[h fkXb_Y Yecckd_YWj_ed (W) _\ j^[ =ecfWdo <eWhZ e\ >_h[Yjehi ^Wi [\\[Yj[Z W =ecfWdo =^Wd][ e\ L[Yecc[dZWj_ed _d WYYehZWdY[ m_j^ M[Yj_ed 3,0([) WdZ ikY^ h[b[Wi[* WddekdY[c[dj eh Yecckd_YWj_ed

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33 Wdo e\ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i _\ ikY^ Yecckd_YWj_edi h[bWj[ je j^[ NhWdiWYj_ed WdZ m_bb fhel_Z[ j^[ ej^[h JWhjo m_j^ W h[WiedWXb[ effehjkd_jo je h[l_[m WdZ Yecc[dj ed ikY^ Yecckd_YWj_edi fh_eh je Z_ijh_Xkj_ed, (j) Hej^_d] _d j^_i ;]h[[c[dj i^Wbb Yed\[h kfed Wdo =edj_dk_d] ?cfbeo[[ Wdo h_]^j je Yedj_dk[ _d j^[ [cfbeo eh i[hl_Y[ e\ j^[ JWhj_[i eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i* eh i^Wbb _dj[h\[h[ m_j^ eh h[ijh_Yj _d Wdo mWo j^[ h_]^ji e\ j^[ JWhj_[i eh Wdo e\ j^[_h h[if[Yj_l[ ;\\_b_Wj[i* m^_Y^ h_]^ji Wh[ ^[h[Xo [nfh[iibo h[i[hl[Z* je Z_iY^Wh][ eh j[hc_dWj[ j^[ i[hl_Y[i e\ Wdo =edj_dk_d] ?cfbeo[[ eh Wdo ej^[h J[hied Wj Wdo j_c[ \eh Wdo h[Wied m^Wjie[l[h* m_j^ eh m_j^ekj YWki[* [nY[fj je j^[ [nj[dj [nfh[iibo fhel_Z[Z ej^[hm_i[ _d W mh_jj[d W]h[[c[dj X[jm[[d Wdo e\ j^[ JWhj_[i eh j^[_h h[if[Yj_l[ ;\\_b_Wj[i WdZ j^[ =edj_dk_d] ?cfbeo[[9 Wdo i[l[hWdY[* X[d[\_j eh ej^[h Wffb_YWXb[ fbWd eh fhe]hWc Yel[h_d] ikY^ =edj_dk_d] ?cfbeo[[9 eh Wffb_YWXb[ FWm, (k) Hej^_d] _d j^_i ;]h[[c[dj i^Wbb (_) X[ jh[Wj[Z Wi Wd Wc[dZc[dj* ceZ_\_YWj_ed eh Yh[Wj_ed e\ Wdo [cfbeo[[ X[d[\_j fbWd* fhe]hWc* feb_Yo* fhWYj_Y[* W]h[[c[dj eh WhhWd][c[dj* _dYbkZ_d] e\ Wdo =ecfWdo <[d[\_j JbWd* (__) Yh[Wj[ Wdo h_]^j eh X[d[\_j _d Wdo J[hied* ej^[h j^Wd j^[ JWhj_[i je j^_i ;]h[[c[dj* (___) ]kWhWdj[[ [cfbeoc[dj e\ Wdo [cfbeo[[ \eh Wdo f[h_eZ e\ j_c[ W\j[h j^[ ?\\[Yj_l[ N_c[ eh fh[YbkZ[ j^[ WX_b_jo e\ <ko[h eh Wdo JWh[dj Ahekf =ecfWdo (_dYbkZ_d]* \eh j^[ Wle_ZWdY[ e\ ZekXj* =ecfWdo WdZ [WY^ e\ _ji MkXi_Z_Wh_[i) je j[hc_dWj[ j^[ [cfbeoc[dj e\ Wdo [cfbeo[[ eh (_l) Yh[Wj[ W X_dZ_d] [cfbeoc[dj W]h[[c[dj m_j^ Wdo [cfbeo[[, Section 6.7 NWa[el[h MjWjkj[i, C\ Wdo NWa[el[h MjWjkj[ Wffb_YWXb[ je j^_i ;]h[[c[dj eh j^[ NhWdiWYj_ed* =ecfWdo* JWh[dj* <ko[h WdZ j^[_h h[if[Yj_l[ XeWhZi e\ Z_h[Yjehi* _d h[WiedWXb[ YedikbjWj_ed m_j^ j^[ ej^[h JWhj_[i WdZ m_j^ ikY^ h[WiedWXb[ Wii_ijWdY[ Wi cWo X[ h[gk_h[Z \hec j^[ ej^[h JWhj_[i WdZ j^[ ej^[h JWhj_[iu <eWhZi e\ >_h[Yjehi* i^Wbb jWa[ ikY^ WYj_edi Wi Wh[ h[WiedWXbo d[Y[iiWho ie j^Wj j^[ NhWdiWYj_ed cWo X[ YedikccWj[Z Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ ed j^[ j[hci e\ j^_i ;]h[[c[dj (Xkj d[_j^[h =ecfWdo* JWh[dj* <ko[h deh j^[_h h[if[Yj_l[ XeWhZi e\ Z_h[Yjehi m_bb X[ h[gk_h[Z je jWa[ Wdo WYj_ed j^Wj mekbZ* eh mekbZ X[ h[WiedWXbo b_a[bo je* YedjhWl[d[ Wdo Wffb_YWXb[ FWm), Section 6.8 Lkb[ /4X+1, Jh_eh je j^[ ?\\[Yj_l[ N_c[* =ecfWdo i^Wbb* jWa[ Wbb ikY^ ij[fi Wi cWo X[ h[WiedWXbo d[Y[iiWho eh WZl_iWXb[ ^[h[je je YWki[ Wdo Z_ifei_j_edi e\ [gk_jo i[Ykh_j_[i (_dYbkZ_d] Z[h_lWj_l[ i[Ykh_j_[i) e\ =ecfWdo _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj WdZ j^[ NhWdiWYj_ed Xo [WY^ _dZ_l_ZkWb m^e _i W Z_h[Yjeh eh e\\_Y[h e\ =ecfWdo ikX`[Yj je j^[ h[fehj_d] h[gk_h[c[dji e\ M[Yj_ed /4(W) e\ j^[ ?nY^Wd][ ;Yj m_j^ h[if[Yj je =ecfWdo je X[ [n[cfj kdZ[h Lkb[ /4X+1 fheckb]Wj[Z kdZ[h j^[ ?nY^Wd][ ;Yj, Section 6.9 NhWdiWYj_ed F_j_]Wj_ed9 Hej_Y[i, =ecfWdo i^Wbb fhecfjbo dej_\o JWh[dj WdZ <ko[h e\ Wdo i^Wh[^ebZ[h Z[cWdZi* b_j_]Wj_edi* WhX_jhWj_edi eh ej^[h i_c_bWh JheY[[Z_d]i (_dYbkZ_d] Z[h_lWj_l[ YbW_ci) Yecc[dY[Z W]W_dij _j* Wdo e\ _ji MkXi_Z_Wh_[i eh _ji eh j^[_h h[if[Yj_l[ Z_h[Yjehi eh e\\_Y[hi* _d [WY^ YWi[ Xo Wdo i^Wh[^ebZ[h e\ =ecfWdo* Wi Wffb_YWXb[* h[bWj_d] je j^_i ;]h[[c[dj eh Wdo e\ j^[ NhWdiWYj_ed (Yebb[Yj_l[bo* j^[ rTransaction Litigations) WdZ i^Wbb a[[f JWh[dj WdZ <ko[h h[WiedWXbo _d\ehc[Z h[]WhZ_d] Wdo NhWdiWYj_ed F_j_]Wj_ed, JWh[dj WdZ <ko[h i^Wbb* Wj JWh[djui eh <ko[hui [nf[di[* ^Wl[ j^[ h_]^j je fWhj_Y_fWj[ _d* Xkj dej Yedjheb* j^[ Z[\[di[ e\ Wdo NhWdiWYj_ed F_j_]Wj_ed Xhek]^j W]W_dij =ecfWdo* Wdo e\ _ji MkXi_Z_Wh_[i eh _ji eh j^[_h Z_h[Yjehi eh e\\_Y[hi WdZ =ecfWdo i^Wbb jWa[ _dje Yedi_Z[hWj_ed Wbb e\ JWh[djui WdZ <ko[hui h[WiedWXb[ Yecc[dji eh h[gk[iji m_j^ h[if[Yj je ikY^ NhWdiWYj_ed F_j_]Wj_ed, Jh_eh je j^[ ?\\[Yj_l[ N_c[* d[_j^[h =ecfWdo deh Wdo =ecfWdo MkXi_Z_Who i^Wbb i[jjb[* e\\[h je i[jjb[ eh ej^[hm_i[ f[hc_j eh fWhj_Y_fWj[ _d* Z_h[Yjbo eh _dZ_h[Yjbo* j^[ i[jjb[c[dj eh e\\[h eh i[jjb[c[dj e\ Wdo ikY^ NhWdiWYj_ed F_j_]Wj_ed m_j^ekj j^[ fh_eh mh_jj[d Yedi[dj e\ JWh[dj* ikY^ Yedi[dj

34 dej je X[ kdh[WiedWXbo m_j^^[bZ* YedZ_j_ed[Z eh Z[bWo[Z, Cd j^[ [l[dj* WdZ je j^[ [nj[dj e\* Wdo Yed\b_Yj eh el[hbWf X[jm[[d j^[ fhel_i_edi e\ j^_i M[Yj_ed 4,7 WdZ M[Yj_ed 3,/* j^[ fhel_i_edi e\ j^_i M[Yj_ed 4,7 i^Wbb Yedjheb, Section 6.10 MjeYa ?nY^Wd][ >[b_ij_d]9 >[h[]_ijhWj_ed, Jh_eh je j^[ ?\\[Yj_l[ N_c[* [WY^ e\ =ecfWdo* JWh[dj WdZ <ko[h W]h[[i je Yeef[hWj[ m_j^ j^[ ej^[h JWhjo _d jWa_d]* eh YWki_d] je X[ jWa[d* Wbb WYj_edi d[Y[iiWho* fhef[h eh WZl_iWXb[ je8 (a) Z[b_ij j^[ =ecfWdo M^Wh[i \hec HSM? WdZ j[hc_dWj[ _ji h[]_ijhWj_ed kdZ[h j^[ ?nY^Wd][ ;Yj Wi fhecfjbo Wi fhWYj_YWXb[ W\j[h j^[ ?\\[Yj_l[ N_c[9 WdZ (b) ikif[dZ gkejWj_ed e\ j^[ =>Ci ed ;MR _cc[Z_Wj[bo fh_eh je j^[ ?\\[Yj_l[ N_c[, ;i ieed Wi fhWYj_YWXb[ W\j[h j^[ ?\\[Yj_l[ N_c[* j^[ =ecfWdo m_bb Wffbo je j^[ ;MR je Z[b_ij j^[ =ecfWdo WdZ \eh h[leYWj_ed e\ j^[ WffhelWb e\ j^[ =>Ci WdZ Z_ijh_Xkj_ed e\ j^[ =edi_Z[hWj_ed h[Y[_l[Z Xo j^[ =>C >[fei_jWho Hec_d[[ _d WYYehZWdY[ m_j^ j^[ ;MR M[jjb[c[dj If[hWj_d] Lkb[i, Section 6.11 Cdj[]hWj_ed JbWdd_d], Q_j^ekj b_c_j_d] M[Yj_ed 3,/ ^[h[_d WdZ ikX`[Yj je M[Yj_ed 4,/(W) WdZ M[Yj_ed 4,/([)* X[jm[[d j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ j_c[* _\ Wdo* Wj m^_Y^ j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/* [nY[fj Wi cWo X[ h[gk_h[Z Xo Wffb_YWXb[ FWm (_dYbkZ_d] ;dj_jhkij FWmi)* (W) kfed j^[ h[WiedWXb[ WZlWdY[ mh_jj[d h[gk[ij e\ JWh[dj eh <ko[h je =ecfWdo* =ecfWdo i^Wbb* WdZ i^Wbb YWki[ _ji MkXi_Z_Wh_[i je* h[WiedWXbo Yeef[hWj[ m_j^ JWh[dj* <ko[h WdZ j^[_h h[if[Yj_l[ MkXi_Z_Wh_[i je \WY_b_jWj[ JWh[djui _dj[]hWj_ed fbWdd_d] WdZ (X) m_j^ekj b_c_j_d] j^[ ][d[hWb_jo e\ j^[ \eh[]e_d] YbWki[ (W)* =ecfWdo i^Wbb ki[ Yecc[hY_Wbbo h[WiedWXb[ [\\ehji je YWki[ j^[ L[fh[i[djWj_l[i e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i je jWa[ h[WiedWXb[ WYj_edi WdZ h[WiedWXbo Wii_ij JWh[dj WdZ <ko[h m_j^ h[if[Yj je JWh[djui _dj[]hWj_ed fbWdd_d], Hejm_j^ijWdZ_d] j^[ \eh[]e_d]* =ecfWdo WdZ _ji MkXi_Z_Wh_[i i^Wbb dej X[ h[gk_h[Z je jWa[ Wdo WYj_ed j^Wj mekbZ8 (;) kdh[WiedWXbo Z_ihkfj j^[ ef[hWj_edi e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i* (<) YWki[ W cWj[h_Wb l_ebWj_ed e\ Wdo W]h[[c[dj je m^_Y^ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i _i W fWhjo* eh (=) =ecfWdo X[b_[l[i _d ]eeZ \W_j^* W\j[h Yedikbj_d] m_j^ ekji_Z[ Yekdi[b WdZ jWa_d] _dje WYYekdj m^[j^[h fh_l_b[][ YWddej X[ fhej[Yj[Z Xo =ecfWdo eh _ji MkXi_Z_Wh_[i j^hek]^ [n[hY_i[ e\ _ji h[WiedWXb[ [\\ehji (ikY^ Wi h[ZWYj_ed e\ Y[hjW_d _d\ehcWj_ed)* h[WiedWXbo X[ [nf[Yj[Z je YWki[ W h_ia e\ W beii e\ fh_l_b[][ je =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i eh mekbZ Yedij_jkj[ W l_ebWj_ed e\ Wdo Wffb_YWXb[ FWm, Section 6.12 @_dWdY_d] =eef[hWj_ed, >kh_d] j^[ f[h_eZ \hec j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ j_c[* _\ Wdo* Wj m^_Y^ j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/* j^[ JWhj_[i i^Wbb Yeef[hWj[ _d ]eeZ \W_j^ je ckjkWbbo Z[j[hc_d[ WdZ ki[ j^[_h h[if[Yj_l[ Yecc[hY_Wbbo h[WiedWXb[ [\\ehji je _cfb[c[dj* Wj JWh[djui Yeij WdZ [nf[di[* Wdo d[Y[iiWho* Wffhefh_Wj[ eh Z[i_hWXb[ WYj_edi WdZ WhhWd][c[dji _d Wdj_Y_fWj_ed e\ j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed h[]WhZ_d] =ecfWdoui WdZ _ji MkXi_Z_Wh_[iu CdZ[Xj[Zd[ii WdZ Wbb Yh[Z_j W]h[[c[dji (_dYbkZ_d] j^[ =ecfWdo =h[Z_j ;]h[[c[dj)* _dZ[djkh[i (_dYbkZ_d] j^[ CdZ[djkh[)* dej[i (_dYbkZ_d] j^[ =edl[hj_Xb[ Hej[i) eh ej^[h ZeYkc[dji eh _dijhkc[dji ]el[hd_d] eh h[bWj_d] je ikY^ CdZ[Xj[Zd[ii* _dYbkZ_d] WhhWd][c[dji Xo mWo e\ Wc[dZc[dji* Yedi[dji* e\\[hi je [nY^Wd][* Yedl[hi_ed* e\\[hi je fkhY^Wi[* h[Z[cfj_ed* fWoe\\* d[m \_dWdY_d] eh ej^[hm_i[* WdZ m_j^ h[if[Yj je h[\_dWdY_d]* h[jW_d_d]* h[fWo_d] eh j[hc_dWj_d] =ecfWdoui eh _ji MkXi_Z_Wh_[iu CdZ[Xj[Zd[ii WdZ j^[ Yh[Z_j W]h[[c[dji* _dZ[djkh[i* dej[i eh ej^[h ZeYkc[dji ]el[hd_d] eh h[bWj_d] je ikY^ CdZ[Xj[Zd[ii (_dYbkZ_d]* _\ WdZ Wi Wffb_YWXb[* j^[ Z[b_l[ho e\ Wbb h[gk_h[Z dej_Y[i WdZ jWa_d] e\ Wbb YkijecWho WYj_edi h[WiedWXbo d[Y[iiWho je \WY_b_jWj[ j^[ j[hc_dWj_ed e\ Yecc_jc[dji kdZ[h* j^[ h[fWoc[dj _d \kbb e\ WdZ j^[ h[b[Wi[ e\ Wdo F_[d* _\ Wdo* _d [WY^ YWi[ Wj j^[ ?\\[Yj_l[ N_c[), N^[ \eh[]e_d] dejm_j^ijWdZ_d]* dej^_d] _d j^_i M[Yj_ed 4,/0 i^Wbb h[gk_h[ j^[ =ecfWdo eh Wdo e\ _ji

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36 (d) <ko[h WYademb[Z][i WdZ W]h[[i j^Wj _j ckij dej Z[ZkYj \hec j^[ =edi_Z[hWj_ed eh fWo je j^[ ;kijhWb_Wd =ecc_ii_ed[h e\ NWnWj_ed Wdo Wcekdji kdZ[h M[Yj_ed 4,/1(Y) m_j^ h[if[Yj je W =ecfWdo M^Wh[^ebZ[h m^[h[ _j ^Wi h[Y[_l[Z Wd [dj_jo Z[YbWhWj_ed \hec j^[ =ecfWdo M^Wh[^ebZ[h Wj b[Wij 3 <ki_d[ii >Woi fh_eh je j^[ =bei_d] >Wj[ (r?dj_jo >[YbWhWj_eds) WdZ8 (i) j^[ [dj_jo Z[YbWhWj_ed _i cWZ[ _d WYYehZWdY[ m_j^ j^[ h[gk_h[c[dji _d i[Yj_ed /2+003 e\ MkXZ_l_i_ed /2+> WdZ Wffb_[i je W f[h_eZ j^Wj _dYbkZ[i j^[ =bei_d] >Wj[9 WdZ (ii) <ko[h Ze[i dej adem j^Wj j^[ ?dj_jo >[YbWhWj_ed _i \Wbi[, (e) =ecfWdo W]h[[i j^Wj j^[ <ko[h cWo WffheWY^ j^[ ;kijhWb_Wd NWnWj_ed I\\_Y[ (rATOs) je eXjW_d YbWh_\_YWj_ed Wi je j^[ Wffb_YWj_ed e\ MkXZ_l_i_ed /2+> je j^[ NhWdiWYj_ed WdZ m_bb fhel_Z[ Wbb _d\ehcWj_ed WdZ Wii_ijWdY[ j^Wj <ko[h h[WiedWXbo h[gk_h[i _d cWa_d] j^Wj WffheWY^, <ko[h W]h[[i8 (i) je fhel_Z[ =ecfWdo W h[WiedWXb[ effehjkd_jo je h[l_[m j^[ \ehc WdZ Yedj[dj e\ Wbb cWj[h_Wbi je X[ fhel_Z[Z je j^[ ;NI* je jWa[ _dje WYYekdj =ecfWdoui h[WiedWXb[ Yecc[dji ed j^ei[ ZeYkc[dji WdZ ceh[ ][d[hWbbo _d h[bWj_ed je j^[ <ko[hui [d]W][c[dj m_j^ j^[ ;NI _d Yedd[Yj_ed m_j^ j^[ Wffb_YWj_ed e\ MkXZ_l_i_ed /2+> je j^[ NhWdiWYj_ed9 WdZ (ii) dej je YedjWYj Wdo =ecfWdo M^Wh[^ebZ[hi _d Yedd[Yj_ed m_j^ j^[ Wffb_YWj_ed e\ MkXZ_l_i_ed /2+> je j^[ NhWdiWYj_ed m_j^ekj =ecfWdoui fh_eh mh_jj[d Yedi[dj, (f) C\ <ko[h \ehci j^[ l_[m j^Wj Wd ?dj_jo >[YbWhWj_ed _j ^Wi h[Y[_l[Z _i \Wbi[ WdZ <ko[h ^Wi h[Y[_l[Z j^[ ?dj_jo >[YbWhWj_ed ceh[ j^Wd 1. <ki_d[ii >Woi X[\eh[ j^[ =bei_d] >Wj[* <ko[h W]h[[i j^Wj _j i^Wbb dej fWo Wdo Wcekdji je j^[ ;NI _d h[if[Yj e\ j^Wj =ecfWdo M^Wh[^ebZ[h kdj_b _j ^Wi8 (i) fhel_Z[Z _d\ehcWj_ed kfed m^_Y^ _j h[b_[Z je \ehc j^Wj l_[m je j^[ =ecfWdo M^Wh[^ebZ[h m^e ^Wi fhel_Z[Z j^Wj ?dj_jo >[YbWhWj_ed de b[ii j^Wd 0. <ki_d[ii >Woi X[\eh[ j^[ =bei_d] >Wj[9 (ii) fhel_Z[Z j^[ =ecfWdo M^Wh[^ebZ[h Xo dej_Y[ _d mh_j_d] j^[ effehjkd_jo je h[l_[m j^[ _d\ehcWj_ed fhel_Z[Z je _j WdZ h[ifedZ m_j^ j^[_h l_[mi de b[ii j^Wd /. <ki_d[ii >Woi X[\eh[ j^[ =bei_d] >Wj[9 WdZ (iii) h[l_[m[Z Wdo h[ifedi[ \hec j^[ =ecfWdo M^Wh[^ebZ[h WdZ* W\j[h ^Wl_d] h[Yedi_Z[h[Z _ji l_[m* ij_bb X[ e\ j^[ l_[m j^Wj _j ^Wi ademb[Z][ j^Wj j^[ ?dj_jo >[YbWhWj_ed _j ^Wi h[Y[_l[Z _i \Wbi[, (g) C\ <ko[h Z[j[hc_d[i (WYj_d] h[WiedWXbo) j^Wj _j ckij fWo Wd Wcekdj je j^[ ;kijhWb_Wd =ecc_ii_ed[h e\ NWnWj_ed kdZ[h MkXZ_l_i_ed /2+> _d h[bWj_ed je j^[ WYgk_i_j_ed e\ Wdo =ecfWdo M^Wh[i \hec Wdo =ecfWdo M^Wh[^ebZ[h (rWithholding Amounts)* <ko[h m_bb (ikX`[Yj je M[Yj_ed 4,/2(Z) WdZ M[Yj_ed 4,/2(\))8 (i) Z[j[hc_d[ j^[ Q_j^^ebZ_d] ;cekdj je X[ fW_Z je j^[ ;kijhWb_Wd =ecc_ii_ed[h e\ NWnWj_ed _d h[if[Yj e\ j^[ WYgk_i_j_ed e\ j^[ =ecfWdo M^Wh[i \hec ikY^ =ecfWdo M^Wh[^ebZ[h9 (ii) dej_\o =ecfWdo e\ j^[ Q_j^^ebZ_d] ;cekdj _d h[if[Yj e\ j^[ WYgk_i_j_ed e\ j^[ =ecfWdo M^Wh[i \hec ikY^ =ecfWdo M^Wh[^ebZ[h9

