NOTIFICATION OF MAJOR HOLDINGS i |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
OCADO Group PLC |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments |
X |
An event changing the breakdown of voting rights |
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Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv |
Name |
Morgan Stanley |
City and country of registered office (if applicable) |
Wilmington, Delaware, USA |
4. Full name of shareholder(s) (if different from 3.)v |
Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reachedvi: |
03/10/2017 |
6. Date on which issuer notified (DD/MM/YYYY): |
05/10/2017 |
7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
0.003% |
4.01% |
4.02% |
630,627,559 |
Position of previous notification (if applicable) |
0.003% |
3.99% |
3.99% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type of
shares ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB00B3MBS747 |
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20,521 |
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0.003% |
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SUBTOTAL 8. A |
20,521 |
0.003% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
Right of recall over securities lending agreements |
at any time |
at any time |
17,870,505 |
2.83% |
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SUBTOTAL 8. B 1 |
17,870,505 |
2.83% |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
Equity Swap |
12/02/2018 |
at any time |
Cash |
5,963,616 |
0.95% |
Equity Swap |
03/04/2018 |
at any time |
Cash |
600,000 |
0.10% |
Equity Swap |
02/07/2018 |
at any time |
Cash |
132,675 |
0.02% |
Equity Swap |
05/09/2018 |
at any time |
Cash |
700,000 |
0.11% |
Equity Swap |
11/02/2019 |
at any time |
Cash |
34,557 |
0.01% |
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SUBTOTAL 8.B.2 |
7,430,848 |
1.18% |
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