Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Sir Jonathon Band |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Jason Glen Cahilly |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Helen Deeble |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Richard Glasier |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Debra Kelly-Ennis |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Katie Lahey |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Sir John Parker |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Stuart Subotnick |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Laura Weil |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
| 1 |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name |
Randall Weisenburger |
| 2 |
Reason for the notification |
| a) |
Position/status |
Director |
| b) |
Initial notification/ Amendment |
Initial Notification |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name |
Carnival Corporation |
| b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
| 4 |
Details of the transaction |
| a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
| b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
| c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 3,193 |
| d) |
Aggregated information - Aggregated volume - Price |
3,193 $0.00 |
| e) |
Date of the transaction |
2019-04-17 |
| f) |
Place of the transaction |
Off Market |
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600