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4. [cfbeo[[i Wi <ko[h cWo h[WiedWXbo h[gk[ij (_dYbkZ_d] \eh j^[ fkhfei[i e\ fh[fWh_d] j^[ I\\[h >eYkc[dj WdZ Wdo Wc[dZc[dji eh ikffb[c[dji je [_j^[h j^[ I\\[h >eYkc[dj) WdZ je Ze ie _d W j_c[bo cWdd[h, N^[ =ecfWdo i^Wbb h[l_[m WdZ fhel_Z[ Yecc[dji (_\ Wdo) _d W h[WiedWXbo j_c[bo cWdd[h ed Wbb ikY^ ZeYkc[djWj_ed ikXc_jj[Z je _j, (d) C\ j^[ NhWdiWYj_ed _i _cfb[c[dj[Z Xo mWo e\ Wd I\\[h fkhikWdj je WdZ _d WYYehZWdY[ m_j^ M[Yj_ed 4,/3(W)8 (i) j^[ WYY[fjWdY[ YedZ_j_ed je j^[ I\\[h i^Wbb X[ i[j Wj 53% (eh ikY^ b[ii[h f[hY[djW][ Wi j^[ =ecfWdo WdZ <ko[h cWo W]h[[) e\ j^[ =ecfWdo IhZ_dWho M^Wh[i je m^_Y^ j^[ I\\[h h[bWj[i9 (ii) <ko[h i^Wbb [dikh[ j^Wj* kdb[ii j^[ JWhj_[i W]h[[ ej^[hm_i[ _d mh_j_d]* j^[ edbo YedZ_j_edi e\ j^[ I\\[h i^Wbb X[ j^ei[ i[j ekj _d ;hj_Yb[ PCC (j^[ rConditionss* WdZ rConditions c[Wdi Wdo ed[ e\ j^[ =edZ_j_edi) (m_j^ (_) j^[ YedZ_j_ed i[j \ehj^ _d M[Yj_ed 5,/(W) WdZ M[Yj_ed 5,/(X) h[fbWY[Z m_j^ j^[ WYY[fjWdY[ YedZ_j_ed if[Y_\_[Z _d M[Yj_ed 4,/3(Z)(_) WdZ (__) Wdo ej^[h WZZ_j_edi* Z[b[j_edi* ceZ_\_YWj_edi eh Wc[dZc[dji je ikY^ YedZ_j_edi Wi j^[ JWhj_[i W]h[[ Wh[ h[WiedWXbo d[Y[iiWho eh Z[i_hWXb[ Wi W h[ikbj e\ W im_jY^ \hec j^[ MY^[c[ e\ ;hhWd][c[dj je j^[ I\\[h)9 (iii) <ko[h i^Wbb a[[f j^[ =ecfWdo h[WiedWXbo _d\ehc[Z* ed W h[]kbWh XWi_i WdZ _d Wdo [l[dj Wi fhecfjbo Wi h[WiedWXbo fhWYj_YWXb[ \ebbem_d] W h[gk[ij Xo j^[ =ecfWdo eh _ji L[fh[i[djWj_l[i* e\ j^[ dkcX[h e\ =ecfWdo M^Wh[^ebZ[hi j^Wj ^Wl[ lWb_Zbo h[jkhd[Z j^[_h WYY[fjWdY[ eh m_j^ZhWmWb \ehci eh _dYehh[Yjbo Yecfb[j[Z j^[_h WYY[fjWdY[ eh m_j^ZhWmWb \ehci WdZ j^[ _Z[dj_jo e\ ikY^ i^Wh[^ebZ[hi9 WdZ (iv) [nY[fj m^[h[ j^[ =ecfWdo <eWhZ ^Wi [\\[Yj[Z W =ecfWdo =^Wd][ e\ L[Yecc[dZWj_ed fkhikWdj je WdZ _d WYYehZWdY[ m_j^ M[Yj_ed 3,0([)(_l)* (_) j^[ =ecfWdo <eWhZ i^Wbb Zkbo WdZ lWb_Zbo WZefj W h[iebkj_ed Z[YbWh_d] j^Wj j^[ =ecfWdo <eWhZ ^Wi h[iebl[Z j^Wj _j m_bb h[Yecc[dZ j^Wj j^[ =ecfWdo M^Wh[^ebZ[hi WYY[fj j^[ I\\[h WdZ ikY^ h[Yecc[dZWj_ed i^Wbb X[ Z[[c[Z je X[ j^[ =ecfWdo <eWhZ L[Yecc[dZWj_ed9 (__) j^[ =ecfWdo W]h[[i j^Wj j^[ =ecfWdo <eWhZ L[Yecc[dZWj_ed i^Wbb X[ _dYbkZ[Z _d j^[ I\\[h >eYkc[dj9 WdZ (___) d[_j^[h j^[ =ecfWdo <eWhZ e\ >_h[Yjehi deh Wdo Yecc_jj[[ j^[h[e\ i^Wbb m_j^^ebZ* m_j^ZhWm eh ceZ_\o _d W cWdd[h WZl[hi[ je <ko[h j^[ =ecfWdo <eWhZ L[Yecc[dZWj_ed, ARTICLE VII CONDITIONS Section 7.1 =edZ_j_edi je j^[ IXb_]Wj_edi e\ ?WY^ JWhjo, N^[ eXb_]Wj_ed e\ [WY^ JWhjo je YedikccWj[ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj _i ikX`[Yj je j^[ iWj_i\WYj_ed eh* je j^[ [nj[dj f[hc_jj[Z Xo Wffb_YWXb[ FWm* mW_l[h _d mh_j_d] Xo [WY^ JWhjo* Wj eh fh_eh je =bei_d]* e\ j^[ \ebbem_d] YedZ_j_edi8 (a) j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb i^Wbb ^Wl[ X[[d eXjW_d[Z Wj j^[ MY^[c[ G[[j_d] WdZ j^[ =ecfWdo AG9 (b) j^[ MY^[c[ e\ ;hhWd][c[dj i^Wbb ^Wl[ X[[d iWdYj_ed[Z Xo j^[ =ekhj m_j^ eh m_j^ekj ceZ_\_YWj_ed (Xkj ikX`[Yj je Wdo ded+de minimis ceZ_\_YWj_ed X[_d] WYY[fjWXb[ je =ecfWdo WdZ

4/ <ko[h WYj_d] h[WiedWXbo WdZ _d ]eeZ \W_j^) WdZ W Yefo e\ j^[ =ekhj IhZ[h i^Wbb ^Wl[ X[[d Z[b_l[h[Z je j^[ L[]_ijhWh e\ =ecfWd_[i _d D[hi[o9 (c) de Ael[hdc[djWb ?dj_jo e\ W Yecf[j[dj `kh_iZ_Yj_ed i^Wbb ^Wl[ _iik[Z Wdo IhZ[h eh ej^[h WYj_ed j^Wj _i _d [\\[Yj (m^[j^[h j[cfehWho* fh[b_c_dWho eh f[hcWd[dj) h[ijhW_d_d]* [d`e_d_d] eh ej^[hm_i[ fhe^_X_j_d] j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed WdZ de Wffb_YWXb[ FWm i^Wbb ^Wl[ X[[d WZefj[Z j^Wj cWa[i YedikccWj_ed e\ j^[ NhWdiWYj_ed _bb[]Wb eh ej^[hm_i[ fhe^_X_j[Z (_j X[_d] kdZ[hijeeZ j^Wj _\ Wdo ikY^ FWm Wh_i[i ekj e\ eh h[bWj[i je ;dj_jhkij FWmi eh Cdl[ijc[dj MYh[[d_d] FWmi* j^[ fh[i[dY[ e\ ikY^ FWm m_bb edbo X[ W \W_bkh[ je c[[j W YedZ_j_ed kdZ[h j^_i M[Yj_ed 5,/(Y) je j^[ [nj[dj _j mekbZ Yedij_jkj[ W GWj[h_Wb L[ijhW_dj)9 WdZ (d) Wbb Yedi[dji h[gk_h[Z (eh* Wi j^[ YWi[ cWo X[* Yed\_hcWj_ed \hec j^[ h[b[lWdj Wkj^eh_jo j^Wj _j Ze[i dej Yedi_Z[h _ji Yedi[dj mekbZ X[ h[gk_h[Z) kdZ[h j^[ ;dj_jhkij FWmi WdZ Cdl[ijc[dj MYh[[d_d] FWmi e\ j^[ `kh_iZ_Yj_edi i[j \ehj^ ed ?n^_X_j ; i^Wbb ^Wl[ X[[d eXjW_d[Z eh Wdo Wffb_YWXb[ mW_j_d] f[h_eZ (WdZ Wdo [nj[di_edi j^[h[e\) j^[h[kdZ[h i^Wbb ^Wl[ [nf_h[Z eh X[[d j[hc_dWj[Z9 Section 7.2 =edZ_j_edi je j^[ IXb_]Wj_edi e\ JWh[dj WdZ <ko[h, N^[ eXb_]Wj_ed e\ [WY^ e\ JWh[dj WdZ <ko[h je YedikccWj[ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj _i ikX`[Yj je j^[ iWj_i\WYj_ed eh* je j^[ [nj[dj f[hc_jj[Z Xo Wffb_YWXb[ FWm* mW_l[h _d mh_j_d] Xo [WY^ e\ j^[ JWh[dj WdZ j^[ <ko[h* Wj eh fh_eh je =bei_d]* e\ j^[ \ebbem_d] YedZ_j_edi8 (a) (_) j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i e\ =ecfWdo i[j \ehj^ _d M[Yj_ed 1,0(W)* (Y)* (Z) WdZ ([) (_d [WY^ YWi[ ieb[bo m_j^ h[if[Yj je =ecfWdo)* i^Wbb X[ jhk[ WdZ Yehh[Yj _d Wbb h[if[Yji* [nY[fj \eh de minimis _dWYYkhWY_[i* Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ Wi e\ j^[ =bei_d] >Wj[ Wi _\ cWZ[ ed [WY^ ikY^ ZWj[ ([nY[fj je j^[ [nj[dj j^Wj Wdo ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo [nfh[iibo if[Wai Wi e\ Wd [Whb_[h ZWj[* _d m^_Y^ YWi[ ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo i^Wbb X[ jhk[ WdZ Yehh[Yj _d Wbb h[if[Yji* [nY[fj \eh de minimis _dWYYkhWY_[i* edbo Wi e\ ikY^ [Whb_[h ZWj[)* (__) j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i e\ =ecfWdo i[j \ehj^ _d j^[ @kdZWc[djWb L[fh[i[djWj_edi ([nY[fj \eh j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i e\ =ecfWdo i[j \ehj^ _d M[Yj_ed 1,0(W) (Y)* (Z) WdZ ([) (_d [WY^ YWi[ ieb[bo m_j^ h[if[Yj je =ecfWdo)) i^Wbb X[ jhk[ WdZ Yehh[Yj _d Wbb cWj[h_Wb h[if[Yji Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ Wi e\ j^[ =bei_d] >Wj[ Wi _\ cWZ[ ed [WY^ ikY^ ZWj[ ([nY[fj je j^[ [nj[dj j^Wj Wdo ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo [nfh[iibo if[Wai Wi e\ Wd [Whb_[h ZWj[* _d m^_Y^ YWi[ ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo i^Wbb X[ jhk[ WdZ Yehh[Yj _d Wbb cWj[h_Wb h[if[Yji edbo Wi e\ ikY^ [Whb_[h ZWj[)* WdZ (___) j^[ ej^[h h[fh[i[djWj_edi WdZ mWhhWdj_[i e\ =ecfWdo i[j \ehj^ _d ;hj_Yb[ CCC e\ j^_i ;]h[[c[dj i^Wbb X[ jhk[ WdZ Yehh[Yj Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ Wi e\ j^[ =bei_d] >Wj[ Wi _\ cWZ[ ed [WY^ ikY^ ZWj[ ([nY[fj je j^[ [nj[dj j^Wj Wdo ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo [nfh[iibo if[Wai Wi e\ Wd [Whb_[h ZWj[* _d m^_Y^ YWi[ ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo i^Wbb X[ jhk[ WdZ Yehh[Yj edbo Wi e\ ikY^ [Whb_[h ZWj[)* [nY[fj _d [WY^ YWi[ m^[h[ j^[ \W_bkh[ e\ ikY^ h[fh[i[djWj_edi WdZ mWhhWdj_[i je X[ ie jhk[ WdZ Yehh[Yj (Z_ih[]WhZ_d] Wbb gkWb_\_YWj_edi eh b_c_jWj_edi Wi je rcWj[h_Wb_jo*s r=ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yjs eh mehZi e\ i_c_bWh _cfehj) mekbZ dej* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* ^Wl[ W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj9 (b) =ecfWdo i^Wbb ^Wl[ f[h\ehc[Z eh Yecfb_[Z _d Wbb cWj[h_Wb h[if[Yji m_j^ Wbb eXb_]Wj_edi h[gk_h[Z je X[ f[h\ehc[Z eh Yecfb_[Z m_j^ Xo _j kdZ[h j^_i ;]h[[c[dj Wj eh fh_eh je j^[ =bei_d]9 (c) i_dY[ j^[ ZWj[ e\ j^_i ;]h[[c[dj* j^[h[ i^Wbb dej ^Wl[ eYYkhh[Z WdZ X[ Yedj_dk_d] Wdo =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj9 WdZ

40 (d) JWh[dj WdZ <ko[h i^Wbb ^Wl[ h[Y[_l[Z Wj j^[ =bei_d] W Y[hj_\_YWj[ i_]d[Z ed X[^Wb\ e\ =ecfWdo Xo Wd [n[Ykj_l[ e\\_Y[h e\ =ecfWdo Y[hj_\o_d] j^Wj j^[ YedZ_j_edi i[j \ehj^ _d M[Yj_ed 5,0(W)* M[Yj_ed 5,0(X) WdZ M[Yj_ed 5,0(Y) ^Wl[ X[[d iWj_i\_[Z, Section 7.3 =edZ_j_edi je j^[ IXb_]Wj_edi e\ =ecfWdo, N^[ eXb_]Wj_ed e\ j^[ =ecfWdo je YedikccWj[ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj _i ikX`[Yj je j^[ iWj_i\WYj_ed eh* je j^[ [nj[dj f[hc_jj[Z Xo Wffb_YWXb[ FWm* mW_l[h _d mh_j_d] Xo j^[ =ecfWdo* Wj eh fh_eh je =bei_d]* e\ j^[ \ebbem_d] YedZ_j_edi8 (a) (_) j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i e\ JWh[dj WdZ <ko[h i[j \ehj^ _d j^[ @kdZWc[djWb L[fh[i[djWj_edi i^Wbb X[ jhk[ WdZ Yehh[Yj _d Wbb cWj[h_Wb h[if[Yji ed j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ j^[ =bei_d] >Wj[ Wi _\ cWZ[ ed [WY^ ikY^ ZWj[ ([nY[fj je j^[ [nj[dj j^Wj Wdo ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo [nfh[iibo if[Wai Wi e\ Wd [Whb_[h ZWj[* _d m^_Y^ YWi[ ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo i^Wbb X[ jhk[ WdZ Yehh[Yj _d Wbb cWj[h_Wb h[if[Yji edbo Wi e\ ikY^ [Whb_[h ZWj[)* WdZ (__) j^[ ej^[h h[fh[i[djWj_edi WdZ mWhhWdj_[i e\ j^[ JWh[dj WdZ <ko[h i[j \ehj^ _d ;hj_Yb[ CP e\ j^_i ;]h[[c[dj i^Wbb X[ jhk[ WdZ Yehh[Yj ed j^[ ZWj[ e\ j^_i ;]h[[c[dj WdZ j^[ =bei_d] >Wj[ Wi _\ cWZ[ ed [WY^ ikY^ ZWj[ ([nY[fj je j^[ [nj[dj j^Wj Wdo ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo [nfh[iibo if[Wai Wi e\ Wd [Whb_[h ZWj[* _d m^_Y^ YWi[ ikY^ h[fh[i[djWj_ed WdZ mWhhWdjo i^Wbb X[ jhk[ WdZ Yehh[Yj edbo Wi e\ ikY^ [Whb_[h ZWj[)* [nY[fj m^[h[ j^[ \W_bkh[ e\ ikY^ h[fh[i[djWj_edi WdZ mWhhWdj_[i je X[ ie jhk[ WdZ Yehh[Yj (Z_ih[]WhZ_d] Wbb gkWb_\_YWj_edi eh b_c_jWj_edi Wi je rcWj[h_Wb_jos eh mehZi e\ i_c_bWh _cfehj) mekbZ dej* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* fhe^_X_j* fh[l[dj eh cWj[h_Wbbo Z[bWo j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed eh j^[ WX_b_jo e\ JWh[dj WdZ <ko[h je \kbbo f[h\ehc j^[_h h[if[Yj_l[ Yel[dWdji WdZ eXb_]Wj_edi fkhikWdj je j^_i ;]h[[c[dj9 (b) JWh[dj WdZ <ko[h i^Wbb ^Wl[ f[h\ehc[Z eh Yecfb_[Z _d Wbb cWj[h_Wb h[if[Yji m_j^ Wbb eXb_]Wj_edi h[gk_h[Z je X[ f[h\ehc[Z eh Yecfb_[Z m_j^ Xo _j kdZ[h j^_i ;]h[[c[dj Wj eh fh_eh je j^[ =bei_d]9 WdZ (c) =ecfWdo i^Wbb ^Wl[ h[Y[_l[Z Wj j^[ =bei_d] W Y[hj_\_YWj[ i_]d[Z ed X[^Wb\ e\ JWh[dj Xo Wd [n[Ykj_l[ e\\_Y[h e\ JWh[dj Y[hj_\o_d] j^Wj j^[ YedZ_j_edi i[j \ehj^ _d M[Yj_ed 5,1(W) WdZ M[Yj_ed 5,1(X) ^Wl[ X[[d iWj_i\_[Z, Section 7.4 @hkijhWj_ed e\ =bei_d] =edZ_j_edi, Hed[ e\ j^[ JWhj_[i cWo h[bo* [_j^[h Wi W XWi_i \eh dej YedikccWj_d] j^[ NhWdiWYj_ed eh \eh j[hc_dWj_d] j^_i ;]h[[c[dj* ed j^[ \W_bkh[ e\ Wdo YedZ_j_ed i[j \ehj^ _d M[Yj_ed 5,/* M[Yj_ed 5,0 eh M[Yj_ed 5,1* Wi j^[ YWi[ cWo X[* je X[ iWj_i\_[Z _\ ikY^ JWhjoui Xh[WY^ _d Wdo cWj[h_Wb h[if[Yj e\ Wdo h[fh[i[djWj_ed* mWhhWdjo* Yel[dWdj eh W]h[[c[dj i[j \ehj^ _d j^_i ;]h[[c[dj mWi j^[ fh_dY_fWb YWki[ e\ ikY^ \W_bkh[, ARTICLE VIII TERMINATION Section 8.1 N[hc_dWj_ed, N^_i ;]h[[c[dj cWo X[ j[hc_dWj[Z WdZ j^[ MY^[c[ WdZ j^[ NhWdiWYj_ed cWo X[ WXWdZed[Z Wj Wdo j_c[ fh_eh je j^[ ?\\[Yj_l[ N_c[ WdZ ([nY[fj _d j^[ YWi[ e\ M[Yj_ed 6,/(Y)(__)* M[Yj_ed 6,/(Y)(___) WdZ M[Yj_ed 6,/([)) m^[j^[h X[\eh[ eh W\j[h j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb ^Wi X[[d eXjW_d[Z8 (a) Xo ckjkWb mh_jj[d Yedi[dj e\ =ecfWdo WdZ JWh[dj9 (b) Xo JWh[dj (fhel_Z[Z j^Wj d[_j^[h JWh[dj deh <ko[h _i j^[d _d Xh[WY^ e\ Wdo h[fh[i[djWj_ed* mWhhWdjo* Yel[dWdj eh ej^[h W]h[[c[dj YedjW_d[Z _d j^_i ;]h[[c[dj m^_Y^ Xh[WY^ mekbZ ]_l[

