| |
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii | Ocado Group Plc | |
2 Reason for the notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights | x | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | x | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | x | |
An event changing the breakdown of voting rights | | |
Other (please specify): | | | |
3. Full name of person(s) subject to the
notification obligation: iii | Deutsche Bank AG | |
4. Full name of shareholder(s)
(if different from 3.):iv | Deutsche Bank AG, London Branch | |
5. Date of the transaction and date on
which the threshold is crossed or
reached: v | 22 February 2016 | |
6. Date on which issuer notified: | 24 February 2016 | |
7. Threshold(s) that is/are crossed or
reached: vi, vii | Above 6% | |
| |
8. Notified details: | |
A: Voting rights attached to shares viii, ix | |
Class/type of
shares
if possible using
the ISIN CODE
| Situation previous
to the triggering
transaction | Resulting situation after the triggering transaction | |
Number
of
Shares | Number
of
Voting
Rights | Number
of shares | Number of voting
rights | % of voting rights | |
Direct | Direct xi | Indirect xii | Direct | Indirect | |
GB00B3MBS747 | 17,863,015 | 17,863,015 | 19,097,975 | 19,097,975 | 0 | 3.24% | 0 | |
| |
B: Qualifying Financial Instruments | |
Resulting situation after the triggering transaction | |
Type of financial
instrument | Expiration
date xiii | Exercise/
Conversion Period xiv | Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted | % of voting
rights | |
RIGHT TO RECALL | | | 716,290 | 0.12% | |
| |
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi | |
Resulting situation after the triggering transaction | |
Type of financial
instrument | Exercise price | Expiration datexvii | Exercise/
Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Swaps | | 15-May-18 | | 15,753,411 | Nominal | Delta | |
2.67% | 2.67% | |
| |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights | |
35,567,676 | 6.03% | |
| |
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi | |
Deutsche Bank AG, London Branch - 6.03% | |
| |
Proxy Voting: | |
10. Name of the proxy holder: | | |
11. Number of voting rights proxy holder will cease to hold: | | |
12. Date on which proxy holder will cease to hold voting rights: | | |
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13. Additional information:
| | |
14. Contact name: | Stacy Otieno | |
15. Contact telephone number: | 0207 547 6268 | |
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