TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Intermediate Capital Group plc  
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer  
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights  
Other (please specify)iii:                                      
3. Details of person subject to the notification obligationiv
Name Aviva plc & its subsidiaries    
City and country of registered office (if applicable) London, England
4. Full name of shareholder(s) (if different from 3.)v
Name Registered Holder:

 

Available Upon Request                                             3,249*

Chase (GA Group) Nominees Limited           5,445,250*

Chase Nominees Limited                                        22,194*

 

HSBC Global Custody Nominee (UK) Limited
                                                                     11,882,981*                                                                          

State Street Nominees Limited                           57,830*
                                                            
*denotes direct interest

 

Chase Nominees Limited                                  1,430,899

 

Vidacos Nominees Limited                            6,091,674

 
City and country of registered office (if applicable)  
5. Date on which the threshold was crossed or reachedvi: 09/01/2018
6. Date on which issuer notified (DD/MM/YYYY): 10/01/2018
7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) 		Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 8.59% 0.04% 8.63% 290,183,965
Position of previous notification (if
applicable) 		8.46% 0.17% 8.63%  


8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible) 		Number of voting rightsix % of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) 		Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) 		Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) 		Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares


GB00BYT1DJ19 		17,411,504 7,522,573 6.00% 2.59%
         
         
SUBTOTAL 8. A 24,934,077 8.59%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
datex 		Exercise/
Conversion Periodxi 		Number of voting rights that may be acquired if the instrument is
exercised/converted. 		% of voting rights
RIGHT TO RECALL LOANED SHARES N/A N/A 103,610*

 

* DIRECT INTEREST 		0.04%
         
    SUBTOTAL 8. B 1 103,610 0.04%
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex 		Exercise/
Conversion Period xi 		Physical or cash
settlementxii 		Number of voting rights % of voting rights
           
           
      SUBTOTAL 8.B.2    
 

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii  
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) 		X
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Aviva plc 8.59%   8.63%

 
Aviva Group Holdings Limited 8.59%   8.63%

 
Aviva Investors Holdings Limited 8.59%   8.63%

 
Aviva Investors Global Services Limited 8.59%   8.63%

 
       
Aviva plc 8.59%   8.63%

 
Aviva Group Holdings Limited 8.59%   8.63%

 
Friends Provident
International Limited 		     
 
10. In case of proxy voting, please identify:
Name of the proxy holder See Section 4
The number and % of voting rights held  
The date until which the voting rights will be held  
 
11. Additional informationxvi
This notification is prompted by a 5% to 6% Change at Direct Interest Level (Box 8A)

Place of completion Norwich, England
Date of completion 10 January 2018


This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Intermediate Capital Group plc via Globenewswire