41 h_i[ je j^[ \W_bkh[ e\ Wdo =edZ_j_ed _d M[Yj_ed 5,1(W) eh M[Yj_ed 5,1(X))* _\ =ecfWdo i^Wbb ^Wl[ Xh[WY^[Z eh \W_b[Z je f[h\ehc Wdo e\ _ji h[fh[i[djWj_edi* mWhhWdj_[i* Yel[dWdji eh ej^[h W]h[[c[dji YedjW_d[Z _d j^_i ;]h[[c[dj* m^_Y^ Xh[WY^ eh \W_bkh[ je f[h\ehc (;) mekbZ ]_l[ h_i[ je j^[ \W_bkh[ e\ Wdo =edZ_j_ed _d M[Yj_ed 5,0(W) eh M[Yj_ed 5,0(X) WdZ (<) _i [_j^[h _dYWfWXb[ e\ X[_d] Ykh[Z eh _i dej Ykh[Z Xo j^[ [Whb_[h e\ (n) j^[ ?dZ >Wj[ WdZ (o) 1. ZWoi \ebbem_d] mh_jj[d dej_Y[ Xo JWh[dj j^[h[e\9 (c) (i) Xo =ecfWdo (fhel_Z[Z j^Wj =ecfWdo _i dej j^[d _d Xh[WY^ e\ Wdo h[fh[i[djWj_ed* mWhhWdjo* Yel[dWdj eh ej^[h W]h[[c[dj YedjW_d[Z _d j^_i ;]h[[c[dj m^_Y^ Xh[WY^ mekbZ ]_l[ h_i[ je j^[ \W_bkh[ e\ Wdo =edZ_j_ed _d M[Yj_ed 5,0(W) eh M[Yj_ed 5,0(X))* _\ <ko[h i^Wbb ^Wl[ Xh[WY^[Z eh \W_b[Z je f[h\ehc Wdo e\ _ji h[fh[i[djWj_edi* mWhhWdj_[i* Yel[dWdji eh ej^[h W]h[[c[dji YedjW_d[Z _d j^_i ;]h[[c[dj* m^_Y^ Xh[WY^ eh \W_bkh[ je f[h\ehc (;) mekbZ ]_l[ h_i[ je j^[ \W_bkh[ e\ Wdo =edZ_j_ed _d M[Yj_ed 5,1(W) eh M[Yj_ed 5,1(X) WdZ (<) _i [_j^[h _dYWfWXb[ e\ X[_d] Ykh[Z eh _i dej Ykh[Z Xo j^[ [Whb_[h e\ (n) j^[ ?dZ >Wj[ WdZ (o) 1. ZWoi \ebbem_d] mh_jj[d dej_Y[ Xo =ecfWdo j^[h[e\9 (ii) Xo =ecfWdo* fh_eh je j^[ h[Y[_fj e\ j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb* _\ j^[h[ ^Wi eYYkhh[Z W =ecfWdo =^Wd][ e\ L[Yecc[dZWj_ed fkhikWdj je M[Yj_ed 3,0([)(_l)9 fhel_Z[Z j^Wj fh_eh je eh YedYkhh[djbo m_j^ ikY^ j[hc_dWj_ed =ecfWdo fWoi eh YWki[i je X[ fW_Z je JWh[dj j^[ =ecfWdo N[hc_dWj_ed @[[9 eh (iii) Xo =ecfWdo* fh_eh je j^[ h[Y[_fj e\ j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb* _\ j^[h[ ^Wi eYYkhh[Z W =ecfWdo =^Wd][ e\ L[Yecc[dZWj_ed _d h[ifedi[ je W =ecfWdo Cdj[hl[d_d] ?l[dj fkhikWdj je M[Yj_ed 3,0([)(l)* fhel_Z[Z j^Wj fh_eh je eh YedYkhh[djbo m_j^ ikY^ j[hc_dWj_ed =ecfWdo fWoi eh YWki[i je X[ fW_Z je JWh[dj j^[ =ecfWdo N[hc_dWj_ed @[[, (d) Xo [_j^[h =ecfWdo eh JWh[dj* _\ j^[ ?\\[Yj_l[ N_c[ i^Wbb dej ^Wl[ eYYkhh[Z Xo 38.. f,c, ?Wij[hd N_c[* ed j^[ ?dZ >Wj[9 fhel_Z[Z j^Wj j^[ ?dZ >Wj[ i^Wbb X[ WkjecWj_YWbbo [nj[dZ[Z _d jme j^h[[ (1) cedj^ _dYh[c[dji kdj_b de bWj[h j^Wd ;fh_b 7* 0.04 _\ (n) j^[ =edZ_j_edi i[j \ehj^ _d M[Yj_ed 5,/(Y) WdZ M[Yj_ed 5,/(Z) i^Wbb dej ^Wl[ X[[d iWj_i\_[Z Wi e\ j^[ Ybei[ e\ Xki_d[ii ed j^[ <ki_d[ii >Wo _cc[Z_Wj[bo fh_eh je j^[ j^[d+Ykhh[dj ?dZ >Wj[ eh (o) j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb ^Wi X[[d eXjW_d[Z Xkj (_) de Yekhj ZWj[ \eh j^[ =ekhj ^[Wh_d] je eXjW_d j^[ =ekhj IhZ[h _i WlW_bWXb[ Xo j^[ j^[d+Ykhh[dj ?dZ >Wj[* (__) =ecfWdo ^Wi dej iek]^j j^[ iWdYj_ed e\ j^[ MY^[c[ e\ ;hhWd][c[dj Xo j^[ =ekhj eh (___) =ecfWdo ^Wi dej Z[b_l[h[Z j^[ =ekhj IhZ[h je j^[ L[]_ijhWh e\ =ecfWd_[i _d D[hi[o je cWa[ j^[ MY^[c[ e\ ;hhWd][c[dj [\\[Yj_l[ Xo j^[ j^[d+ Ykhh[dj ?dZ >Wj[9 WdZ fhel_Z[Z \khj^[h j^Wj j^[ h_]^j je j[hc_dWj[ j^_i ;]h[[c[dj fkhikWdj je j^_i M[Yj_ed 6,/(Z) i^Wbb dej X[ WlW_bWXb[ je Wdo JWhjo m^ei[ cWj[h_Wb Xh[WY^ e\ Wdo h[fh[i[djWj_ed* mWhhWdjo* Yel[dWdj eh W]h[[c[dj i[j \ehj^ _d j^_i ;]h[[c[dj ^Wi X[[d j^[ fh_dY_fWb YWki[ e\ j^[ ?\\[Yj_l[ N_c[ dej eYYkhh_d] fh_eh je j^[ ?dZ >Wj[9 (e) Xo JWh[dj* fh_eh je j^[ h[Y[_fj e\ j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb* _\ (_) j^[h[ ^Wi eYYkhh[Z W =ecfWdo =^Wd][ e\ L[Yecc[dZWj_ed eh (__) Wd _dj[dj_edWb WdZ cWj[h_Wb Xh[WY^ e\ j^[ \_hij i[dj[dY[ e\ M[Yj_ed 3,1(W)(n_n) Xo =ecfWdo i^Wbb ^Wl[ eYYkhh[Z9 (f) Xo [_j^[h JWh[dj eh =ecfWdo _\ (_) Wdo Ael[hdc[djWb ?dj_jo e\ Yecf[j[dj `kh_iZ_Yj_ed i^Wbb ^Wl[ _iik[Z W \_dWb WdZ ded+Wff[WbWXb[ IhZ[h j^Wj _i _d [\\[Yj WdZ f[hcWd[djbo h[ijhW_di* [d`e_di

42 eh ej^[hm_i[ fhe^_X_ji j^[ YedikccWj_ed e\ j^[ MY^[c[ eh (__) Wdo Ael[hdc[djWb ?dj_jo ^Wl_d] `kh_iZ_Yj_ed el[h W JWhjo i^Wbb ^Wl[ WZefj[Z W FWm j^Wj _i _d [\\[Yj j^Wj f[hcWd[djbo cWa[i _bb[]Wb eh ej^[hm_i[ f[hcWd[djbo fhe^_X_ji j^[ YedikccWj_ed e\ j^[ MY^[c[ (fhel_Z[Z j^Wj _\ Wdo ikY^ FWm Wh_i[i ekj e\ eh h[bWj[i je ;dj_jhkij FWmi eh Cdl[ijc[dj MYh[[d_d] FWmi* ikY^ FWm m_bb edbo h[ikbj _d W h_]^j je j[hc_dWj[ j^_i ;]h[[c[dj fkhikWdj je j^_i M[Yj_ed 6,/(\)(__) je j^[ [nj[dj _j mekbZ Yedij_jkj[ W rGWj[h_Wb L[ijhW_djs9 fhel_Z[Z* \khj^[h* j^Wj* \eh YbWh_jo* dejm_j^ijWdZ_d] Wdoj^_d] je j^[ YedjhWho _d j^[ Z[\_d_j_ed e\ GWj[h_Wb L[ijhW_dj* ikY^ FWm ckij f[hcWd[djbo fhe^_X_j eh f[hcWd[djbo cWa[ _bb[]Wb j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed eh j^[ MY^[c[)9 fhel_Z[Z j^Wj j^[ h_]^j je j[hc_dWj[ j^_i ;]h[[c[dj fkhikWdj je j^_i M[Yj_ed 6,/(\) i^Wbb dej X[ WlW_bWXb[ je Wdo JWhjo m^ei[ cWj[h_Wb Xh[WY^ e\ Wdo h[fh[i[djWj_ed* mWhhWdjo* Yel[dWdj eh W]h[[c[dj i[j \ehj^ _d j^_i ;]h[[c[dj ^Wi X[[d j^[ fh_dY_fWb YWki[ e\ ikY^ IhZ[h eh FWm9 (g) Xo [_j^[h JWh[dj eh =ecfWdo* _\ j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb i^Wbb dej ^Wl[ X[[d eXjW_d[Z Wj j^[ MY^[c[ G[[j_d] eh Wj Wdo WZ`ekhdc[dj eh feijfed[c[dj j^[h[e\* _d [WY^ YWi[ Wj m^_Y^ W lej[ ed ikY^ WffhelWb mWi jWa[d9 eh (h) Xo [_j^[h =ecfWdo eh JWh[dj* _\ j^[ =ekhj (eh Wdo Yecf[j[dj Yekhj e\ Wff[Wb j^[h[\hec) Z[\_d_j_l[bo Z[Yb_d[i eh h[\ki[i je cWa[ Wdo ehZ[hi Z_h[Yj_d] =ecfWdo je Yedl[d[ j^[ MY^[c[ G[[j_d] eh W\\_hcWj_l[bo Z[\_d_j_l[bo Z[Yb_d[i eh h[\ki[i je Wffhel[ j^[ MY^[c[9 fhel_Z[Z j^Wj j^[ h_]^j je j[hc_dWj[ j^_i ;]h[[c[dj fkhikWdj je j^_i M[Yj_ed 6,/(Y)(_) i^Wbb dej X[ WlW_bWXb[* (_) _d j^[ [l[dj JWh[dj WdZ <ko[h W]h[[ _d mh_j_d] je _cfb[c[dj j^[ NhWdiWYj_ed Xo mWo e\ j^[ I\\[h9 eh (__) je Wdo JWhjo m^ei[ cWj[h_Wb Xh[WY^ e\ Wdo h[fh[i[djWj_ed* mWhhWdjo* Yel[dWdj eh W]h[[c[dj i[j \ehj^ _d j^_i ;]h[[c[dj ^Wi X[[d j^[ fh_dY_fWb YWki[ e\ ikY^ Z[Yb_dWj_ed eh h[\kiWb, Section 8.2 ?\\[Yj e\ N[hc_dWj_ed, (a) Cd j^[ [l[dj j^_i ;]h[[c[dj _i j[hc_dWj[Z fkhikWdj je M[Yj_ed 6,/* mh_jj[d dej_Y[ j^[h[e\ i^Wbb X[ ]_l[d je j^[ ej^[h JWhj_[i* if[Y_\o_d] j^[ fhel_i_edi ^[h[e\ fkhikWdj je m^_Y^ ikY^ j[hc_dWj_ed _i cWZ[ WdZ j^[ XWi_i j^[h[\eh Z[iYh_X[Z _d h[WiedWXb[ Z[jW_b* WdZ* [nY[fj Wi i[j \ehj^ _d j^_i M[Yj_ed 6,0 WdZ Wi i[j \ehj^ _d M[Yj_ed 7,0* j^_i ;]h[[c[dj i^Wbb X[Yec[ le_Z WdZ e\ de [\\[Yj m_j^ de b_WX_b_jo ed j^[ fWhj e\ Wdo JWhjo (eh e\ Wdo e\ _ji h[if[Yj_l[ L[fh[i[djWj_l[i)9 fhel_Z[Z j^Wj de ikY^ j[hc_dWj_ed i^Wbb h[b_[l[ =ecfWdo \hec Wdo eXb_]Wj_ed je fWo* _\ Wffb_YWXb[* j^[ =ecfWdo N[hc_dWj_ed @[[ fkhikWdj je M[Yj_ed 6,0(X)9 fhel_Z[Z \khj^[h j^Wj de ikY^ j[hc_dWj_ed i^Wbb h[b_[l[ eh ej^[hm_i[ W\\[Yj j^[ b_WX_b_jo e\ Wdo JWhjo \eh \hWkZ eh Wdo Cdj[dj_edWb <h[WY^ e\ j^_i ;]h[[c[dj Xo ikY^ JWhjo fh_eh je j[hc_dWj_ed (m^_Y^ j^[ JWhj_[i WYademb[Z][ WdZ W]h[[ i^Wbb dej X[ b_c_j[Z je h[_cXkhi[c[dj e\ [nf[di[i eh ekj+e\+feYa[j Yeiji* WdZ i^Wbb _dYbkZ[ >WcW][i XWi[Z ed j^[ X[d[\_j e\ j^[ XWh]W_d beij Xo W fWhjoui i^Wh[^ebZ[hi* m^_Y^ i^Wbb X[ Z[[c[Z _d ikY^ [l[dj je X[ >WcW][i e\ ikY^ fWhjo), (b) C\ j^_i ;]h[[c[dj _i j[hc_dWj[Z (n) Xo JWh[dj fkhikWdj je M[Yj_ed 6,/([) eh (o) Xo =ecfWdo fkhikWdj je M[Yj_ed 6,/(Y)(__) eh M[Yj_ed 6,/(Y)(___)* j^[d =ecfWdo i^Wbb* m_j^_d jme <ki_d[ii >Woi W\j[h ikY^ j[hc_dWj_ed _d j^[ YWi[ e\ YbWki[ (n) WXel[ eh fh_eh je eh YedYkhh[djbo m_j^ ikY^ j[hc_dWj_ed _d j^[ YWi[ e\ YbWki[ (o) WXel[* fWo <ko[h W \[[ [gkWb je $0..*...*... (j^[ rCompany Termination Fees), Cd WZZ_j_ed* _\ (_) j^_i ;]h[[c[dj _i j[hc_dWj[Z (;) Xo =ecfWdo eh JWh[dj fkhikWdj je M[Yj_ed 6,/(Z) eh M[Yj_ed 6,/(^) eh (<) Xo JWh[dj fkhikWdj je M[Yj_ed 6,/(X) _d h[if[Yj e\ Wd _dj[dj_edWb WdZ cWj[h_Wb Xh[WY^* (__) fh_eh je ikY^ j[hc_dWj_ed

43 h[\[hh[Z je _d YbWki[ (_) e\ j^_i i[dj[dY[* Xkj W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj* W bona fide =ecfWdo =ecf[j_d] JhefeiWb i^Wbb ^Wl[ X[[d fkXb_Ybo cWZ[ je =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i* i^Wbb ^Wl[ X[[d cWZ[ Z_h[Yjbo je j^[ =ecfWdo M^Wh[^ebZ[hi ][d[hWbbo eh i^Wbb ^Wl[ ej^[hm_i[ X[Yec[ fkXb_Y eh Wdo J[hied i^Wbb ^Wl[ fkXb_Ybo WddekdY[Z Wd _dj[dj_ed (m^[j^[h eh dej YedZ_j_edWb) je cWa[ W bona fide =ecfWdo =ecf[j_d] JhefeiWb eh* _d j^[ YWi[ e\ j[hc_dWj_ed Xo JWh[dj fkhikWdj je M[Yj_ed 6,/(X)* W =ecfWdo =ecf[j_d] JhefeiWb i^Wbb ^Wl[ X[[d cWZ[ fkXb_Ybo eh fh_lWj[bo je j^[ =ecfWdo <eWhZ e\ >_h[Yjehi* WdZ (___) m_j^_d /0 cedj^i W\j[h j^[ ZWj[ e\ W j[hc_dWj_ed _d [_j^[h e\ j^[ YWi[i h[\[hh[Z je _d YbWki[i (_)(;) WdZ (_)(<) e\ j^_i i[dj[dY[ e\ M[Yj_ed 6,0(X)* =ecfWdo YedikccWj[i W =ecfWdo =ecf[j_d] JhefeiWb eh [dj[hi _dje W Z[\_d_j_l[ W]h[[c[dj fhel_Z_d] \eh W =ecfWdo =ecf[j_d] JhefeiWb* j^[d =ecfWdo i^Wbb fWo j^[ =ecfWdo N[hc_dWj_ed @[[ YedYkhh[djbo m_j^ j^[ [Whb_[h e\ ikY^ [djho eh YedikccWj_ed9 fhel_Z[Z j^Wj ieb[bo \eh fkhfei[i e\ j^[ i[YedZ i[dj[dY[ e\ j^_i M[Yj_ed 6,0(Z)* j^[ j[hc r=ecfWdo =ecf[j_d] JhefeiWbs i^Wbb ^Wl[ j^[ c[Wd_d] Wii_]d[Z je ikY^ j[hc _d M[Yj_ed 7,/3* [nY[fj j^Wj j^[ h[\[h[dY[i je r0.% eh ceh[s i^Wbb X[ Z[[c[Z je X[ h[\[h[dY[i je rceh[ j^Wd 3.%s, Cd de [l[dj i^Wbb =ecfWdo X[ h[gk_h[Z je fWo j^[ =ecfWdo N[hc_dWj_ed @[[ ed ceh[ j^Wd ed[ eYYWi_ed, (c) ?WY^ JWhjo WYademb[Z][i j^Wj j^[ W]h[[c[dji YedjW_d[Z _d j^_i M[Yj_ed 6,0 Wh[ Wd _dj[]hWb fWhj e\ j^[ NhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj* WdZ j^Wj* m_j^ekj j^[i[ W]h[[c[dji* de JWhjo mekbZ ^Wl[ [dj[h[Z _dje j^_i ;]h[[c[dj, ;YYehZ_d]bo* _\ =ecfWdo \W_bi je fWo m^[d Zk[ j^[ =ecfWdo N[hc_dWj_ed @[[* _\ Wdo (Wdo ikY^ Wcekdj* W rPayments)* WdZ* _d ehZ[h je eXjW_d ikY^ JWoc[dj* JWh[dj [dj_jb[Z je h[Y[_l[ ikY^ JWoc[dj Yecc[dY[i W ik_j m^_Y^ h[ikbji _d W `kZ]c[dj W]W_dij =ecfWdo \eh j^[ =ecfWdo N[hc_dWj_ed @[[* eh Wdo fehj_ed j^[h[e\* =ecfWdo i^Wbb fWo je JWh[dj _ji Yeiji WdZ [nf[di[i (_dYbkZ_d] Wjjehd[oiu \[[i) _d Yedd[Yj_ed m_j^ ikY^ ik_j* je][j^[h m_j^ _dj[h[ij ed j^[ Wcekdj e\ j^[ JWoc[dj Wj j^[ fh_c[ hWj[ e\ =_j_XWda* H,;,_d [\\[Yj ed j^[ ZWj[ ikY^ JWoc[dj mWi h[gk_h[Z je X[ fW_Z \hec ikY^ ZWj[ j^hek]^ j^[ ZWj[ e\ \kbb fWoc[dj j^[h[e\, (d) MkX`[Yj je j^[ h[cW_dZ[h e\ j^_i M[Yj_ed 6,0(Z) WdZ m_j^ekj b_c_j_d] JWh[djui h_]^ji fkhikWdj je M[Yj_ed 7,/2* Xkj dejm_j^ijWdZ_d] Wdoj^_d] [bi[ je j^[ YedjhWho _d j^_i ;]h[[c[dj* JWh[djui h_]^j je h[Y[_l[ fWoc[dj \hec =ecfWdo e\ j^[ =ecfWdo N[hc_dWj_ed @[[ fkhikWdj je M[Yj_ed 6,0(X)* kdZ[h Y_hYkcijWdY[i _d m^_Y^ ikY^ \[[ _i fWoWXb[ _d WYYehZWdY[ m_j^ j^_i ;]h[[c[dj* je][j^[h m_j^ Wdo Yeiji* \[[i eh [nf[di[i fWoWXb[ fkhikWdj je M[Yj_ed 6,0(Y)* i^Wbb Yedij_jkj[ j^[ ieb[ WdZ [nYbki_l[ h[c[Zo e\ <ko[h W]W_dij =ecfWdo WdZ _ji MkXi_Z_Wh_[i WdZ Wdo e\ j^[_h h[if[Yj_l[ \ehc[h* Ykhh[dj eh \kjkh[ ][d[hWb eh b_c_j[Z fWhjd[hi* i^Wh[^ebZ[hi* c[cX[hi* cWdW][hi* Z_h[Yjehi* e\\_Y[hi* [cfbeo[[i* W][dji* W\\_b_Wj[i eh Wii_]d[[i (Yebb[Yj_l[bo* j^[ rCompany Related Partiess) \eh Wbb >WcW][i ik\\[h[Z Wi W h[ikbj e\ W Xh[WY^ eh \W_bkh[ je f[h\ehc ^[h[kdZ[h (m^[j^[h Wj bWm* _d [gk_jo* _d YedjhWYj* _d jehj eh ej^[hm_i[)* WdZ kfed fWoc[dj e\ ikY^ Wcekdj* ikY^ Wcekdj _i (;) j^[ ieb[ WdZ [nYbki_l[ h[c[Zo e\ JWh[dj W]W_dij j^[ =ecfWdo L[bWj[Z JWhj_[i _d Yedd[Yj_ed m_j^ j^[ Y_hYkcijWdY[i ]_l_d] h_i[ je ikY^ fWoc[dj _d h[if[Yj e\ j^[ NhWdiWYj_ed* WdZ Wbb ej^[h h[c[Z_[i (m^[j^[h Wj bWm* _d [gk_jo* _d YedjhWYj _d jehj eh ej^[hm_i[) Wh[ [nfh[iibo [nYbkZ[Z (_dYbkZ_d] Wdo h_]^j e\ JWh[dj je if[Y_\_Y f[h\ehcWdY[* _d`kdYj_l[ h[b_[\* YbW_ci \eh Wcekdji ej^[h j^Wd j^[ =ecfWdo N[hc_dWj_ed @[[ eh Wdo ej^[h h[c[Z_[i m^_Y^ mekbZ ej^[hm_i[ X[ WlW_bWXb[ _d [gk_jo eh bWm Wi W h[c[Zo \eh W Xh[WY^ eh j^h[Wj[d[Z Xh[WY^ e\ j^_i ;]h[[c[dj) WdZ (<) h[Y[_l[Z Xo JWh[dj _d Yecfb[j[ i[jjb[c[dj e\ Wdo WdZ Wbb YbW_ci j^Wj JWh[dj cWo ^Wl[ ^WZ W]W_dij j^[ =ecfWdo L[bWj[Z JWhj_[i _d Yedd[Yj_ed m_j^ j^[ Y_hYkcijWdY[i ]_l_d] h_i[ je ikY^ fWoc[dj _d h[if[Yj e\ j^[ NhWdiWYj_ed* WdZ ded[ e\

