TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESI |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii | Ocado Group Plc |
2. Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of qualifying instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | | |
3. Full name of person(s) subject to the notification obligation:iii | Citigroup Global Markets Limited |
4. Full name of shareholder(s) (if different from 3.):iv | n/a |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 9 March 2016 |
6. Date on which issuer notified: | 11 March 2016 |
7. Threshold(s) that is/are crossed or reached: | 6.00% |
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8. Notified details: |
A: Voting rights attached to shares viii, ix |
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction |
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x |
Direct | Direct xi | Indirect xii | Direct | Indirect |
Ordinary GB00B3MBS747 | 34,887,127 | 34,887,127 | 3,253,933 | 3,253,933 | 0 | 0.5512% | |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to recall lent securities | | | 17,444,006 | 2.9554% |
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C: Financial instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx |
Equity Swap | - | 21-Sep-2016 24-Mar-2017 24-Mar-2017 17-Jun-2016 23-Nov-2016 02-Sep-2016 30-Aug-2016 08-Nov-2016 29-Mar-2017 07-Mar-2017 07-Mar-2017 07-Mar-2017 07-Mar-2017 07-Mar-2017 07-Mar-2017 07-Mar-2017 09-May-2016 09-May-2016 08-Sep-2016 08-Sep-2016 08-Sep-2016 08-Sep-2016 08-Sep-2016 08-Nov-2016 | - | 14,981,213 | Nominal | Delta |
| 2.5381% |
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Total (A+B+C) |
Number of voting rights | Percentage of voting rights |
35,679,152 | 6.0447% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
Citigroup Global Markets Limited |
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Proxy Voting: |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
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13. Additional information: | |
14. Contact name: | |
15. Contact telephone number: | |
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