44 j^[ =ecfWdo L[bWj[Z JWhj_[i i^Wbb ^Wl[ Wdo \khj^[h b_WX_b_jo eh eXb_]Wj_ed h[bWj_d] je eh Wh_i_d] ekj e\ j^_i ;]h[[c[dj (m^[j^[h Wj bWm* _d [gk_jo* _d YedjhWYj* _d jehj eh ej^[hm_i[) ej^[h j^Wd Wi Yedj[cfbWj[Z Xo M[Yj_ed 7,1* [nY[fj j^Wj je j^[ [nj[dj Wdo j[hc_dWj_ed e\ j^_i ;]h[[c[dj h[ikbj[Z \hec* Z_h[Yjbo eh _dZ_h[Yjbo* Wd Cdj[dj_edWb <h[WY^ e\ j^_i ;]h[[c[dj eh \hWkZ Xo =ecfWdo eh ikY^ Cdj[dj_edWb <h[WY^ eh \hWkZ Xo =ecfWdo i^Wbb YWki[ j^[ MY^[c[ Ccfb[c[djWj_ed eh j^[ NhWdiWYj_ed dej je eYYkh* JWh[dj i^Wbb X[ [dj_jb[Z je j^[ fWoc[dj e\ j^[ =ecfWdo N[hc_dWj_ed @[[ (je j^[ [nj[dj em[Z fkhikWdj je M[Yj_ed 6,0(X))* je][j^[h m_j^ Wdo Yeiji* \[[i eh [nf[di[i fWoWXb[ fkhikWdj je M[Yj_ed 6,0(Y)* WdZ je Wdo >WcW][i* je j^[ [nj[dj fhel[d* h[ikbj_d] \hec eh Wh_i_d] ekj e\ ikY^ Cdj[dj_edWb <h[WY^ eh \hWkZ (Wi h[ZkY[Z Xo Wdo =ecfWdo N[hc_dWj_ed @[[ fW_Z Xo =ecfWdo), ARTICLE IX MISCELLANEOUS Section 9.1 ;c[dZc[dj WdZ GeZ_\_YWj_ed9 QW_l[h, (a) MkX`[Yj je Wffb_YWXb[ FWm* Wj Wdo j_c[ fh_eh je j^[ ?\\[Yj_l[ N_c[* j^_i ;]h[[c[dj cWo edbo X[ Wc[dZ[Z* ceZ_\_[Z eh ikffb[c[dj[Z _d mh_j_d] i_]d[Z ed X[^Wb\ e\ [WY^ e\ =ecfWdo WdZ JWh[dj, (b) ;j Wdo j_c[ WdZ \hec j_c[ je j_c[ fh_eh je j^[ ?\\[Yj_l[ N_c[* JWh[dj cWo* je j^[ [nj[dj b[]Wbbo Wbbem[Z WdZ [nY[fj Wi ej^[hm_i[ i[j \ehj^ ^[h[_d* (_) [nj[dZ j^[ j_c[ \eh j^[ f[h\ehcWdY[ e\ Wdo e\ j^[ eXb_]Wj_edi eh ej^[h WYji e\ =ecfWdo* (__) mW_l[ Wdo _dWYYkhWY_[i _d j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i cWZ[ je <ko[h eh JWh[dj* Wi Wffb_YWXb[* YedjW_d[Z ^[h[_d eh _d Wdo ZeYkc[dj Z[b_l[h[Z fkhikWdj ^[h[je WdZ (___) mW_l[ Yecfb_WdY[ m_j^ Wdo e\ j^[ W]h[[c[dji eh YedZ_j_edi \eh j^[ X[d[\_j e\ JWh[dj WdZ <ko[h YedjW_d[Z ^[h[_d, ;do W]h[[c[dj ed j^[ fWhj e\ JWh[dj je Wdo ikY^ [nj[di_ed eh mW_l[h i^Wbb X[ lWb_Z edbo _\ i[j \ehj^ _d Wd _dijhkc[dj _d mh_j_d] i_]d[Z ed X[^Wb\ e\ JWh[dj, (c) ;j Wdo j_c[ WdZ \hec j_c[ je j_c[ fh_eh je j^[ ?\\[Yj_l[ N_c[* =ecfWdo cWo* je j^[ [nj[dj b[]Wbbo Wbbem[Z WdZ [nY[fj Wi ej^[hm_i[ i[j \ehj^ ^[h[_d* (_) [nj[dZ j^[ j_c[ \eh j^[ f[h\ehcWdY[ e\ Wdo e\ j^[ eXb_]Wj_edi eh ej^[h WYji e\ JWh[dj eh <ko[h* (__) mW_l[ Wdo _dWYYkhWY_[i _d j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i cWZ[ je =ecfWdo* YedjW_d[Z ^[h[_d eh _d Wdo ZeYkc[dj Z[b_l[h[Z fkhikWdj ^[h[je WdZ (___) mW_l[ Yecfb_WdY[ m_j^ Wdo e\ j^[ W]h[[c[dji eh YedZ_j_edi \eh j^[ X[d[\_j e\ =ecfWdo YedjW_d[Z ^[h[_d, ;do W]h[[c[dj ed j^[ fWhj e\ =ecfWdo je Wdo ikY^ [nj[di_ed eh mW_l[h i^Wbb X[ lWb_Z edbo _\ i[j \ehj^ _d Wd _dijhkc[dj _d mh_j_d] i_]d[Z ed X[^Wb\ e\ =ecfWdo, (d) ;do Z[bWo _d [n[hY_i_d] Wdo h_]^j kdZ[h j^_i ;]h[[c[dj i^Wbb dej Yedij_jkj[ W mW_l[h e\ ikY^ h_]^j, Section 9.2 Mkhl_lWb, N^_i ;hj_Yb[ CR WdZ j^[ W]h[[c[dji e\ j^[ JWhj_[i YedjW_d[Z _d ;hj_Yb[ CC WdZ M[Yj_ed 4,3 (>_h[Yjehiu WdZ I\\_Y[hiu CdikhWdY[ WdZ CdZ[cd_\_YWj_ed) i^Wbb ikhl_l[ j^[ ?\\[Yj_l[ N_c[, N^_i ;hj_Yb[ CR (ej^[h j^Wd M[Yj_ed 7,/ (;c[dZc[dj WdZ GeZ_\_YWj_ed9 QW_l[h)* WdZ M[Yj_ed 7,/2 (;ii_]dc[dj)) WdZ j^[ W]h[[c[dji e\ j^[ JWhj_[i YedjW_d[Z _d M[Yj_ed 4,2 (JkXb_Y_jo) WdZ M[Yj_ed 6,0 (?\\[Yj e\ N[hc_dWj_ed) i^Wbb ikhl_l[ j^[ j[hc_dWj_ed e\ j^_i ;]h[[c[dj, ;bb ej^[h h[fh[i[djWj_edi* mWhhWdj_[i* Yel[dWdji WdZ W]h[[c[dji _d j^_i ;]h[[c[dj WdZ _d Wdo Y[hj_\_YWj[ eh ej^[h mh_j_d] Z[b_l[h[Z fkhikWdj ^[h[je i^Wbb dej ikhl_l[ j^[ ?\\[Yj_l[ N_c[ eh j^[ j[hc_dWj_ed e\ j^_i ;]h[[c[dj,

45 Section 9.3 ?nf[di[i, ?nY[fj Wi i[j \ehj^ _d j^_i M[Yj_ed 7,1 eh M[Yj_ed 6,0* Wbb \[[i WdZ [nf[di[i _dYkhh[Z _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj* j^[ MY^[c[ WdZ j^[ ej^[h NhWdiWYj_ed i^Wbb X[ fW_Z Xo j^[ JWhjo _dYkhh_d] ikY^ [nf[di[i* m^[j^[h eh dej j^[ MY^[c[ _i YedikccWj[Z, JWh[dj eh <ko[h ckij fWo Wdo ijWcf Zkjo (_dYbkZ_d] Wdo \[[i* \_d[i* f[dWbj_[i WdZ _dj[h[ij) fWoWXb[ eh Wii[ii[Z Wi X[_d] fWoWXb[ _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj eh j^[ MY^[c[, Section 9.4 AMN, (a) ;do Yedi_Z[hWj_ed eh Wcekdj fWoWXb[ kdZ[h j^_i ;]h[[c[dj* _dYbkZ_d] Wdo ded+ced[jWho Yedi_Z[hWj_ed* _i [nYbki_l[ e\ AMN, (b) AMN JWii Id, C\ AMN _i fWoWXb[* eh dej_edWbbo fWoWXb[* ed W ikffbo cWZ[ kdZ[h eh _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj* j^[d [nY[fj m^[h[ j^[ h[l[hi[ Y^Wh][ fheY[Zkh[ Wffb_[i* j^[ fWhjo fhel_Z_d] j^[ Yedi_Z[hWj_ed \eh j^Wj ikffbo ckij fWo Wi WZZ_j_edWb Yedi_Z[hWj_ed Wd Wcekdj [gkWb je j^[ Wcekdj e\ AMN fWoWXb[* eh dej_edWbbo fWoWXb[* ed j^Wj ikffbo (j^[ rGST Amounts), MkX`[Yj je j^[ fh_eh h[Y[_fj e\ W jWn _dle_Y[* j^[ AMN ;cekdj _i fWoWXb[ Wj j^[ iWc[ j_c[ j^Wj j^[ ej^[h Yedi_Z[hWj_ed \eh j^[ ikffbo _i fhel_Z[Z, C\ W jWn _dle_Y[ _i dej h[Y[_l[Z fh_eh je j^[ fhel_i_ed e\ j^Wj ej^[h Yedi_Z[hWj_ed* j^[ AMN ;cekdj _i fWoWXb[ m_j^_d /. ZWoi e\ j^[ h[Y[_fj e\ W jWn _dle_Y[, N^[ JWhj_[i W]h[[ j^Wj <ko[h i^Wbb dej Y^Wh][ AMN _d j^[ Od_j[Z E_d]Zec _d h[if[Yj e\ j^[ =ecfWdo N[hc_dWj_ed @[[* fhel_Z[Z j^Wj (_) =ecfWdo Ze[i dej ^Wl[ W rXki_d[ii [ijWXb_i^c[djs eh r\_n[Z [ijWXb_i^c[djs _d j^[ OE \eh OE AMN fkhfei[i9 WdZ (__)(;) =ecfWdo _i WdZ h[cW_di h[]_ij[h[Z \eh Ch_i^ AMN fkhfei[i _d Ch[bWdZ eh (<) _i W fWii_l[ ^ebZ_d] YecfWdo WdZ j^[h[\eh[ dej h[gk_h[Z je h[]_ij[h \eh AMN _d Ch[bWdZ, (c) L[_cXkhi[c[dji, Q^[h[ Wdo _dZ[cd_jo* h[_cXkhi[c[dj eh i_c_bWh fWoc[dj kdZ[h j^_i ;]h[[c[dj _i XWi[Z ed Wdo Yeij* [nf[di[ eh ej^[h b_WX_b_jo* _j i^Wbb X[ h[ZkY[Z Xo Wdo _dfkj jWn Yh[Z_j [dj_jb[c[dj* eh dej_edWb _dfkj jWn Yh[Z_j [dj_jb[c[dj* _d h[bWj_ed je j^[ h[b[lWdj Yeij* [nf[di[ eh ej^[h b_WX_b_jo, (d) ;Z`kijc[dj ?l[dj, C\ Wd WZ`kijc[dj [l[dj eYYkhi _d h[bWj_ed je W ikffbo cWZ[ kdZ[h eh _d Yedd[Yj_ed m_j^ j^_i ;]h[[c[dj* j^[ AMN ;cekdj m_bb X[ h[YWbYkbWj[Z je h[\b[Yj j^Wj WZ`kijc[dj WdZ Wd Wffhefh_Wj[ fWoc[dj m_bb X[ cWZ[ X[jm[[d j^[ JWhj_[i, (e) Cdj[hfh[jWj_ed, Odb[ii j^[ Yedj[nj h[gk_h[i ej^[hm_i[* mehZi WdZ f^hWi[i ki[Z _d j^_i YbWki[ j^Wj ^Wl[ W if[Y_\_Y c[Wd_d] _d W AMN ;Yj i^Wbb ^Wl[ j^[ iWc[ c[Wd_d] _d j^_i YbWki[, Section 9.5 Ij^[h NWn Jhel_i_ed, N^[ =ecfWdo N[hc_dWj_ed @[[ i^Wbb X[ fW_Z \h[[ WdZ Yb[Wh e\ Wbb Z[ZkYj_edi* m_j^^ebZ_d]i* i[j+e\\i eh Yekdj[hYbW_ci m^Wjie[l[h [nY[fj Wi cWo X[ h[gk_h[Z Xo bWm, C\ Wdo Z[ZkYj_edi eh m_j^^ebZ_d]i Wh[ h[gk_h[Z Xo bWm* =ecfWdo i^Wbb WYYekdj je j^[ h[b[lWdj Ael[hdc[djWb ?dj_jo \eh j^[ Wcekdj ie h[gk_h[Z je X[ Z[ZkYj[Z eh m_j^^[bZ WdZ* edbo _d Y_hYkcijWdY[i m^[h[ j^[ =ecfWdo ^Wi Y^Wd][Z _ji jWn h[i_Z[dY[ \hec Ch[bWdZ eh WbbeYWj[Z eh jhWdi\[hh[Z _ji h_]^ji kdZ[h j^_i ;]h[[c[dj je W f[hcWd[dj [ijWXb_i^c[dj ekji_Z[ e\ Ch[bWdZ* i^Wbb X[ eXb_][Z je fWo je <ko[h ikY^ WZZ_j_edWb Wcekdji Wi m_bb [dikh[ j^Wj <ko[h h[Y[_l[i* _d jejWb* Wd Wcekdj m^_Y^ (W\j[h ikY^ Z[ZkYj_ed eh m_j^^ebZ_d] ^Wi X[[d cWZ[) _i de ceh[ WdZ de b[ii j^Wd _j mekbZ ^Wl[ X[[d [dj_jb[Z je h[Y[_l[ _d j^[ WXi[dY[ e\ ikY^ W h[gk_h[c[dj je cWa[ W Z[ZkYj_ed eh m_j^^ebZ_d], Section 9.6 Hej_Y[i, Hej_Y[i* h[gk[iji* _dijhkYj_edi eh ej^[h ZeYkc[dji je X[ ]_l[d kdZ[h j^_i ;]h[[c[dj i^Wbb X[ _d mh_j_d] WdZ i^Wbb X[ Z[[c[Z ]_l[d* (W) ed j^[ ZWj[ i[dj Xo [+cW_b e\ W J>@ ZeYkc[dj _\ i[dj Zkh_d] dehcWb Xki_d[ii ^ekhi e\ j^[ h[Y_f_[dj* WdZ ed j^[ d[nj <ki_d[ii >Wo _\ i[dj W\j[h dehcWb Xki_d[ii ^ekhi e\ j^[ h[Y_f_[dj* (X) m^[d Z[b_l[h[Z* _\ Z[b_l[h[Z f[hiedWbbo je j^[ _dj[dZ[Z h[Y_f_[dj* WdZ

46 (Y) ed[ <ki_d[ii >Wo bWj[h* _\ i[dj Xo el[hd_]^j Z[b_l[ho l_W W dWj_edWb Yekh_[h i[hl_Y[ (fhel_Z_d] fhee\ e\ Z[b_l[ho)* WdZ _d [WY^ YWi[* WZZh[ii[Z je W JWhjo Wj j^[ \ebbem_d] WZZh[ii \eh ikY^ JWhjo (eh Wj ikY^ ej^[h WZZh[ii \eh W JWhjo Wi i^Wbb X[ if[Y_\_[Z Xo b_a[ dej_Y[)8 if to Company, to: ;hYWZ_kc F_j^_kc fbY Mk_j[ /0* AWj[mWo BkX M^Wdded ;_hfehj Beki[ M^Wdded* =e, =bWh[ Ch[bWdZ P/2 ?15. ;jj[dj_ed8 A_bX[hje ;djed_Wpp_9 A[d[hWb =ekdi[b ?cW_b8 ]_bX[hje,Wdjed_Wpp_:b_l[dj,Yec9 iWhW,fed[iiW:b_l[dj,Yec m_j^ W Yefo je (m^_Y^ i^Wbb dej Yedij_jkj[ dej_Y[)8 >Wl_i Jeba & QWhZm[bb FFJ 23. F[n_d]jed ;l[dk[ H[m Seha* HS /../5 Od_j[Z MjWj[i e\ ;c[h_YW ;jj[dj_ed8 Q_bb_Wc B, ;Whedied9 =^[hob =^Wd ?cW_b8 m_bb_Wc,WWhedied:ZWl_ifeba,Yec9 Y^[hob,Y^Wd:ZWl_ifeba,Yec if to Parent, to: 4 Mj, DWc[iui MgkWh[ London SW1Y 4AD United Kingdom For the attention of: The Directors Email: CompanySecretaryNotices@riotinto.com; m_j^ W Yefo je (m^_Y^ i^Wbb dej Yedij_jkj[ dej_Y[)8 ?cW_b8 WdZh[m,bWj^Wc:h_ej_dje,Yec9 WdZ Linklaters LLP 1290 Avenue of Americas New York, NY 10104 United States of America For the attention of: George Casey; Pierre-Emmanuel Perais Email: george.casey@linklaters.com; pierre-emmanuel.perais@linklaters.com; and

47 Linklaters LLP 1 Silk Street London, EC2Y 8HQ United Kingdom For the attention of: James Inglis; Lisa Chang Email: james.inglis@linklaters.com; lisa.chang@linklaters.com; if to Buyer, to: 4 Mj, DWc[iui MgkWh[ London SW1Y 4AD United Kingdom For the attention of: The Directors Email: CompanySecretaryNotices@riotinto.com; m_j^ W Yefo je (m^_Y^ i^Wbb dej Yedij_jkj[ dej_Y[)8 ?cW_b8 WdZh[m,bWj^Wc:h_ej_dje,Yec9 WdZ Linklaters LLP 1290 Avenue of Americas New York, NY 10104 United States of America Attention: George Casey; Pierre-Emmanuel Perais Email: george.casey@linklaters.com; pierre-emmanuel.perais@linklaters.com; and Linklaters LLP 1 Silk Street London, EC2Y 8HQ United Kingdom Attention: James Inglis; Lisa Chang Email: james.inglis@linklaters.com; lisa.chang@linklaters.com. Section 9.7 Cdj[hfh[jWj_ed, Q^[d W h[\[h[dY[ _i cWZ[ _d j^_i ;]h[[c[dj je W M[Yj_ed* ikY^ h[\[h[dY[ i^Wbb X[ je W M[Yj_ed e\ j^_i ;]h[[c[dj kdb[ii ej^[hm_i[ _dZ_YWj[Z, Q^[d[l[h j^[ mehZi r_dYbkZ[*s r_dYbkZ[is eh r_dYbkZ_d]s Wh[ ki[Z _d j^_i ;]h[[c[dj j^[o i^Wbb X[ Z[[c[Z je X[ \ebbem[Z Xo j^[ mehZi rm_j^ekj b_c_jWj_ed,s N^[ jWXb[ e\ Yedj[dji WdZ ^[WZ_d]i i[j \ehj^ _d j^_i ;]h[[c[dj eh _d j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[ eh j^[ <ko[h >_iYbeikh[ F[jj[h Wh[ \eh Yedl[d_[dY[ e\ h[\[h[dY[ fkhfei[i edbo WdZ i^Wbb dej W\\[Yj eh X[ Z[[c[Z je W\\[Yj _d Wdo mWo j^[ c[Wd_d] eh _dj[hfh[jWj_ed e\ j^_i ;]h[[c[dj eh Wdo j[hc eh fhel_i_ed ^[h[e\, ;bb h[\[h[dY[i ^[h[_d je j^[ MkXi_Z_Wh_[i e\ W J[hied i^Wbb X[ Z[[c[Z je _dYbkZ[ Wbb Z_h[Yj WdZ _dZ_h[Yj MkXi_Z_Wh_[i e\ ikY^ J[hied kdb[ii ej^[hm_i[ _dZ_YWj[Z eh j^[ Yedj[nj ej^[hm_i[ h[gk_h[i, N^[ JWhj_[i W]h[[ j^Wj j^[o ^Wl[ X[[d h[fh[i[dj[Z Xo Yekdi[b Zkh_d] j^[ d[]ej_Wj_ed WdZ [n[Ykj_ed e\ j^_i ;]h[[c[dj WdZ* j^[h[\eh[* mW_l[ j^[ Wffb_YWj_ed e\ Wdo FWm* ^ebZ_d] eh hkb[ e\ YedijhkYj_ed fhel_Z_d] j^Wj WcX_]k_j_[i _d Wd W]h[[c[dj eh ej^[h ZeYkc[dj m_bb X[ Yedijhk[Z W]W_dij j^[ JWhjo ZhW\j_d] ikY^ W]h[[c[dj eh ZeYkc[dj, N^[ mehZi r^[h[e\*s r^[h[_ds WdZ r^[h[kdZ[hs WdZ mehZi e\ i_c_bWh _cfehj m^[d ki[Z _d j^_i ;]h[[c[dj i^Wbb h[\[h je j^_i ;]h[[c[dj Wi W m^eb[ WdZ dej je Wdo fWhj_YkbWh fhel_i_ed e\ j^_i ;]h[[c[dj* kdb[ii j^[ Yedj[nj h[gk_h[i ej^[hm_i[, N^[ Z[\_d_j_edi YedjW_d[Z

5. _d j^_i ;]h[[c[dj Wh[ Wffb_YWXb[ je j^[ i_d]kbWh Wi m[bb Wi j^[ fbkhWb \ehci e\ ikY^ j[hci WdZ je j^[ cWiYkb_d[ Wi m[bb Wi je j^[ \[c_d_d[ WdZ d[kj[h ][dZ[hi e\ ikY^ j[hci, L[\[h[dY[i _d j^_i ;]h[[c[dj je if[Y_\_Y bWmi eh je if[Y_\_Y fhel_i_edi e\ bWmi i^Wbb _dYbkZ[ Wbb hkb[i WdZ h[]kbWj_edi fheckb]Wj[Z j^[h[kdZ[h* WdZ Wdo ijWjkj[ Z[\_d[Z eh h[\[hh[Z je ^[h[_d eh _d Wdo W]h[[c[dj eh _dijhkc[dj h[\[hh[Z je ^[h[_d i^Wbb c[Wd ([nY[fj m^[h[ [nfh[iibo dej[Z) ikY^ ijWjkj[ Wi \hec j_c[ je j_c[ Wc[dZ[Z* ceZ_\_[Z eh ikffb[c[dj[Z* _dYbkZ_d] Xo ikYY[ii_ed e\ YecfWhWXb[ ikYY[iieh ijWjkj[i, N^[ mehZ r[nj[djs _d j^[ f^hWi[ rje j^[ [nj[djs i^Wbb c[Wd j^[ Z[]h[[ je m^_Y^ W ikX`[Yj eh ej^[h j^_d] [nj[dZi* WdZ ikY^ f^hWi[ i^Wbb dej c[Wd i_cfbo r_\,s Q_j^ h[if[Yj je j^[ Z[j[hc_dWj_ed e\ Wdo f[h_eZ e\ j_c[* j^[ mehZ r\hecs c[Wdi r\hec WdZ _dYbkZ_d],s ;bb j[hci Z[\_d[Z _d j^_i ;]h[[c[dj i^Wbb ^Wl[ j^[ Z[\_d[Z c[Wd_d]i m^[d ki[Z _d Wdo Y[hj_\_YWj[ eh ej^[h ZeYkc[dj cWZ[ eh Z[b_l[h[Z fkhikWdj ^[h[je kdb[ii ej^[hm_i[ Z[\_d[Z j^[h[_d, N^[ f^hWi[ rehZ_dWho Yekhi[ e\ Xki_d[iis Wi ki[Z _d j^_i ;]h[[c[dj i^Wbb X[ Z[[c[Z je c[Wd rj^[ ehZ_dWho Yekhi[ e\ Xki_d[ii Yedi_ij[dj m_j^ fWij fhWYj_Y[,s ;bb h[\[h[dY[i je rZebbWhis WdZ r$s m_bb X[ Z[[c[Z je X[ h[\[h[dY[i je j^[ bWm\kb Ykhh[dYo e\ j^[ Od_j[Z MjWj[i e\ ;c[h_YW, N^[ j[hc rcWZ[ WlW_bWXb[s WdZ mehZi e\ i_c_bWh _cfehj c[Wd j^Wj j^[ h[b[lWdj ZeYkc[dji* _dijhkc[dji eh cWj[h_Wbi m[h[ (W) feij[Z WdZ cWZ[ WlW_bWXb[ je j^[ ej^[h JWhj_[i eh j^[_h L[fh[i[djWj_l[i ed j^[ CdjhWb_dai Zk[ Z_b_][dY[ ZWjW i_j[ WdZ M^Wh[fe_dj cW_djW_d[Z Xo =ecfWdo \eh j^[ fkhfei[ e\ j^[ NhWdiWYj_ed* _d [WY^ YWi[ fh_eh je j^[ ZWj[ ^[h[e\ WdZ _dYbkZ_d] Wdo _d\ehcWj_ed _d j^[ Z[i_]dWj[Z rYb[Wd j[Wcs Wh[Wi e\ ikY^ ZWjW i_j[i eh (X) fhel_Z[Z l_W [b[Yjhed_Y cW_b eh _d f[hied fh_eh je j^[ ZWj[ ^[h[e\, N^[ mehZ rehs c[Wdi rWdZ-ehs kdb[ii j^[ Yedj[nj ej^[hm_i[ h[gk_h[i, Section 9.8 =ekdj[hfWhji, N^_i ;]h[[c[dj cWo X[ [n[Ykj[Z cWdkWbbo eh Xo \WYi_c_b[ Xo j^[ JWhj_[i* _d Wdo dkcX[h e\ Yekdj[hfWhji* [WY^ e\ m^_Y^ i^Wbb X[ Yedi_Z[h[Z ed[ WdZ j^[ iWc[ W]h[[c[dj WdZ i^Wbb X[Yec[ [\\[Yj_l[ m^[d W Yekdj[hfWhj ^[h[e\ i^Wbb ^Wl[ X[[d i_]d[Z Xo [WY^ e\ j^[ JWhj_[i WdZ Z[b_l[h[Z je j^[ ej^[h JWhj_[i, >[b_l[ho e\ Wd [n[Ykj[Z Yekdj[hfWhj e\ W i_]dWjkh[ fW][ je j^_i ;]h[[c[dj Xo \WYi_c_b[ jhWdic_ii_ed eh Xo [+cW_b e\ W ,fZ\ WjjWY^c[dj i^Wbb X[ [\\[Yj_l[ Wi Z[b_l[ho e\ W cWdkWbbo [n[Ykj[Z Yekdj[hfWhj e\ j^_i ;]h[[c[dj, Section 9.9 ?dj_h[ ;]h[[c[dj9 N^_hZ+JWhjo <[d[\_Y_Wh_[i, (a) N^_i ;]h[[c[dj (_dYbkZ_d] j^[ =ecfWdo >_iYbeikh[ MY^[Zkb[)* WdZ Wbb Wdd[n[i WdZ [n^_X_ji ^[h[je (_dYbkZ_d] j^[ MY^[c[)* Yedij_jkj[ j^[ [dj_h[ W]h[[c[dj Wced] j^[ JWhj_[i m_j^ h[if[Yj je j^[ ikX`[Yj cWjj[h ^[h[e\ WdZ j^[h[e\ WdZ ikf[hi[Z[ Wbb ej^[h fh_eh W]h[[c[dji ([nY[fj j^Wj j^[ =ed\_Z[dj_Wb_jo ;]h[[c[dj i^Wbb X[ Z[[c[Z Wc[dZ[Z ^[h[Xo ie j^Wj* kdj_b j^[ [Whb_[h e\ j^[ ?\\[Yj_l[ N_c[ WdZ j^[ j[hc_dWj_ed e\ j^_i ;]h[[c[dj _d WYYehZWdY[ m_j^ M[Yj_ed 6,/* (_) =ecfWdo* JWh[dj WdZ <ko[h i^Wbb X[ f[hc_jj[Z je jWa[ j^[ WYj_edi Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj WdZ (__) j^[ =ed\_Z[dj_Wb_jo ;]h[[c[dj i^Wbb ikhl_l[ _d \kbb \ehY[ WdZ [\\[Yj _\ Wdo [Whb_[h [nf_hWj_ed eh j[hc_dWj_ed _i Yedj[cfbWj[Z Xo j^[ j[hci j^[h[e\) WdZ kdZ[hijWdZ_d]i* Xej^ mh_jj[d WdZ ehWb* Wced] j^[ JWhj_[i eh Wdo e\ j^[c m_j^ h[if[Yj je j^[ ikX`[Yj cWjj[h ^[h[e\ WdZ j^[h[e\, (b) N^_i ;]h[[c[dj _i dej _dj[dZ[Z je* WdZ Ze[i dej* Yed\[h kfed Wdo J[hied ej^[h j^Wd j^[ JWhj_[i Wdo h_]^ji eh h[c[Z_[i ^[h[kdZ[h* ej^[h j^Wd (_) Wi fhel_Z[Z _d M[Yj_ed 4,3 (>_h[Yjehiu WdZ I\\_Y[hiu CdikhWdY[ WdZ CdZ[cd_\_YWj_ed) (m^_Y^ i^Wbb X[ [d\ehY[WXb[ Xo j^[ CdZ[cd_\_[Z JWhj_[i)* WdZ (__) \hec WdZ W\j[h j^[ ?\\[Yj_l[ N_c[* j^[ h_]^j e\ j^[ =ecfWdo M^Wh[^ebZ[hi je h[Y[_l[ j^[ =edi_Z[hWj_ed, Section 9.10 M[l[hWX_b_jo, C\ Wdo j[hc eh ej^[h fhel_i_ed e\ j^_i ;]h[[c[dj _i _dlWb_Z* _bb[]Wb eh _dYWfWXb[ e\ X[_d] [d\ehY[Z Xo hkb[ e\ FWm eh fkXb_Y feb_Yo* Wbb ej^[h YedZ_j_edi WdZ fhel_i_edi e\ j^_i ;]h[[c[dj

5/ i^Wbb d[l[hj^[b[ii h[cW_d _d \kbb \ehY[ WdZ [\\[Yj ie bed] Wi j^[ [Yedec_Y eh b[]Wb ikXijWdY[ e\ j^[ NhWdiWYj_ed _i dej W\\[Yj[Z _d Wdo cWdd[h WZl[hi[ je Wdo JWhjo, Ofed ikY^ Z[j[hc_dWj_ed j^Wj Wdo j[hc eh ej^[h fhel_i_ed _i _dlWb_Z* _bb[]Wb eh _dYWfWXb[ e\ X[_d] [d\ehY[Z* j^[ JWhj_[i i^Wbb d[]ej_Wj[ _d ]eeZ \W_j^ je ceZ_\o j^_i ;]h[[c[dj ie Wi je [\\[Yj j^[ eh_]_dWb _dj[dj e\ j^[ JWhj_[i Wi Ybei[bo Wi feii_Xb[ _d Wd WYY[fjWXb[ cWdd[h je j^[ [dZ j^Wj j^[ NhWdiWYj_ed _i \kb\_bb[Z je j^[ [nj[dj feii_Xb[, Section 9.11 Ael[hd_d] FWm9 Dkh_iZ_Yj_ed, (a) N^_i ;]h[[c[dj i^Wbb X[ _dj[hfh[j[Z WdZ Yedijhk[Z _d WYYehZWdY[ m_j^* WdZ Wdo WdZ Wbb YbW_ci* Yedjhel[hi_[i* WdZ YWki[i e\ WYj_ed Wh_i_d] ekj e\ eh h[bWj_d] je j^_i ;]h[[c[dj* m^[j^[h iekdZ_d] _d YedjhWYj* jehj* eh ijWjkj[* i^Wbb X[ ]el[hd[Z Xo* j^[ _dj[hdWb bWmi e\ j^[ MjWj[ e\ >[bWmWh[* _dYbkZ_d] _ji ijWjkj[i e\ b_c_jWj_edi* m_j^ekj ]_l_d] [\\[Yj je Wdo bWmi eh ej^[h hkb[i j^Wj mekbZ h[ikbj _d j^[ Wffb_YWj_ed e\ j^[ bWmi eh ijWjkj[i e\ b_c_jWj_edi e\ W Z_\\[h[dj `kh_iZ_Yj_ed9 fhel_Z[Z* ^em[l[h* j^Wj j^[ MY^[c[ WdZ cWjj[hi h[bWj[Z j^[h[je i^Wbb* ieb[bo je j^[ [nj[dj h[gk_h[Z Xo j^[ FWmi e\ D[hi[o X[ ]el[hd[Z Xo* WdZ Yedijhk[Z _d WYYehZWdY[ m_j^* j^[ FWmi e\ D[hi[o, (b) ?WY^ JWhjo* m_j^ h[if[Yj je Wdo JheY[[Z_d] i[[a_d] je [d\ehY[ Wdo fhel_i_ed e\* eh XWi[Z ed Wdo cWjj[h Wh_i_d] ekj e\ eh h[bWj_d] je* j^_i ;]h[[c[dj eh j^[ NhWdiWYj_ed (m^[j^[h Xhek]^j Xo Wdo JWhjo eh Wdo e\ _ji ;\\_b_Wj[i eh W]W_dij Wdo JWhjo eh _ji ;\\_b_Wj[i)* (_) _hh[leYWXbo WdZ kdYedZ_j_edWbbo Yedi[dji WdZ ikXc_ji je j^[ [nYbki_l[ `kh_iZ_Yj_ed WdZ l[dk[ e\ j^[ LeoWb =ekhj e\ j^[ <W_b_m_Ya e\ D[hi[o9 (__) W]h[[i j^Wj _j m_bb dej Wjj[cfj je Z[do eh Z[\[Wj ikY^ `kh_iZ_Yj_ed Xo cej_ed eh ej^[h h[gk[ij \eh b[Wl[ \hec ikY^ Yekhj9 WdZ (___) W]h[[i j^Wj _j m_bb dej Xh_d] Wdo ikY^ WYj_ed _d Wdo Yekhj ej^[h j^Wd j^[ LeoWb =ekhj e\ j^[ <W_b_m_Ya e\ D[hi[o, Hejm_j^ijWdZ_d] j^[ \eh[]e_d]* j^[ MY^[c[ WdZ cWjj[hi Z_h[Yjbo h[bWj[Z je j^[ iWdYj_ed j^[h[e\ i^Wbb X[ ikX`[Yj je j^[ `kh_iZ_Yj_ed e\ j^[ =ekhj WdZ Wdo Wff[bbWj[ Yekhji j^[h[\hec, Section 9.12 QW_l[h e\ Dkho Nh_Wb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ection 9.13 ;ii_]dc[dj, N^_i ;]h[[c[dj i^Wbb X[ X_dZ_d] kfed WdZ i^Wbb _dkh[ je j^[ X[d[\_j e\ j^[ JWhj_[i WdZ j^[_h f[hc_jj[Z ikYY[iiehi WdZ Wii_]di, He JWhjo cWo Wii_]d eh Z[b[]Wj[* Xo ef[hWj_ed e\ bWm eh ej^[hm_i[* Wbb eh Wdo fehj_ed e\ _ji h_]^ji* eXb_]Wj_edi eh b_WX_b_j_[i kdZ[h j^_i ;]h[[c[dj m_j^ekj j^[ fh_eh mh_jj[d Yedi[dj e\ j^[ ej^[h JWhj_[i* m^_Y^ Wdo ikY^ JWhjo cWo m_j^^ebZ _d _ji WXiebkj[ Z_iYh[j_ed, Section 9.14 ?d\ehY[c[dj9 L[c[Z_[i9 F_c_jWj_ed e\ F_WX_b_jo9 MkXi_Z_Wh_[i, (a) ?nY[fj Wi ej^[hm_i[ [nfh[iibo fhel_Z[Z _d j^_i ;]h[[c[dj* Wdo WdZ Wbb h[c[Z_[i ^[h[_d [nfh[iibo Yed\[hh[Z kfed W JWhjo m_bb X[ Z[[c[Z YkckbWj_l[ m_j^ WdZ dej [nYbki_l[ e\ Wdo

50 ej^[h h[c[Zo Yed\[hh[Z ^[h[Xo* eh Xo FWm eh [gk_jo kfed ikY^ JWhjo* WdZ j^[ [n[hY_i[ Xo W JWhjo e\ Wdo ed[ h[c[Zo m_bb dej fh[YbkZ[ j^[ [n[hY_i[ e\ Wdo ej^[h h[c[Zo, (b) ?nY[fj Wi fhel_Z[Z _d M[Yj_ed 6,0(Z)* j^[ JWhj_[i W]h[[ j^Wj _hh[fWhWXb[ _d`kho m_bb eYYkh _d j^[ [l[dj j^Wj Wdo fhel_i_ed e\ j^_i ;]h[[c[dj _i dej f[h\ehc[Z _d WYYehZWdY[ m_j^ _ji if[Y_\_Y j[hci eh _i ej^[hm_i[ Xh[WY^[Z WdZ j^Wj ced[jWho ZWcW][i* [l[d _\ WlW_bWXb[* mekbZ dej X[ Wd WZ[gkWj[ h[c[Zo j^[h[\eh, Cj _i WYYehZ_d]bo W]h[[Z j^Wj* fh_eh je j^[ j[hc_dWj_ed e\ j^_i ;]h[[c[dj fkhikWdj je ;hj_Yb[ PCCC WdZ _d j^[ WXi[dY[ e\ Wd eXb_]Wj_ed je cWa[ fWoc[dj e\ j^[ =ecfWdo N[hc_dWj_ed @[[ fkhikWdj je M[Yj_ed 6,0(Z)* [WY^ JWhjo i^Wbb X[ [dj_jb[Z je Wd _d`kdYj_ed eh _d`kdYj_edi je fh[l[dj eh h[c[Zo Wdo Xh[WY^[i eh j^h[Wj[d[Z Xh[WY^[i e\ j^_i ;]h[[c[dj Xo Wdo ej^[h JWhjo* je W Z[Yh[[ eh ehZ[h e\ if[Y_\_Y f[h\ehcWdY[ je if[Y_\_YWbbo [d\ehY[ j^[ j[hci WdZ fhel_i_edi e\ j^_i ;]h[[c[dj WdZ je Wdo \khj^[h [gk_jWXb[ h[b_[\, (c) ?nY[fj Wi fhel_Z[Z _d M[Yj_ed 6,0(Z)* j^[ JWhj_[iu h_]^ji _d j^_i M[Yj_ed 7,/2 Wh[ Wd _dj[]hWb fWhj e\ j^[ NhWdiWYj_ed WdZ [WY^ JWhjo ^[h[Xo mW_l[i Wdo eX`[Yj_edi je Wdo h[c[Zo h[\[hh[Z je _d j^_i M[Yj_ed 7,/2 ed j^[ XWi_i j^Wj j^[h[ _i Wd WZ[gkWj[ h[c[Zo Wj FWm eh j^Wj Wd WmWhZ e\ ikY^ h[c[Zo _i dej Wd Wffhefh_Wj[ h[c[Zo \eh Wdo h[Wied Wj FWm eh [gk_jo, @eh j^[ Wle_ZWdY[ e\ ZekXj* [WY^ JWhjo W]h[[i j^Wj j^[h[ _i dej Wd WZ[gkWj[ h[c[Zo Wj FWm \eh W Xh[WY^ e\ j^_i ;]h[[c[dj Xo Wdo JWhjo, Cd j^[ [l[dj j^Wj Wdo JWhjo i[[ai Wdo h[c[Zo h[\[hh[Z je _d j^_i M[Yj_ed 7,/2* ikY^ JWhjo i^Wbb dej X[ h[gk_h[Z je eXjW_d* \khd_i^* feij eh fhel_Z[ Wdo XedZ eh ej^[h i[Ykh_jo _d Yedd[Yj_ed m_j^ eh Wi W YedZ_j_ed je eXjW_d_d] Wdo ikY^ h[c[Zo, (d) Hejm_j^ijWdZ_d] Wdoj^_d] je j^[ YedjhWho _d j^_i ;]h[[c[dj* Xkj ikX`[Yj je j^[ j[hci e\ M[Yj_ed 6,0 WdZ j^_i M[Yj_ed 7,/2* j^[ cWn_ckc W]]h[]Wj[ ced[jWho b_WX_b_jo e\ =ecfWdo m_j^ h[if[Yj je W Xh[WY^ e\ j^[ j[hci e\ j^_i ;]h[[c[dj i^Wbb X[ Wd Wcekdj [gkWb je j^[ =ecfWdo N[hc_dWj_ed @[[* [nY[fj _d j^[ YWi[ e\ Wdo \hWkZ eh Wdo Cdj[dj_edWb <h[WY^ e\ j^_i ;]h[[c[dj9 fhel_Z[Z j^Wj* \eh j^[ Wle_ZWdY[ e\ ZekXj* dej^_d] _d j^_i M[Yj_ed 7,/2(Z) i^Wbb fhe^_X_j* h[ijh_Yj eh ej^[hm_i[ W\\[Yj Wdo JWhjoui h_]^ji je i[[a WdZ eXjW_d j^[ h[c[Zo e\ if[Y_\_Y f[h\ehcWdY[ eh Wdo ej^[h h[c[Zo h[\[hh[Z je _d j^_i M[Yj_ed 7,/2, (e) Q^[d[l[h j^_i ;]h[[c[dj h[gk_h[i W MkXi_Z_Who e\ JWh[dj* <ko[h eh =ecfWdo je jWa[ Wdo WYj_ed* ikY^ h[gk_h[c[dj i^Wbb X[ Z[[c[Z je _dYbkZ[ Wd kdZ[hjWa_d] ed j^[ fWhj e\ JWh[dj* <ko[h eh =ecfWdo* Wi Wffb_YWXb[* je YWki[ ikY^ MkXi_Z_Who je jWa[ ikY^ WYj_ed, Section 9.15 =[hjW_d >[\_d_j_edi, @eh j^[ fkhfei[i e\ j^_i ;]h[[c[dj* j^[ j[hc8 rA-L Transaction Agreement” c[Wdi j^[ jhWdiWYj_ed W]h[[c[dj* ZWj[Z Wi e\ GWo /.* 0.01* [dj[h[Z _dje Xo WdZ Wced] F_l[dj =ehfehWj_ed* F_]^jd_d]+; F_c_j[Z (dem ademd Wi ;hYWZ_kc F_j^_kc JF=)* WdZ ;bba[c F_c_j[Z. rAffiliates c[Wdi* m_j^ h[if[Yj je Wdo J[hied* Wdo ej^[h J[hied j^Wj* Z_h[Yjbo eh _dZ_h[Yjbo j^hek]^ ed[ eh ceh[ _dj[hc[Z_Wh_[i* Yedjhebi* _i Yedjhebb[Z Xo eh _i kdZ[h Yecced Yedjheb m_j^* ikY^ J[hied* WdZ j^[ j[hc rYedjhebs (_dYbkZ_d] j^[ j[hci rYedjhebb[Z Xos WdZ rkdZ[h Yecced Yedjheb m_j^s) c[Wdi j^[ feii[ii_ed* Z_h[Yjbo eh _dZ_h[Yjbo* e\ j^[ fem[h je Z_h[Yj eh YWki[ j^[ Z_h[Yj_ed e\ j^[ cWdW][c[dj WdZ feb_Y_[i e\ ikY^ J[hied* m^[j^[h j^hek]^ emd[hi^_f e\ lej_d] i[Ykh_j_[i* Xo =edjhWYj eh ej^[hm_i[, @eh fkhfei[i e\ j^_i ;]h[[c[dj* [WY^ e\ L_e N_dje F_c_j[Z WdZ L_e N_dje fbY WdZ j^[_h h[if[Yj_l[ ;\\_b_Wj[i i^Wbb X[ Z[[c[Z je X[ ;\\_b_Wj[i* WdZ j^[h[\eh[* L[fh[i[djWj_l[i* e\ <ko[h,

51 rAnti-Corruption Legislations c[Wdi Wdo WdZ Wbb e\ j^[ \ebbem_d]8 j^[ @=J;9 j^[ Ih]Wd_iWj_ed @eh ?Yedec_Y =e+ef[hWj_ed WdZ >[l[befc[dj =edl[dj_ed ed =ecXWj_d] <h_X[ho e\ @eh[_]d JkXb_Y I\\_Y_Wbi _d Cdj[hdWj_edWb <ki_d[ii NhWdiWYj_ed WdZ h[bWj[Z _cfb[c[dj_d] b[]_ibWj_ed9 j^[ h[b[lWdj Yecced bWm eh b[]_ibWj_ed _d ?d]bWdZ WdZ QWb[i h[bWj_d] je Xh_X[ho WdZ-eh Yehhkfj_ed* _dYbkZ_d] j^[ JkXb_Y <eZ_[i =ehhkfj JhWYj_Y[i ;Yj /6679 j^[ Jh[l[dj_ed e\ =ehhkfj_ed ;Yj /7.4 Wi ikffb[c[dj[Z Xo j^[ Jh[l[dj_ed e\ =ehhkfj_ed ;Yj /7/4 WdZ j^[ ;dj_+N[hheh_ic* =h_c[ WdZ M[Ykh_jo ;Yj 0../9 j^[ <h_X[ho ;Yj 0./.9 j^[ JheY[[Zi e\ =h_c[ ;Yj 0..09 WdZ Wdo Wdj_+Xh_X[ho eh Wdj_+Yehhkfj_ed h[bWj[Z fhel_i_edi _d Yh_c_dWb WdZ Wdj_+Yecf[j_j_ed bWmi WdZ-eh Wdj_+Xh_X[ho* Wdj_+Yehhkfj_ed WdZ-eh Wdj_+ced[o bWkdZ[h_d] bWmi e\ Wdo `kh_iZ_Yj_ed _d m^_Y^ =ecfWdo _i eh]Wd_i[Z eh ef[hWj[i, rAntitrust Lawss c[Wdi j^[ M^[hcWd ;dj_jhkij ;Yj* j^[ =bWojed ;dj_jhkij ;Yj e\ /7/2* j^[ Od_j[Z MjWj[i BWhj+MYejj+LeZ_de ;dj_jhkij Ccfhel[c[dji ;Yj e\ /754* WdZ Wbb ej^[h O,M, \[Z[hWb* ijWj[ WdZ \eh[_]d ijWjkj[i* hkb[i* h[]kbWj_edi* ehZ[hi* Z[Yh[[i WdZ ej^[h bWmi WdZ ehZ[hi j^Wj Wh[ Z[i_]d[Z eh _dj[dZ[Z je fhe^_X_j* h[ijh_Yj eh h[]kbWj[ WYj_edi ^Wl_d] j^[ fkhfei[ eh [\\[Yj e\ cedefeb_pWj_ed eh h[ijhW_dj e\ jhWZ[ eh Yecf[j_j_ed, rApplicable Dates c[Wdi _d h[if[Yj e\ j^[ =ecfWdo* DWdkWho 2* 0.02* WdZ _d h[if[Yj e\ j^[ =ecfWdo MkXi_Z_Wh_[i WdZ Wdo fh[Z[Y[iieh [dj_j_[i* DWdkWho /* 0.0/, rASICs c[Wdi j^[ ;kijhWb_Wd M[Ykh_j_[i WdZ Cdl[ijc[dji =ecc_ii_ed, rASXs c[Wdi ;MR F_c_j[Z ;=H ..6 402 47/ WdZ* m^[h[ j^[ Yedj[nj h[gk_h[i* j^[ i[Ykh_j_[i [nY^Wd][ j^Wj _j ef[hWj[i, rASX Settlement Ruless c[Wdi j^[ ef[hWj_d] hkb[i e\ j^[ i[jjb[c[dj \WY_b_jo fhel_Z[Z Xo ;MR M[jjb[c[dj Jjo F_c_j[Z (;<H 27 ..6 3.2 310), rAustralian Acts c[Wdi j^[ =ehfehWj_edi ;Yj 0../ (=j^), rBook-Entry Shares c[Wdi W ded+Y[hj_\_YWj[Z =ecfWdo M^Wh[ h[fh[i[dj[Z Xo Xeea+[djho, rBusiness Days c[Wdi Wdo ZWo ej^[h j^Wd (W) W MWjkhZWo eh W MkdZWo eh (X) W ZWo ed m^_Y^ XWda_d] WdZ iWl_d]i WdZ beWd _dij_jkj_edi Wh[ Wkj^eh_p[Z eh h[gk_h[Z Xo FWm je X[ Ybei[Z _d j^[ <W_b_m_Ya e\ D[hi[o* FedZed* Od_j[Z E_d]Zec* MoZd[o* ;kijhWb_W eh H[m Seha* H[m Seha* Od_j[Z MjWj[i e\ ;c[h_YW, rBuyer Sharess c[Wdi i^Wh[i _d j^[ YWf_jWb e\ <ko[h, rCDI Depositary Nominees ^Wi c[Wd_d] ]_l[d _d j^[ ;MR M[jjb[c[dj If[hWj_d] Lkb[i, rCDIss c[Wdi j^[ =B?MM Z[fei_jWho _dj[h[iji _iik[Z Xo =ecfWdo WdZ gkej[Z ed j^[ ;MR _dje j^[ hWj_e e\ ed[ =ecfWdo M^Wh[ je ed[ =>C,rCFIUSs c[Wdi j^[ _dj[hW][dYo =ecc_jj[[ ed @eh[_]d Cdl[ijc[dj _d j^[ Od_j[Z MjWj[i WdZ Wdo =@COM c[cX[h eh W][dYo WYj_d] ed X[^Wb\ e\ =@COM eh fWhj_Y_fWj_d] _d j^[ =@COM fheY[ii, rCFIUS Approvals c[Wdi (W) j^Wj* Wj j^[ YedYbki_ed e\ Wdo h[l_[m eh _dl[ij_]Wj_ed YedZkYj[Z fkhikWdj je j^[ >J;* j^[ JWhj_[i i^Wbb ^Wl[ h[Y[_l[Z W mh_jj[d dej_Y[ \hec =@COM j^Wj (_) _j ^Wi YedYbkZ[Z j^Wj j^[ NhWdiWYj_ed _i dej W rYel[h[Z jhWdiWYj_eds WdZ Wh[ dej ikX`[Yj je h[l_[m kdZ[h j^[ >J;* eh (__) _j ^Wi YedYbkZ[Z WYj_ed kdZ[h j^[ >J; m_j^ h[if[Yj je j^[ NhWdiWYj_ed* eh (X) =@COM ^Wi i[dj W h[fehj (j^[ rCFIUS Reports) je j^[ Jh[i_Z[dj e\ j^[ Od_j[Z MjWj[i (rPOTUSs) h[gk[ij_d] JINOMui Z[Y_i_ed* WdZ JINOM ^Wi (_) WddekdY[Z W Z[Y_i_ed dej je jWa[ Wdo WYj_ed je ikif[dZ eh fhe^_X_j j^[ NhWdiWYj_ed eh (__) dej jWa[d Wdo WYj_ed je ikif[dZ eh fhe^_X_j j^[ NhWdiWYj_ed W\j[h /3 ZWoi \hec j^[ ZWj[ e\ h[Y[_fj e\ j^[ =@COM L[fehj,

52 rCFIUS Notices c[Wdi W dej_Y[ m_j^ h[if[Yj je j^[ NhWdiWYj_ed ikXc_jj[Z je =@COM Xo j^[ JWhj_[i fkhikWdj je 1/ =,@,L, JWhj 6.. MkXfWhj ?, rCOBRAs c[Wdi j^[ =edieb_ZWj[Z Icd_Xki <kZ][j L[YedY_b_Wj_ed ;Yj e\ /763* Wi Wc[dZ[Z, rCodes c[Wdi j^[ Cdj[hdWb L[l[dk[ =eZ[ e\ /764* Wi Wc[dZ[Z, rCollective Bargaining Agreements c[Wdi Wdo Yebb[Yj_l[ XWh]W_d_d] W]h[[c[dj eh ej^[h =edjhWYj m_j^ W bWXeh kd_ed* jhWZ[ kd_ed W]h[[c[dj eh \eh[_]d mehai YekdY_b YedjhWYj eh WhhWd][c[dj, rCompanies Laws c[Wdi j^[ =ecfWd_[i (D[hi[o) FWm /77/, rCompany Benefit Plans c[Wdi [WY^ [cfbeoc[dj* Yedikbj_d]* [n[Ykj_l[ Yecf[diWj_ed* _dY[dj_l[ Yecf[diWj_ed* Z[\[hh[Z Yecf[diWj_ed* Xedki* ijeYa fkhY^Wi[* ijeYa efj_ed* f^Wdjec ijeYa eh ej^[h [gk_jo+XWi[Z Yecf[diWj_ed* iWbWho Yedj_dkWj_ed* Y^Wd][+_d+Yedjheb* h[j[dj_ed* i[l[hWdY[* j[hc_dWj_ed* ]WhZ[d b[Wl[* fWo _d b_[k* ]heii+kf* f[di_ed* fhe\_j+i^Wh_d]* iWl_d]i* h[j_h[c[dj lWYWj_ed* i_Ya b[Wl[* Z_iWX_b_jo* Z[Wj^ X[d[\_j* ]hekf _dikhWdY[* ^eif_jWb_pWj_ed* c[Z_YWb* Z[djWb* b_\[ (_dYbkZ_d] Wbb _dZ_l_ZkWb b_\[ _dikhWdY[ feb_Y_[i Wi je m^_Y^ =ecfWdo _i j^[ emd[h* j^[ X[d[\_Y_Who eh Xej^)* =eZ[ M[Yj_ed /03 rYW\[j[h_Ws eh r\b[n_Xb[s X[d[\_j* [cfbeo[[ beWd* h[beYWj_ed* h[fWjh_Wj_ed* h[ijh_Yj_l[ Yel[dWdj* YbWmXWYa* [ZkYWj_edWb Wii_ijWdY[ eh \h_d][ X[d[\_j fbWd* fhe]hWc* feb_Yo* fhWYj_Y[* W]h[[c[dj eh WhhWd][c[dj* m^[j^[h mh_jj[d eh ehWb* \ehcWb eh _d\ehcWb* b[]Wbbo X_dZ_d] eh dej* _dYbkZ_d]* m_j^ekj b_c_jWj_ed* [WY^ r[cfbeo[[ X[d[\_j fbWds m_j^_d j^[ c[Wd_d] e\ M[Yj_ed 1(1) e\ ?LCM;* [WY^ Gkbj_[cfbeo[h JbWd WdZ Wdo ej^[h [cfbeo[[ X[d[\_j fbWd* fhe]hWc* feb_Yo* fhWYj_Y[* W]h[[c[dj eh WhhWd][c[dj* m^[j^[h eh dej ikX`[Yj je ?LCM; (_dYbkZ_d] Wdo \kdZ_d] _dijhkc[dj j^[h[\eh dem _d [\\[Yj eh h[gk_h[Z _d j^[ \kjkh[ Wi W h[ikbj e\ j^[ jhWdiWYj_ed Yedj[cfbWj[Z Xo j^_i ;]h[[c[dj eh ej^[hm_i[)* _d [WY^ YWi[* (_) kdZ[h m^_Y^ Wdo M[hl_Y[ Jhel_Z[h (eh Wdo Z[f[dZ[dj eh X[d[\_Y_Who j^[h[e\) ^Wi Wdo fh[i[dj eh \kjkh[ h_]^j je Yecf[diWj_ed eh X[d[\_ji WdZ (__) j^Wj _i cW_djW_d[Z* ifedieh[Z eh Yedjh_Xkj[Z je Xo =ecfWdo* eh m_j^ h[if[Yj je m^_Y^ =ecfWdo ^Wi Wdo eXb_]Wj_ed je cW_djW_d* ifedieh eh Yedjh_Xkj[* eh (___) m_j^ h[if[Yj je m^_Y^ =ecfWdo ^Wi Wdo Z_h[Yj eh _dZ_h[Yj F_WX_b_jo* m^[j^[h Yedj_d][dj eh ej^[hm_i[, rCompany Board of Directorss c[Wdi j^[ XeWhZ e\ Z_h[Yjehi e\ =ecfWdo, rCompany Board Recommendations c[Wdi Wdo h[Yecc[dZWj_ed j^Wj j^[ =ecfWdo M^Wh[^ebZ[hi lej[ _d \Wleh e\ Wbb j^[ h[iebkj_edi Yecfh_i_d] j^[ =ecfWdo M^Wh[^ebZ[h ;ffhelWb Wj Zkbo ^[bZ c[[j_d]i e\ ikY^ i^Wh[^ebZ[hi \eh ikY^ fkhfei[i, rCompany Business Plans c[Wdi Cdl[ijeh >Wo Jh[i[djWj_ed ZWj[Z Wi e\ M[fj[cX[h /7* 0.02* WdZ WjjWY^[Z ^[h[je Wi ?n^_X_j <* Wi _j cWo X[ ceZ_\_[Z (eh Z[[c[Z je X[ ceZ_\_[Z) \hec j_c[ je j_c[ Xo W]h[[c[dj _d mh_j_d] X[jm[[d JWh[dj WdZ =ecfWdo, rCompany CDI Holderss c[Wdi j^[ ^ebZ[hi e\ =>Ci, rCompany CDI Registers c[Wdi j^[ h[]_ij[h e\ =ecfWdo =>C BebZ[hi [ijWXb_i^[Z WdZ cW_djW_d[Z Xo eh ed X[^Wb\ e\ j^[ =ecfWdo, rCompany Competing Proposals c[Wdi Wdo _dgk_ho* YedjhWYj* fhefeiWb* e\\[h eh _dZ_YWj_ed e\ _dj[h[ij \hec Wdo =ecfWdo N^_hZ JWhjo h[bWj_d] je Wdo jhWdiWYj_ed eh i[h_[i e\ h[bWj[Z jhWdiWYj_edi (ej^[h j^Wd jhWdiWYj_edi edbo m_j^ <ko[h eh Wdo e\ _ji MkXi_Z_Wh_[i) _dlebl_d]* Z_h[Yjbo eh _dZ_h[Yjbo8 (W) Wdo WYgk_i_j_ed (Xo Wii[j fkhY^Wi[* [gk_jo fkhY^Wi[* c[h][h* iY^[c[ e\ WhhWd][c[dj eh ej^[hm_i[) Xo Wdo J[hied eh r]hekfs (m_j^_d j^[ c[Wd_d] e\ M[Yj_ed /1(Z) e\ j^[ ?nY^Wd][ ;Yj) e\ Wdo Xki_d[ii eh Wii[ji e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i (_dYbkZ_d] YWf_jWb ijeYa e\ eh emd[hi^_f _dj[h[ij _d Wdo

53 MkXi_Z_Who) j^Wj Yedij_jkj[ 0.% eh ceh[ e\ =ecfWdoui WdZ _ji MkXi_Z_Wh_[iu Yedieb_ZWj[Z Wii[ji (Xo \W_h cWha[j lWbk[)* eh ][d[hWj[Z 0.% eh ceh[ e\ =ecfWdoui WdZ _ji MkXi_Z_Wh_[iu d[j h[l[dk[ eh [Whd_d]i \eh j^[ fh[Y[Z_d] /0 cedj^i* eh Wdo b_Y[di[* b[Wi[ eh bed]+j[hc ikffbo W]h[[c[dj ^Wl_d] W i_c_bWh [Yedec_Y [\\[Yj9 (X) Wdo WYgk_i_j_ed e\ X[d[\_Y_Wb emd[hi^_f Xo Wdo J[hied eh r]hekfs (m_j^_d j^[ c[Wd_d] e\ M[Yj_ed /1(Z) e\ j^[ ?nY^Wd][ ;Yj) e\ 0.% eh ceh[ e\ j^[ ekjijWdZ_d] =ecfWdo M^Wh[i eh Wdo ej^[h i[Ykh_j_[i [dj_jb[Z je lej[ ed j^[ [b[Yj_ed e\ Z_h[Yjehi eh Wdo j[dZ[h eh [nY^Wd][ e\\[h j^Wj _\ YedikccWj[Z mekbZ h[ikbj _d Wdo J[hied eh r]hekfs (m_j^_d j^[ c[Wd_d] e\ M[Yj_ed /1(Z) e\ j^[ ?nY^Wd][ ;Yj) X[d[\_Y_Wbbo emd_d] 0.% eh ceh[ e\ j^[ ekjijWdZ_d] =ecfWdo M^Wh[i [dj_jb[Z je lej[ ed j^[ [b[Yj_ed e\ Z_h[Yjehi9 eh (Y) Wdo c[h][h* Yedieb_ZWj_ed* i^Wh[ [nY^Wd][* Xki_d[ii YecX_dWj_ed* iY^[c[ e\ WhhWd][c[dj* h[YWf_jWb_pWj_ed* b_gk_ZWj_ed* Z_iiebkj_ed eh i_c_bWh jhWdiWYj_ed _dlebl_d] =ecfWdo* eh Wdo e\ _ji MkXi_Z_Wh_[i m^ei[ Xki_d[ii eh Wii[ji Yedij_jkj[ 0.% eh ceh[ e\ =ecfWdoui WdZ _ji MkXi_Z_Wh_[iu Yedieb_ZWj[Z Wii[ji (Xo \W_h cWha[j lWbk[)* eh ][d[hWj[Z 0.% eh ceh[ e\ =ecfWdoui WdZ _ji MkXi_Z_Wh_[iu d[j h[l[dk[ eh [Whd_d]i \eh j^[ fh[Y[Z_d] /0 cedj^i, rCompany Credit Agreements c[Wdi j^[ ;c[dZ[Z WdZ L[ijWj[Z =h[Z_j ;]h[[c[dj* ZWj[Z Wi e\ M[fj[cX[h /* 0.00* Xo WdZ Wced] F_l[dj =ehfehWj_ed* F_l[dj OM; =ehf,* j^[ ]kWhWdjehi fWhjo j^[h[je \hec j_c[ je j_c[* j^[ b[dZ[hi fWhjo j^[h[je \hec j_c[ je j_c[ WdZ =_j_XWda* H,;,* Wi WZc_d_ijhWj_l[ W][dj \eh j^[ b[dZ[hi* Wi Wc[dZ[Z Xo j^Wj Y[hjW_d De_dZ[h WdZ @_hij ;c[dZc[dj je ;c[dZ[Z WdZ L[ijWj[Z =h[Z_j ;]h[[c[dj* ZWj[Z Wi e\ DWdkWho 2* 0.02 Xo WdZ Wced] ;hYWZ_kc F_j^_kc JF=* ;hYWZ_kc F_j^_kc Cdj[hc[Z_Wj[ CLF F_c_j[Z* ;hYWZ_kc F_j^_kc @_dWdY_d] CLF F_c_j[Z* F_l[dj =ehfehWj_ed* F_l[dj OM; =ehf,* j^[ ]kWhWdjehi fWhjo j^[h[je \hec j_c[ je j_c[* j^[ b[dZ[hi fWhjo j^[h[je \hec j_c[ je j_c[* WdZ =_j_XWda* H,;,* Wi WZc_d_ijhWj_l[ W][dj \eh j^[ b[dZ[hi, rCompany Easements c[Wdi j^[ [Wi[c[dji* h_]^ji e\ mWoi* i[hl_jkZ[i WdZ ej^[h i_c_bWh _dj[h[iji emd[Z Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who, rCompany Equity Awardss c[Wdi j^[ =ecfWdo LMO ;mWhZi* j^[ =ecfWdo MjeYa Ifj_edi* j^[ F[]WYo L[ijh_Yj[Z M^Wh[ L_]^ji* WdZ Wdo ej^[h [gk_jo+XWi[Z WmWhZi ]hWdj[Z kdZ[h Wdo =ecfWdo ?gk_jo JbWd, rCompany Equity Plans c[Wdi j^[ =ecfWdo CdY[dj_l[ Icd_Xki JbWd eh Wdo ej^[h fbWd fkhikWdj je m^_Y^ [gk_jo+XWi[Z WmWhZi Wh[ ]hWdj[Z _d h[if[Yj e\ =ecfWdo M^Wh[i, rCompany GMs c[Wdi j^[ ][d[hWb c[[j_d] e\ j^[ =ecfWdo M^Wh[^ebZ[hi (WdZ Wdo WZ`ekhdc[dj eh feijfed[c[dj j^[h[e\) je X[ Yedl[d[Z _d Yedd[Yj_ed m_j^ j^[ MY^[c[ e\ ;hhWd][c[dj* [nf[Yj[Z je X[ ^[bZ _cc[Z_Wj[bo W\j[h j^[ MY^[c[ G[[j_d] i^Wbb ^Wl[ X[[d YedYbkZ[Z eh WZ`ekhd[Z eh feijfed[Z (_j X[_d] kdZ[hijeeZ j^Wj _\ j^[ MY^[c[ G[[j_d] _i WZ`ekhd[Z eh feijfed[Z* j^[ =ecfWdo AG i^Wbb X[ Yehh[ifedZ_d]bo WZ`ekhd[Z eh feijfed[Z), rCompany Intervening Events c[Wdi Wd ?\\[Yj j^Wj _i cWj[h_Wb je =ecfWdo j^Wj eYYkhi eh Wh_i[i W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj j^Wj mWi dej ademd je eh h[WiedWXbo \eh[i[[WXb[ Xo j^[ =ecfWdo <eWhZ e\ >_h[Yjehi Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj (eh* _\ ademd eh h[WiedWXbo \eh[i[[WXb[* j^[ cW]d_jkZ[ eh cWj[h_Wb Yedi[gk[dY[i e\ m^_Y^ m[h[ dej ademd eh h[WiedWXbo \eh[i[[WXb[ Xo j^[ =ecfWdo <eWhZ e\ >_h[Yjehi Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj)9 fhel_Z[Z* ^em[l[h* j^Wj _d de [l[dj i^Wbb j^[ \ebbem_d] Yedij_jkj[ W =ecfWdo Cdj[hl[d_d] ?l[dj8 (W) j^[ h[Y[_fj* [n_ij[dY[ eh j[hci e\ Wd WYjkWb eh feii_Xb[ =ecfWdo =ecf[j_d] JhefeiWb eh =ecfWdo Mkf[h_eh JhefeiWb9 (X) Wdo Y^Wd][* _d WdZ e\ _ji[b\* _d j^[ fh_Y[ eh jhWZ_d] lebkc[ e\ =ecfWdo M^Wh[i (_j X[_d] kdZ[hijeeZ j^Wj j^[ kdZ[hbo_d] \WYji ]_l_d] h_i[ eh Yedjh_Xkj_d] je ikY^ Y^Wd][ cWo X[ jWa[d _dje WYYekdj _d Z[j[hc_d_d] m^[j^[h j^[h[ ^Wi X[[d W =ecfWdo Cdj[hl[d_d] ?l[dj* je j^[ [nj[dj ej^[hm_i[ f[hc_jj[Z Xo j^_i Z[\_d_j_ed)9 (Y) YedZ_j_edi (eh Y^Wd][i _d ikY^

54 YedZ_j_edi) _d j^[ b_j^_kc c_d_d] WdZ Y^[c_YWbi _dZkijho (_dYbkZ_d] Y^Wd][i _d ][d[hWb cWha[j fh_Y[i \eh b_j^_kc Y^[c_YWbi* b_j^_kc ifeZkc[d[ YedY[djhWj[ WdZ h[bWj[Z fheZkYji (_dYbkZ_d] fh_Y_d] kdZ[h \kjkh[i YedjhWYji) WdZ feb_j_YWb eh h[]kbWjeho Y^Wd][i W\\[Yj_d] j^[ _dZkijho eh Wdo Y^Wd][i _d Wffb_YWXb[ FWm)* eh (Z) Wdo effehjkd_jo je WYgk_h[ (Xo c[h][h* `e_dj l[djkh[* fWhjd[hi^_f* Yedieb_ZWj_ed* iY^[c[ e\ WhhWd][c[dj* WYgk_i_j_ed e\ [gk_jo eh Wii[ji eh ej^[hm_i[)* Z_h[Yjbo eh _dZ_h[Yjbo* Wdo Wii[ji* i[Ykh_j_[i* fhef[hj_[i eh Xki_d[ii[i \hec* eh [dj[h _dje Wdo b_Y[di_d]* YebbWXehWj_d] eh i_c_bWh WhhWd][c[dji m_j^* Wdo ej^[h J[hied eh ([) j^[ \WYj j^Wj =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i [nY[[Zi (eh \W_bi je c[[j) _dj[hdWb eh fkXb_i^[Z fhe`[Yj_edi eh ]k_ZWdY[ eh Wdo cWjj[h h[bWj_d] j^[h[je eh e\ Yedi[gk[dY[ j^[h[e\ (_j X[_d] kdZ[hijeeZ j^Wj j^[ kdZ[hbo_d] \WYji ]_l_d] h_i[ eh Yedjh_Xkj_d] je ikY^ Y^Wd][ cWo X[ jWa[d _dje WYYekdj _d Z[j[hc_d_d] m^[j^[h j^[h[ ^Wi X[[d W =ecfWdo Cdj[hl[d_d] ?l[dj* je j^[ [nj[dj ej^[hm_i[ f[hc_jj[Z Xo j^_i Z[\_d_j_ed), rCompany Material Adverse Effects c[Wdi (W) Wdo ?\\[Yj j^Wj mekbZ fh[l[dj eh cWj[h_Wbbo _cfW_h j^[ WX_b_jo e\ =ecfWdo je YedikccWj[ j^[ MY^[c[ fh_eh je j^[ ?dZ >Wj[ (Wi j^[ iWc[ cWo X[ [nj[dZ[Z) eh (X) Wdo ?\\[Yj m^_Y^ ^Wi ^WZ* eh mekbZ h[WiedWXbo X[ [nf[Yj[Z je ^Wl[* _dZ_l_ZkWbbo eh _d j^[ W]]h[]Wj[* W cWj[h_Wb WZl[hi[ [\\[Yj ed j^[ \_dWdY_Wb YedZ_j_ed* fhef[hj_[i* Wii[ji* b_WX_b_j_[i* Xki_d[ii eh h[ikbji e\ ef[hWj_edi e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i* jWa[d Wi W m^eb[9 fhel_Z[Z* ^em[l[h* j^Wj* ieb[bo \eh j^[ fkhfei[i e\ YbWki[ (X) WXel[* de ?\\[Yji je j^[ [nj[dj h[ikbj_d] eh Wh_i_d] \hec Wdo e\ j^[ \ebbem_d]* [_j^[h Wbed[ eh _d YecX_dWj_ed* i^Wbb X[ Z[[c[Z je Yedij_jkj[ W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj eh i^Wbb X[ jWa[d _dje WYYekdj m^[d Z[j[hc_d_d] m^[j^[h W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj [n_iji eh ^Wi eYYkhh[Z eh mekbZ h[WiedWXbo X[ [nf[Yj[Z je [n_ij eh eYYkh8 (_) Wdo Y^Wd][i _d ]beXWb* dWj_edWb eh h[]_edWb [Yedec_Y YedZ_j_edi* _dYbkZ_d] Wdo Y^Wd][i ][d[hWbbo W\\[Yj_d] \_dWdY_Wb* Yh[Z_j eh YWf_jWb cWha[j YedZ_j_edi9 (__) YedZ_j_edi (eh Y^Wd][i j^[h[_d) _d Wdo _dZkijho eh _dZkijh_[i _d m^_Y^ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i ef[hWj[i* _dYbkZ_d] _d j^[ b_j^_kc c_d_d] WdZ Y^[c_YWbi _dZkijho (_dYbkZ_d] Y^Wd][i _d ][d[hWb cWha[j fh_Y[i \eh b_j^_kc Y^[c_YWbi WdZ h[bWj[Z fheZkYji (_dYbkZ_d] fh_Y_d] kdZ[h \kjkh[i YedjhWYji))9 (___) ][d[hWb b[]Wb* jWn* [Yedec_Y* feb_j_YWb WdZ-eh h[]kbWjeho YedZ_j_edi (eh Y^Wd][i j^[h[_d)9 (_l) Wdo Y^Wd][ eh fheif[Yj_l[ Y^Wd][i _d A;;J* C@LM* DIL=* HC 21+/./* MkXfWhj /1.. eh j^[ _dj[hfh[jWj_ed j^[h[e\ eh ej^[h WYYekdj_d] fh_dY_fb[i WdZ feb_Y_[i9 (l) Wdo WZefj_ed* _cfb[c[djWj_ed* fheckb]Wj_ed* h[f[Wb* ceZ_\_YWj_ed* Wc[dZc[dj* h[_dj[hfh[jWj_ed* Y^Wd][ eh fhefeiWb e\ Wdo Wffb_YWXb[ FWm e\ WdZ Xo Wdo Ael[hdc[djWb ?dj_jo (_dYbkZ_d] m_j^ h[if[Yj je NWn[i)9 (l_) j^[ [n[Ykj_ed WdZ Z[b_l[ho e\ j^_i ;]h[[c[dj eh j^[ d[]ej_Wj_ed* fkXb_Y WddekdY[c[dj* f[dZ[dYo eh YedikccWj_ed e\ j^[ NhWdiWYj_ed eh Yecfb_WdY[ m_j^ j^[ j[hci e\ j^_i ;]h[[c[dj* _dYbkZ_d] Wdo NhWdiWYj_ed F_j_]Wj_ed WdZ _dYbkZ_d] Wdo WYjkWb eh fej[dj_Wb beii eh _cfW_hc[dj W\j[h j^[ ZWj[ ^[h[e\ e\ Wdo =edjhWYj eh Xki_d[ii h[bWj_edi^_f je j^[ [nj[dj Wh_i_d] Wi W h[ikbj j^[h[e\ (_j X[_d] kdZ[hijeeZ j^Wj j^_i YbWki[ (l_) i^Wbb dej Wffbo m_j^ h[if[Yj je Wdo h[fh[i[djWj_ed eh mWhhWdjo YedjW_d[Z _d j^_i ;]h[[c[dj je j^[ [nj[dj j^[ fkhfei[ e\ ikY^ h[fh[i[djWj_ed eh mWhhWdjo _i je WZZh[ii j^[ Yedi[gk[dY[i h[ikbj_d] \hec j^[ [n[Ykj_ed WdZ Z[b_l[ho e\ j^_i ;]h[[c[dj eh j^[ YedikccWj_ed e\ j^[ NhWdiWYj_ed eh j^[ Yecfb_WdY[ m_j^ j^[ j[hci e\ j^_i ;]h[[c[dj)9 (l__) Wdo Y^Wd][ _d j^[ fh_Y[ eh jhWZ_d] lebkc[ e\ =ecfWdo M^Wh[i* _d WdZ e\ _ji[b\ (_j X[_d] kdZ[hijeeZ j^Wj j^[ ?\\[Yji ]_l_d] h_i[ eh Yedjh_Xkj_d] je ikY^ Y^Wd][ j^Wj Wh[ dej ej^[hm_i[ [nYbkZ[Z \hec j^[ Z[\_d_j_ed e\ r=ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yjs cWo X[ jWa[d _dje WYYekdj)9 (l___) Wdo \W_bkh[ Xo =ecfWdo je c[[j* eh Wdo Y^Wd][ _d* Wdo _dj[hdWb eh fkXb_i^[Z fhe`[Yj_edi* [ij_cWj[i eh [nf[YjWj_edi e\ =ecfWdoui h[l[dk[* [Whd_d]i eh ej^[h \_dWdY_Wb f[h\ehcWdY[ eh h[ikbji e\ ef[hWj_edi \eh Wdo f[h_eZ* _d WdZ e\ _ji[b\* eh Wdo \W_bkh[ Xo =ecfWdo je c[[j _ji _dj[hdWb XkZ][ji* fbWdi eh \eh[YWiji e\ _ji h[l[dk[i* [Whd_d]i eh ej^[h \_dWdY_Wb f[h\ehcWdY[ eh h[ikbji e\ ef[hWj_edi* _d WdZ e\ _ji[b\ (_j X[_d] kdZ[hijeeZ j^Wj j^[ ?\\[Yji ]_l_d] h_i[ eh Yedjh_Xkj_d] je ikY^ \W_bkh[ j^Wj Wh[ dej ej^[hm_i[ [nYbkZ[Z \hec j^[ Z[\_d_j_ed e\ r=ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yjs cWo X[ jWa[d _dje

55 WYYekdj)9 (_n) ?\\[Yji Wh_i_d] ekj e\ Y^Wd][i _d ][efeb_j_YWb YedZ_j_edi* j^[ ekjXh[Wa e\ W fWdZ[c_Y* [f_Z[c_Y* [dZ[c_Y eh ej^[h m_Z[ifh[WZ ^[Wbj^ Yh_i_i (_dYbkZ_d] =IPC>+/7)* WYji e\ j[hheh_ic eh iWXejW][* mWh (m^[j^[h eh dej Z[YbWh[Z)* j^[ Yecc[dY[c[dj* Yedj_dkWj_ed eh [iYWbWj_ed e\ W mWh* WYji e\ Whc[Z ^eij_b_jo* m[Wj^[h YedZ_j_edi* dWjkhWb Z_iWij[hi eh ej^[h i_c_bWh \ehY[ cW`[kh[ [l[dji* _dYbkZ_d] Wdo cWj[h_Wb mehi[d_d] e\ ikY^ YedZ_j_edi j^h[Wj[d[Z eh [n_ij_d] Wi e\ j^[ ZWj[ e\ j^_i ;]h[[c[dj9 (n) Wdo WYj_ed jWa[d Wj j^[ h[gk[ij e\ <ko[h _d mh_j_d]9 (n_) Wdo h[ZkYj_ed _d j^[ Yh[Z_j hWj_d] eh Yh[Z_j hWj_d] ekjbeea e\ =ecfWdo eh j^[ =ecfWdo MkXi_Z_Wh_[i eh Wdo _dYh[Wi[ _d Yh[Z_j Z[\Wkbj imWf ifh[WZi m_j^ h[if[Yj je _dZ[Xj[Zd[ii e\ =ecfWdo eh j^[ =ecfWdo MkXi_Z_Wh_[i* _d WdZ e\ _ji[b\ (_j X[_d] kdZ[hijeeZ j^Wj j^[ ?\\[Yji ]_l_d] h_i[ eh Yedjh_Xkj_d] je ikY^ Y^Wd][ j^Wj Wh[ dej ej^[hm_i[ [nYbkZ[Z \hec j^[ Z[\_d_j_ed e\ r=ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yjs cWo X[ jWa[d _dje WYYekdj)9 eh (n__) ?\\[Yji Wh_i_d] ekj e\ Wdo Yedl[hi_ed eh h[YedY_b_Wj_ed Wced] C@LM* A;;J* DIL=* HC 21+/./* MkXfWhj /1.. eh ej^[h WYYekdj_d] fh_dY_fb[i WdZ feb_Y_[i kdZ[hjWa[d _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed [nY[fj* _d j^[ YWi[ e\ YbWki[i (_) j^hek]^ (l) WdZ (_n) WXel[* je j^[ [nj[dj =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i* jWa[d Wi W m^eb[* Wh[ Z_ifhefehj_edWj[bo _cfWYj[Z j^[h[Xo h[bWj_l[ je ej^[h [dj_j_[i ef[hWj_d] _d j^[ iWc[ _dZkijho eh _dZkijh_[i _d m^_Y^ =ecfWdo WdZ j^[ =ecfWdo MkXi_Z_Wh_[i ef[hWj[ (_d m^_Y^ YWi[ edbo j^[ _dYh[c[djWb Z_ifhefehj_edWj[ _cfWYj eh _cfWYji cWo X[ jWa[d _dje WYYekdj _d Z[j[hc_d_d] m^[j^[h j^[h[ ^Wi X[[d eh mekbZ h[WiedWXbo X[ [nf[Yj[Z je X[ W =ecfWdo GWj[h_Wb ;Zl[hi[ ?\\[Yj), rCompany Mining Rightss c[Wdi j^[ c_d_d] h_]^ji WdZ YedY[ii_edi emd[Z Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who, rCompany Omnibus Incentive Plans c[Wdi j^[ =ecfWdoui Icd_Xki CdY[dj_l[ JbWd WZefj[Z Wi e\ DWdkWho 2* 0.02, rCompany PSUs c[Wdi [WY^ ekjijWdZ_d] h[ijh_Yj[Z ijeYa kd_j WmWhZ ikX`[Yj je f[h\ehcWdY[ YedZ_j_edi _d h[if[Yj e\ =ecfWdo M^Wh[i ]hWdj[Z kdZ[h j^[ =ecfWdo Icd_Xki CdY[dj_l[ JbWd, rCompany RSUs c[Wdi [WY^ ekjijWdZ_d] h[ijh_Yj[Z ijeYa kd_j WmWhZ _d h[if[Yj e\ =ecfWdo M^Wh[i ]hWdj[Z kdZ[h j^[ =ecfWdo Icd_Xki CdY[dj_l[ JbWd, rCompany Stock Options c[Wdi [WY^ ekjijWdZ_d] efj_ed je WYgk_h[ =ecfWdo M^Wh[i ]hWdj[Z kdZ[h j^[ =ecfWdo Icd_Xki CdY[dj_l[ JbWd, rCompany Shareholders c[Wdi W ^ebZ[h e\ =ecfWdo M^Wh[i \hec j_c[ je j_c[, rCompany Shareholder Approvals c[Wdi (_) j^[ WffhelWb e\ j^[ MY^[c[ e\ ;hhWd][c[dj Xo W h[iebkj_ed e\ W cW`eh_jo _d dkcX[h e\ j^[ =ecfWdo M^Wh[^ebZ[hi h[fh[i[dj_d] j^h[[+gkWhj[hi (53%) eh ceh[ e\ j^[ lej[i YWij Xo j^ei[ =ecfWdo M^Wh[^ebZ[hi m^e (X[_d] [dj_jb[Z je Ze ie) lej[ _d f[hied eh Xo fheno Wj j^[ MY^[c[ G[[j_d] (eh Wj Wdo WZ`ekhdc[dj eh feijfed[c[dj e\ ikY^ c[[j_d])* WdZ (__) j^[ WffhelWb e\ j^[ =ecfWdo M^Wh[^ebZ[h L[iebkj_edi Xo j^[ h[gk_i_j[ cW`eh_jo e\ j^[ =ecfWdo M^Wh[^ebZ[hi Wj j^[ =ecfWdo AG (eh Wj Wdo WZ`ekhdc[dj eh feijfed[c[dj e\ ikY^ c[[j_d]), rCompany Shareholder Resolutionss c[Wdi j^[ h[iebkj_edi je Wbj[h j^[ =ecfWdo ;hj_Yb[i e\ ;iieY_Wj_ed WdZ ikY^ ej^[h cWjj[hi Wi cWo X[ d[Y[iiWho je \WY_b_jWj[ j^[ _cfb[c[djWj_ed e\ j^[ NhWdiWYj_ed WdZ-eh j^[ MY^[c[ e\ ;hhWd][c[dj, rCompany Sharess c[Wdi j^[ ehZ_dWho i^Wh[i* fWh lWbk[ $/,.. f[h i^Wh[* e\ j^[ =ecfWdo, rCompany Subsidiariess c[Wdi j^[ MkXi_Z_Wh_[i e\ =ecfWdo,

56 rCompany Superior Proposals c[Wdi W bona fide mh_jj[d fhefeiWb j^Wj _i dej ieb_Y_j[Z W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj _d Xh[WY^ e\ j^_i ;]h[[c[dj WdZ _i cWZ[ W\j[h j^[ ZWj[ e\ j^_i ;]h[[c[dj Xo Wdo J[hied eh r]hekfs (m_j^_d j^[ c[Wd_d] e\ M[Yj_ed /1(Z) e\ j^[ ?nY^Wd][ ;Yj) (ej^[h j^Wd <ko[h eh Wdo e\ _ji ;\\_b_Wj[i) je WYgk_h[* Z_h[Yjbo eh _dZ_h[Yjbo* (W) Xki_d[ii[i eh Wii[ji e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i (_dYbkZ_d] YWf_jWb ijeYa e\ eh emd[hi^_f _dj[h[ij _d Wdo MkXi_Z_Who) j^Wj WYYekdj \eh Wbb eh ikXijWdj_Wbbo Wbb e\ j^[ \W_h cWha[j lWbk[ e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[iu Wii[ji eh j^Wj ][d[hWj[Z Wbb eh ikXijWdj_Wbbo Wbb e\ =ecfWdoui WdZ _ji MkXi_Z_Wh_[iu d[j h[l[dk[ eh [Whd_d]i \eh j^[ fh[Y[Z_d] /0 cedj^i* h[if[Yj_l[bo* eh (X) Wbb eh ikXijWdj_Wbbo Wbb e\ j^[ ekjijWdZ_d] =ecfWdo M^Wh[i* _d [WY^ YWi[ m^[j^[h Xo mWo e\ c[h][h* WcWb]WcWj_ed* iY^[c[ e\ WhhWd][c[dj* i^Wh[ [nY^Wd][* j[dZ[h e\\[h* [nY^Wd][ e\\[h* h[YWf_jWb_pWj_ed* Yedieb_ZWj_ed* iWb[ e\ [gk_jo eh Wii[ji eh ej^[hm_i[* j^Wj _d j^[ ]eeZ+\W_j^ Z[j[hc_dWj_ed e\ j^[ =ecfWdo <eWhZ e\ >_h[Yjehi* W\j[h YedikbjWj_ed m_j^ _ji \_dWdY_Wb WdZ b[]Wb WZl_iehi* _\ YedikccWj[Z* mekbZ h[ikbj _d W jhWdiWYj_ed ceh[ \WlehWXb[ je =ecfWdoui i^Wh[^ebZ[hi j^Wd j^[ NhWdiWYj_ed (W\j[h jWa_d] _dje WYYekdj j^[ j_c[ b_a[bo je X[ h[gk_h[Z je YedikccWj[ ikY^ fhefeiWb* j^[ iekhY[i* WlW_bWX_b_jo WdZ j[hci e\ Wdo \_dWdY_d]* \_dWdY_d] cWha[j YedZ_j_edi WdZ j^[ [n_ij[dY[ e\ W \_dWdY_d] Yedj_d][dYo* j^[ b_a[b_^eeZ e\ j[hc_dWj_ed* j^[ j_c_d] eh Y[hjW_djo e\ Ybei_d]* j^[ _Z[dj_jo e\ j^[ J[hied eh J[hiedi cWa_d] j^[ fhefeiWb WdZ Wdo WZ`kijc[dji eh h[l_i_edi je j^[ j[hci e\ j^_i ;]h[[c[dj e\\[h[Z Xo <ko[h _d h[ifedi[ je ikY^ fhefeiWb eh ej^[hm_i[)* W\j[h Yedi_Z[h_d] Wbb \WYjehi j^[ =ecfWdo <eWhZ e\ >_h[Yjehi Z[[ci h[b[lWdj, rCompany Third Partys c[Wdi Wdo J[hied* _dYbkZ_d] Wi Z[\_d[Z _d M[Yj_ed /1(Z) e\ j^[ ?nY^Wd][ ;Yj* ej^[h j^Wd <ko[h eh Wdo e\ _ji ;\\_b_Wj[i eh Wdo e\ _ji eh j^[_h L[fh[i[djWj_l[i WYj_d] ed X[^Wb\ e\ <ko[h eh ikY^ ;\\_b_Wj[ _d Yedd[Yj_ed m_j^ j^[ NhWdiWYj_ed, rCompany Water Rightss c[Wdi j^[ mWj[h h_]^ji emd[Z Xo =ecfWdo eh Wdo =ecfWdo MkXi_Z_Who, rConfidentiality Agreements c[Wdi j^[ =ed\_Z[dj_Wb_jo ;]h[[c[dj* ZWj[Z IYjeX[h 0* 0.02* X[jm[[d =ecfWdo WdZ L_e N_dje Q[ij[hd BebZ_d]i F_c_j[Z* Wi _j cWo X[ Wc[dZ[Z \hec j_c[ je j_c[, rContinuing Employeess c[Wdi [cfbeo[[i e\ =ecfWdo WdZ _ji MkXi_Z_Wh_[i m^e h[cW_d [cfbeo[Z Xo =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i W\j[h j^[ =bei_d] >Wj[, rContracts c[Wdi Wdo mh_jj[d eh ehWb W]h[[c[dj* YedjhWYj* ikXYedjhWYj* i[jjb[c[dj W]h[[c[dj* b[Wi[* ikXb[Wi[* X_dZ_d] kdZ[hijWdZ_d]* dej[* efj_ed* XedZ* cehj]W][* _dZ[djkh[* jhkij ZeYkc[dj* beWd eh Yh[Z_j W]h[[c[dj* b_Y[di[* ikXb_Y[di[* _dikhWdY[ feb_Yo eh ej^[h b[]Wbbo X_dZ_d] Yecc_jc[dj eh kdZ[hjWa_d] e\ Wdo dWjkh[* Wi _d [\\[Yj Wi e\ j^[ ZWj[ ^[h[e\ eh Wi cWo ^[h[_dW\j[h X[ _d [\\[Yj, rCourt Orders c[Wdi j^[ ;Yj e\ =ekhj iWdYj_ed_d] j^[ MY^[c[, rCOVID-19s c[Wdi j^[ Z_i[Wi[ YWki[Z Xo M;LM+=eP+0 eh =IPC>+/7 (WdZ Wbb h[bWj[Z ijhW_di WdZ i[gk[dY[i)* _dYbkZ_d] Wdo _dj[di_\_YWj_ed* h[ikh][dY[ eh Wdo [lebkj_edi eh ckjWj_edi j^[h[e\* WdZ-eh h[bWj[Z eh WiieY_Wj[Z [f_Z[c_Yi* fWdZ[c_Yi* Z_i[Wi[ ekjXh[Wai eh fkXb_Y ^[Wbj^ [c[h][dY_[i, rDamagess c[Wdi Wbb ZWcW][i* Yeiji* [nf[di[i* b_WX_b_j_[i eh beii[i e\ Wdo a_dZ, rDOLs c[Wdi j^[ Od_j[Z MjWj[i >[fWhjc[dj e\ FWXeh, rDPAs c[Wdi M[Yj_ed 50/ e\ N_jb[ PCC e\ j^[ >[\[di[ JheZkYj_ed ;Yj e\ /73.* Wi Wc[dZ[Z* WdZ _dYbkZ_d] Wi _cfb[c[dj[Z j^hek]^ 1/ =,@,L, JWhj 6.., rEffects c[Wdi Wdo Y^Wd][* [\\[Yj* Z[l[befc[dj* Y_hYkcijWdY[* YedZ_j_ed* ijWj[ e\ \WYji* [l[dj eh eYYkhh[dY[,

57 rEquity Award Conversion Ratios c[Wdi j^[ gkej_[dj eXjW_d[Z Xo Z_l_Z_d] (_) j^[ =edi_Z[hWj_ed Xo (__) j^[ Wl[hW][ lebkc[ m[_]^j[Z Wl[hW][ fh_Y[ f[h ehZ_dWho i^Wh[ e\ (;) L_e N_dje fbY ed j^[ FedZed MjeYa ?nY^Wd][ _d j^[ YWi[ e\ ;Z`kij[Z L[ijh_Yj[Z M^Wh[ L_]^ji* ;Z`kij[Z =ecfWdo Ifj_edi eh ;Z`kij[Z =ecfWdo LMOi ]hWdj[Z _d h[if[Yj e\ L_e N_dje fbY i^Wh[i WdZ (<) L_e N_dje F_c_j[Z ed j^[ ;kijhWb_Wd M[Ykh_j_[i ?nY^Wd][ _d j^[ YWi[ e\ ;Z`kij[Z L[ijh_Yj[Z M^Wh[ L_]^ji* ;Z`kij[Z =ecfWdo Ifj_edi eh ;Z`kij[Z =ecfWdo LMOi ]hWdj[Z _d h[if[Yj e\ L_e N_dje F_c_j[Z i^Wh[i \eh j^[ 1. Yedi[Ykj_l[ jhWZ_d] ZWo f[h_eZ [dZ_d] ed j^[ bWij jhWZ_d] ZWo fh[Y[Z_d] j^[ =bei_d] >Wj[, rEnd Dates c[Wdi IYjeX[h 7* 0.03* Wi cWo X[ [nj[dZ[Z fkhikWdj je M[Yj_ed 6,/(Z), rEnvironmental Lawss c[Wdi Wbb FWmi m^_Y^ h[bWj[ je febbkj_ed* fhej[Yj_ed e\ j^[ [dl_hedc[dj* eh fkXb_Y eh meha[h ^[Wbj^ eh iW\[jo (h[]WhZ_d] BWpWhZeki MkXijWdY[i), rEnvironmental Permitss c[Wdi Wdo f[hc_j* b_Y[di[* Yedi[dj* Y[hj_\_YWj[* h[]_ijhWj_ed* lWh_WdY[* [n[cfj_ed* Wkj^eh_pWj_ed eh WffhelWb h[gk_h[Z kdZ[h ?dl_hedc[djWb FWmi, rERISAs c[Wdi j^[ ?cfbeo[[ L[j_h[c[dj CdYec[ M[Ykh_jo ;Yj e\ /752* Wi Wc[dZ[Z* WdZ j^[ hkb[i WdZ h[]kbWj_edi fheckb]Wj[Z j^[h[kdZ[h, rERISA Affiliates c[Wdi m_j^ h[if[Yj je =ecfWdo* Wdo jhWZ[ eh Xki_d[ii* m^[j^[h eh dej _dYehfehWj[Z* j^Wj je][j^[h m_j^ =ecfWdo mekbZ X[ Z[[c[Z W ri_d]b[ [cfbeo[hs m_j^_d j^[ c[Wd_d] e\ M[Yj_ed 2/2 e\ j^[ =eZ[ eh M[Yj_ed 2../(X)(/) e\ ?LCM; eh j^Wj _i W c[cX[h e\ j^[ iWc[ rYedjhebb[Z ]hekfs Wi =ecfWdo fkhikWdj je M[Yj_ed 2../(W)(/2) e\ ?LCM;, rExchange Acts c[Wdi j^[ Od_j[Z MjWj[i M[Ykh_j_[i ?nY^Wd][ ;Yj e\ /712, rEx-Im Lawss c[Wdi Wbb FWmi h[bWj_d] je [nfehj* h[+[nfehj* jhWdi\[h eh _cfehj Yedjhebi* _dYbkZ_d] j^[ Cdj[hdWj_edWb NhW\\_Y _d ;hci L[]kbWj_edi WZc_d_ij[h[Z Xo j^[ O,M, >[fWhjc[dj e\ MjWj[* j^[ ?nfehj ;Zc_d_ijhWj_ed L[]kbWj_edi WZc_d_ij[h[Z Xo j^[ O,M, >[fWhjc[dj e\ =ecc[hY[* j^[ Ykijeci WdZ _cfehj FWmi WZc_d_ij[h[Z Xo O,M, =kijeci WdZ <ehZ[h Jhej[Yj_ed* WdZ i_c_bWh FWmi e\ =WdWZW* j^[ ?khef[Wd Od_ed* j^[ Od_j[Z E_d]Zec* ;h][dj_dW* WdZ Wdo ej^[h h[b[lWdj `kh_iZ_Yj_ed, rFCPAs c[Wdi j^[ Od_j[Z MjWj[i @eh[_]d =ehhkfj JhWYj_Y[i ;Yj e\ /755, rFLSAs c[Wdi j^[ @W_h FWXeh MjWdZWhZi ;Yj e\ /716, rFundamental Representationss c[Wdi j^[ h[fh[i[djWj_edi WdZ mWhhWdj_[i i[j \ehj^ _d M[Yj_edi 1,/ (KkWb_\_YWj_ed* Ih]Wd_pWj_ed* [jY,)* 1,1(W) (=ehfehWj[ ;kj^eh_jo L[bWj_l[ je j^_i ;]h[[c[dj)* 1,1(Y)(_) (He P_ebWj_ed)* 1,/5 (L[gk_h[Z Pej[9 NWa[el[h Jhel_i_edi)* 1,0. (@_dZ[hi WdZ <hea[hi)* 2,/ (KkWb_\_YWj_ed* Ih]Wd_pWj_ed* [jY,)* 2,0 (=Wf_jWb_pWj_ed)* 2,1(W) (=ehfehWj[ ;kj^eh_jo L[bWj_l[ je j^_i ;]h[[c[dj)* WdZ 2,3 (@_dZ[hi WdZ <hea[hi), rGAAPs c[Wdi j^[ Od_j[Z MjWj[i ][d[hWbbo WYY[fj[Z WYYekdj_d] fh_dY_fb[i* Yedi_ij[djbo Wffb_[Z, rGovernmental Consents c[Wdi W Yedi[dj e\* m_j^ eh je W Ael[hdc[djWb ?dj_jo (_dYbkZ_d] j^[ [nf_hWj_ed e\ Wdo mW_j_d] eh ej^[h j_c[ f[h_eZ h[gk_h[Z je fWii X[\eh[ ]el[hdc[djWb Yedi[dj eh WYgk_[iY[dY[ cWo X[ Wiikc[Z eh h[b_[Z ed), rGovernmental Entitys c[Wdi (W) Wdo dWj_edWb* O,M, \[Z[hWb* ijWj[* Yekdjo* ckd_Y_fWb* beYWb eh \eh[_]d ]el[hdc[dj eh Wdo [dj_jo [n[hY_i_d] [n[Ykj_l[* b[]_ibWj_l[* `kZ_Y_Wb* h[]kbWjeho* jWn_d] eh WZc_d_ijhWj_l[ \kdYj_edi e\* eh f[hjW_d_d] je* ]el[hdc[dj* _dYbkZ_d] Wdo WhX_jhWb XeZo (fkXb_Y eh fh_lWj[)* _d [WY^ YWi[ _d Wdo fWhj e\ j^[ mehbZ* (X) Wdo fkXb_Y _dj[hdWj_edWb ]el[hdc[djWb eh]Wd_pWj_ed* eh (Y) Wdo W][dYo*

6. Yecc_ii_ed* Z_l_i_ed* _dijhkc[djWb_jo* Xkh[Wk* Z[fWhjc[dj eh ej^[h feb_j_YWb ikXZ_l_i_ed e\ Wdo ]el[hdc[dj* [dj_jo eh eh]Wd_pWj_ed Z[iYh_X[Z _d j^[ \eh[]e_d] YbWki[ (W) eh (X) e\ j^_i Z[\_d_j_ed, rGovernment Officials c[Wdi (W) Wdo e\\_Y_Wb* e\\_Y[h* [cfbeo[[ eh h[fh[i[djWj_l[ e\* eh Wdo J[hied WYj_d] _d Wd e\\_Y_Wb YWfWY_jo \eh eh ed X[^Wb\ e\* Wdo Ael[hdc[djWb ?dj_jo* feb_j_YWb fWhjo* eh ijWj[+ emd[Z eh ijWj[+Yedjhebb[Z YecfWdo* eh (X) Wdo YWdZ_ZWj[ \eh feb_j_YWb e\\_Y[, rGSTs c[Wdi AMN (m_j^ j^[ c[Wd_d] ]_l[d _d j^[ AMN ;Yj)* lWbk[ WZZ[Z jWn* ej^[h iWb[i eh jkhdel[h jWn eh ej^[h NWn e\ W i_c_bWh dWjkh[ _cfei[Z _d Wdo Yekdjho, rGST Acts c[Wdi j^[ A New Tax System (Goods and Services Tax) Act 1999 (=j^), rHazardous Substances c[Wdi Wdo cWj[h_Wb* ikXijWdY[ eh mWij[ j^Wj _i ikX`[Yj je h[]kbWj_ed* eh \eh m^_Y^ b_WX_b_jo eh ijWdZWhZi e\ YedZkYj cWo X[ _cfei[Z* kdZ[h Wdo ?dl_hedc[djWb FWmi* _dYbkZ_d] f[jheb[kc WdZ f[h+ WdZ febo\bkeheWbaob ikXijWdY[i, rHSR Acts c[Wdi j^[ BWhj+MYejj+LeZ_de ;dj_jhkij Ccfhel[c[dji ;Yj e\ /754* WdZ j^[ hkb[i WdZ h[]kbWj_edi fheckb]Wj[Z j^[h[kdZ[h, rIFRSs c[Wdi j^[ Cdj[hdWj_edWb @_dWdY_Wb L[fehj_d] MjWdZWhZi Wi _iik[Z Xo j^[ Cdj[hdWj_edWb ;YYekdj_d] MjWdZWhZi <eWhZ* Yedi_ij[djbo Wffb_[Z, rIndebtednesss c[Wdi* m_j^ h[if[Yj je Wdo J[hied* (a) Wbb eXb_]Wj_edi e\ ikY^ J[hied \eh Xehhem[Z ced[o WdZ Wbb eXb_]Wj_edi e\ ikY^ J[hied [l_Z[dY[Z Xo XedZi* Z[X[djkh[i* dej[i* beWd W]h[[c[dji eh ej^[h i_c_bWh _dijhkc[dji9 (b) Wbb Z_h[Yj eh Yedj_d][dj eXb_]Wj_edi e\ ikY^ J[hied Wh_i_d] kdZ[h b[jj[hi e\ Yh[Z_j (_dYbkZ_d] ijWdZXo WdZ Yecc[hY_Wb)* XWda[hiu WYY[fjWdY[i* XWda ]kWhWdj[[i* ikh[jo XedZi WdZ i_c_bWh _dijhkc[dji9 (c) Wdo _dj[h[ij hWj[* imWf* Ykhh[dYo imWf* \ehmWhZ Ykhh[dYo eh _dj[h[ij hWj[ YedjhWYji eh ej^[h _dj[h[ij hWj[ eh Ykhh[dYo ^[Z]_d] WhhWd][c[dji9 (d) Wbb eXb_]Wj_edi e\ ikY^ J[hied je fWo j^[ Z[\[hh[Z fkhY^Wi[ fh_Y[ e\ fhef[hjo eh i[hl_Y[i (ej^[h j^Wd jhWZ[ WYYekdji fWoWXb[ _d j^[ ehZ_dWho Yekhi[ e\ Xki_d[ii)9 (e) _dZ[Xj[Zd[ii ([nYbkZ_d] fh[fW_Z _dj[h[ij j^[h[ed) i[Ykh[Z Xo W F_[d ed fhef[hjo emd[Z eh X[_d] fkhY^Wi[Z Xo ikY^ J[hied (_dYbkZ_d] _dZ[Xj[Zd[ii Wh_i_d] kdZ[h YedZ_j_edWb iWb[i eh ej^[h j_jb[ h[j[dj_ed W]h[[c[dji)* m^[j^[h eh dej ikY^ _dZ[Xj[Zd[ii m_bb ^Wl[ X[[d Wiikc[Z Xo ikY^ J[hied eh _i b_c_j[Z _d h[Yekhi[9 (f) Wbb eXb_]Wj_edi e\ ikY^ J[hied Wi b[ii[[ kdZ[h b[Wi[i j^Wj ^Wl[ X[[d eh i^ekbZ X[* _d WYYehZWdY[ m_j^ A;;J, C@LM eh ej^[h WYYekdj_d] fh_dY_fb[i WdZ feb_Y_[i* h[YehZ[Z Wi YWf_jWb b[Wi[i9 WdZ (g) Wdo ]kWhWdj[[ (ej^[h j^Wd YkijecWho ded+h[Yekhi[ YWhl[+ekj eh rXWZXeos ]kWhWdj[[i) e\ Wdo e\ j^[ \eh[]e_d]* m^[j^[h eh dej [l_Z[dY[Z Xo W dej[* cehj]W][* XedZ* _dZ[djkh[ eh i_c_bWh _dijhkc[dj* fhel_Z[Z j^Wj CdZ[Xj[Zd[ii i^Wbb dej _dYbkZ[ (_) Wdo f[h\ehcWdY[ ]kWhWdj[[ eh Wdo ej^[h ]kWhWdj[[ j^Wj _i dej W ]kWhWdj[[ e\ ej^[h CdZ[Xj[Zd[ii* (__) _d j^[ YWi[ e\ =ecfWdo eh Wdo e\ _ji MkXi_Z_Wh_[i* Wdo ]kWhWdj[[ fhel_Z[Z \eh j^[ X[d[\_j e\ =ecfWdo eh Wdo e\ _ji m^ebbo emd[Z MkXi_Z_Wh_[i eh (___) _d j^[ YWi[ e\ <ko[h eh Wdo e\ _ji MkXi_Z_Wh_[i* Wdo ]kWhWdj[[ fhel_Z[Z \eh j^[ X[d[\_j e\ <ko[h eh Wdo e\ _ji m^ebbo emd[Z MkXi_Z_Wh_[i,

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62 h[gk_h[Z Xo j^[ =ekhj WdZ W]h[[Z je _d mh_j_d] Xo =ecfWdo WdZ <ko[h _d WYYehZWdY[ m_j^ j^[ j[hci e\ j^_i ;]h[[c[dj, rScheme Documents c[Wdi j^[ iY^[c[ Y_hYkbWh eh ej^[h i_c_bWh ZeYkc[dj YedjW_d_d] j^[ j[hci e\ j^[ MY^[c[ WdZ j^[ Wffhefh_Wj[ [nfbWdWjeho ijWj[c[dj _d Yecfb_WdY[ m_j^ ;hj_Yb[ /04(0) e\ j^[ =ecfWd_[i FWm (_dYbkZ_d] W fheno ijWj[c[dj) i[dj je j^[ =ecfWdo M^Wh[^ebZ[hi* fkXb_i^[Z Xo =ecfWdo _d Yedd[Yj_ed m_j^ j^[ MY^[c[ e\ ;hhWd][c[dj WdZ m^_Y^* \eh j^[ Wle_ZWdY[ e\ ZekXj* cWo X[ YedjW_d[Z _d j^[ Jheno MjWj[c[dj, rScheme Implementations c[Wdi j^[ _cfb[c[djWj_ed e\ j^[ MY^[c[ kfed j^[ j[hci WdZ ikX`[Yj je j^[ YedZ_j_edi ^[h[e\, rScheme Meetingsc[Wdi ikY^ c[[j_d](i) e\ j^[ =ecfWdo M^Wh[^ebZ[hi Wi j^[ =ekhj cWo Z_h[Yj _d h[bWj_ed je j^[ WffhelWb e\ j^[ MY^[c[ e\ ;hhWd][c[dj Xo j^[ =ecfWdo M^Wh[^ebZ[hi, rSECs c[Wdi j^[ Od_j[Z MjWj[i M[Ykh_j_[i WdZ ?nY^Wd][ =ecc_ii_ed, rSecurities Acts c[Wdi j^[ Od_j[Z MjWj[i M[Ykh_j_[i ;Yj e\ /711, rService Providers c[Wdi Wdo Ykhh[dj eh \ehc[h [cfbeo[[* e\\_Y[h* Z_h[Yjeh* YedikbjWdj eh _dZ[f[dZ[dj YedjhWYjeh e\ j^[ =ecfWdo, rSoftwares c[Wdi Wdo WdZ Wbb Yecfkj[h fhe]hWci* _dYbkZ_d] ef[hWj_d] ioij[c WdZ Wffb_YWj_edi* ie\jmWh[* _cfb[c[djWj_edi e\ Wb]eh_j^ci* Yecfkj[h_p[Z ZWjWXWi[i* Z[l[befc[dj jeebi* Z[i_]d jeebi* ki[h _dj[h\WY[i WdZ fhe]hWc _dj[h\WY[i* m^[j^[h _d iekhY[ YeZ[ eh eX`[Yj YeZ[ \ehc WdZ Wbb ZeYkc[djWj_ed h[bWj_d] je j^[ \eh[]e_d], rSubsidiarys eh rSubsidiariess c[Wdi* m_j^ h[if[Yj je Wdo J[hied* Wdo YehfehWj_ed* b_c_j[Z b_WX_b_jo YecfWdo* fWhjd[hi^_f eh ej^[h eh]Wd_pWj_ed* m^[j^[h _dYehfehWj[Z eh kd_dYehfehWj[Z* e\ m^_Y^ (W) Wj b[Wij W cW`eh_jo e\ j^[ ekjijWdZ_d] i^Wh[i e\ YWf_jWb ijeYa e\* eh ej^[h [gk_jo _dj[h[iji* ^Wl_d] Xo j^[_h j[hci ehZ_dWho lej_d] fem[h je [b[Yj W cW`eh_jo e\ j^[ XeWhZ e\ Z_h[Yjehi eh ej^[hi f[h\ehc_d] i_c_bWh \kdYj_edi m_j^ h[if[Yj je ikY^ YehfehWj_ed eh ej^[h eh]Wd_pWj_ed* _i Z_h[Yjbo eh _dZ_h[Yjbo emd[Z eh Yedjhebb[Z Xo ikY^ J[hied eh Xo Wdo ed[ eh ceh[ e\ _ji MkXi_Z_Wh_[i* eh Xo ikY^ J[hied WdZ ed[ eh ceh[ e\ _ji MkXi_Z_Wh_[i eh (X) m_j^ h[if[Yj je W fWhjd[hi^_f* ikY^ J[hied eh Wdo ej^[h MkXi_Z_Who e\ ikY^ J[hied _i W ][d[hWb fWhjd[h, @eh j^[ Wle_ZWdY[ e\ ZekXj* H[cWiaW WdZ HWhW^W i^Wbb [WY^ X[ Z[[c[Z W MkXi_Z_Who e\ =ecfWdo kdZ[h j^_i ;]h[[c[dj, rTakeover Statutess c[Wdi Wdo r\W_h fh_Y[s* rcehWjeh_kcs* rYedjheb i^Wh[ WYgk_i_j_eds* rXki_d[ii YecX_dWj_eds eh Wdo ej^[h Wdj_+jWa[el[h ijWjkj[ eh i_c_bWh ijWjkj[ [dWYj[Z kdZ[h Wffb_YWXb[ FWm* _dYbkZ_d] M[Yj_ed 0.1 e\ j^[ >[bWmWh[ =eZ[ eh i_c_bWh FWm* WdZ Wdo h[ijh_Yj_l[ fhel_i_ed _d j^[ =ecfWdo Ael[hd_d] >eYkc[dji, rTaxs eh rTaxess c[Wdi Wdo WdZ Wbb jWn[i* b[l_[i* Zkj_[i* jWh_\\i* _cfeiji WdZ ej^[h i_c_bWh Y^Wh][i WdZ \[[i _cfei[Z Xo Wdo Ael[hdc[djWb ?dj_jo* _dYbkZ_d] _dYec[* Z[ZkYj_ed* \hWdY^_i[* m_dZ\Wbb eh ej^[h fhe\_ji* ]heii h[Y[_fji* fh[c_kci* fhef[hjo* iWb[i* ki[* d[j mehj^* YWf_jWb ijeYa* fWohebb* [cfbeoc[dj* ieY_Wb i[Ykh_jo* meha[hiu Yecf[diWj_ed* kd[cfbeoc[dj Yecf[diWj_ed* [nY_i[* m_j^^ebZ_d]* WZ lWbeh[c* ijWcf* jhWdi\[h* AMN* ]W_di jWn WdZ b_Y[di[* h[]_ijhWj_ed WdZ ZeYkc[djWj_ed \[[i* i[l[hWdY[* eYYkfWj_ed* [dl_hedc[djWb* Ykijeci WdZ [nfehj Zkj_[i* Z_iWX_b_jo* h[Wb fhef[hjo* f[hiedWb fhef[hjo* [iY^[Wj eh kdYbW_c[Z fhef[hjo* h[]_ijhWj_ed* Wbj[hdWj_l[ eh WZZ+ed c_d_ckc eh [ij_cWj[Z jWn* Wdo jWn Wcekdji fkhikWdj je W ?khef[Wd Od_ed rijWj[ W_Zs YbW_c eh W r\Wbi[ YbW_cis WYj* _dYbkZ_d] Wdo _dj[h[ij* f[dWbjo*

63 Y^Wh][* \_d[* \[[* WZZ_j_edi je jWn eh WZZ_j_edWb Wcekdji Wjjh_XkjWXb[ je eh _cfei[Z m_j^ h[if[Yj je Wdo e\ j^[ \eh[]e_d]* m^[j^[h Z_ifkj[Z eh dej, rTax Returns c[Wdi Wdo h[fehj* h[jkhd* _d\ehcWj_ed h[jkhd* Y[hj_\_YWj[* YbW_c \eh h[\kdZ* [b[Yj_ed* [ij_cWj[Z jWn \_b_d] eh Z[YbWhWj_ed \_b[Z eh h[gk_h[Z je X[ \_b[Z m_j^ Wdo Ael[hdc[djWb ?dj_jo _d Yedd[Yj_ed m_j^ j^[ Z[j[hc_dWj_ed* Wii[iic[dj eh Yebb[Yj_ed e\ NWn[i* _dYbkZ_d] Wdo iY^[Zkb[ eh WjjWY^c[dj j^[h[je* WdZ _dYbkZ_d] Wdo Wc[dZc[dji j^[h[e\, rTreasury Regulationss c[Wdi j^[ Nh[Wikho h[]kbWj_edi fheckb]Wj[Z kdZ[h j^[ =eZ[, rWARN Acts c[Wdi j^[ Qeha[h ;Z`kijc[dj WdZ L[jhW_d_d] Hej_\_YWj_ed ;Yj WdZ j^[ h[]kbWj_edi fheckb]Wj[Z j^[h[kdZ[h, rWTOs c[Wdi j^[ QehbZ NhWZ[ Ih]Wd_pWj_ed, Section 9.16 N[hci >[\_d[Z ?bi[m^[h[, N^[ \ebbem_d] j[hci Wh[ Z[\_d[Z [bi[m^[h[ _d j^_i ;]h[[c[dj* Wi _dZ_YWj[Z X[bem8 Defined Term Location r;Z`kij[Z =ecfWdo MjeYa Ifj_eds M[Yj_ed 0,1(Y) r;]h[[c[djs Jh[WcXb[ r;dWYedZW ;MC= >eYkc[djis M[Yj_ed 1,2(W) r;NIs M[Yj_ed 4,/2(X) r<ko[hs Jh[WcXb[ r=eZ[s L[Y_jWbi r=ecfWdos Jh[WcXb[ r=ecfWdo =Wf_jWb_pWj_ed >Wj[s M[Yj_ed 1,0(W) r=ecfWdo =^Wd][ e\ L[Yecc[dZWj_eds M[Yj_ed 3,0(Z)(l_) r=ecfWdo >_iYbeikh[ >eYkc[djis M[Yj_ed 1,/2(W)(_l) r=ecfWdo >_iYbeikh[ MY^[Zkb[s ;hj_Yb[ CP r=ecfWdo Ael[hd_d] >eYkc[djis M[Yj_ed 1,/ r=ecfWdo Cdj[bb[YjkWb Jhef[hjos M[Yj_ed 1,/3(W) r=ecfWdo F[Wi[Z L[Wb Jhef[hjos M[Yj_ed 1,/4(X) r=ecfWdo GWj[h_Wb =edjhWYjis M[Yj_ed 1,/6(W) r=ecfWdo Imd[Z L[Wb Jhef[hjos M[Yj_ed 1,/4(W) r=ecfWdo J[hc_jis M[Yj_ed 1,6(X) r=ecfWdo J[hc_jj[Z F_[ds M[Yj_ed 1,/4(W) r=ecfWdo L[bWj[Z JWhj_[is M[Yj_ed 6,0(Z) r=ecfWdo M?= >eYkc[djis M[Yj_ed 1,2

64 Defined Term Location r=ecfWdo MjeYa Ifj_edis M[Yj_ed 0,1 r=ecfWdo N[hc_dWj_ed @[[s M[Yj_ed 6,0(Z) r=edZ_j_edis M[Yj_ed 4,/3(Z) r=edj_dkWj_ed J[h_eZs Error! Reference source not found. r=edj_dk_d] ?cfbeo[[is Error! Reference source not found. r>&I CdikhWdY[s M[Yj_ed 4,3(Z) r>?N? G_d_ij[hs ?n^_X_j ; r>_h[Yj_edi =ekhj >eYkc[djWj_eds M[Yj_ed 3,1(W)(n_l) r?;s ?n^_X_j ; r?\\[Yj_l[ N_c[s M[Yj_ed /,1 r?d\ehY[WX_b_jo ?nY[fj_edis M[Yj_ed 2,1(W) r?nY^Wd][ @kdZs M[Yj_ed 0,0(_)(W) rCdZ[cd_\_[Z JWhj_[is M[Yj_ed 4,3 rCh_i^ @>C ;Yjs ?n^_X_j ; rI\\[hs M[Yj_ed 4,/3(W) rI\\[h >eYkc[djs M[Yj_ed 4,/3(X) rImd[Z Cdj[bb[YjkWb Jhef[hjos M[Yj_ed 1,/3(W) rImd[Z Me\jmWh[s M[Yj_ed 1,/3(Y) rJWhj_[is Jh[WcXb[ rJWhjos Jh[WcXb[ rJWo_d] ;][djs M[Yj_ed 0,0(_)(W) rJWoc[djs M[Yj_ed 6,0(Z) rJ^Wi[ 0 Cdl[ij_]Wj_eds ?n^_X_j ; rJeij+=bei_d] J[h_eZs M[Yj_ed 4,4(\) rJh[+=bei_d] J[h_eZs M[Yj_ed 4,4(\) rJheY[[Z_d]is M[Yj_ed 2,2 rJheno MjWj[c[djs M[Yj_ed 3,1(W)(_) rL[ijh_Yj_eds M[Yj_ed 4,0(Y)(_) rMWhXWd[i+Inb[o ;Yjs M[Yj_ed 1,3 rNhWdiWYj_ed F_j_]Wj_eds M[Yj_ed 4,7 rNhWdiWYj_eds L[Y_jWbi

65 Defined Term Location r0.02 <edki[is M[Yj_ed 4,4([) r0.03 ;ddkWb <edki NWh][jis M[Yj_ed 4,4(\) r0.03 <edki[is M[Yj_ed 4,4(\) (Remainder of Page Intentionally Left Blank)

IN WITNESS WHEREOF* j^[ IWhj_[i ^Wl[ [n[Ykj[Z j^_i :]h[[c[dj Wi e\ j^[ ZWj[ \_hij WXel[ mh_jj[d, ARCADIUM LITHIUM PLC ;o8 GWc[8 IWkb @hWl[i M_jb[8 <^_[\ >n[Ykj_l[ H\\_Y[h T7@?D9IJG= 59?= IE 8G9DH9;I@ED -?G==C=DIU