NOTIFICATION OF MAJOR HOLDINGSi |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
OCADO GROUP PLC |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv |
Name |
Citigroup Global Markets Limited |
City and country of registered office (if applicable) |
London , United Kingdom |
4. Full name of shareholder(s) (if different from 3.)v |
Name |
N/A |
City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reachedvi: |
02-Jan-2018 |
6. Date on which issuer notified (DD/MM/YYYY): |
03-Jan-2018 |
7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
1.7389% |
8.6036% |
10.3245% |
630,790,417 |
Position of previous notification (if applicable) |
0.9028% |
8.2042% |
9.107% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type of
shares ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB00B3MBS747 |
10,968,546 |
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1.7389% |
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SUBTOTAL 8. A |
10,968,546 |
1.7389% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
Right to recall lent securities |
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27,402,091 |
4.3441% |
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SUBTOTAL 8. B 1 |
27,402,091 |
4.3441% |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
Equity Swap |
8-Oct-18 |
|
Cash |
1,566,498.00 |
0.2483% |
Equity Swap |
8-Oct-18 |
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Cash |
69,693.00 |
0.0110% |
Equity Swap |
8-Jan-19 |
|
Cash |
598,653.00 |
0.0949% |
Equity Swap |
26-Dec-18 |
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Cash |
550,994.00 |
0.0873% |
Equity Swap |
2-Apr-18 |
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Cash |
14,220.00 |
0.0023% |
Equity Swap |
4-Apr-18 |
|
Cash |
98,318.00 |
0.0156% |
Equity Swap |
20-Mar-18 |
|
Cash |
494.00 |
0.0001% |
Equity Swap |
13-Nov-18 |
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Cash |
3,274.00 |
0.0005% |
Equity Swap |
30-Apr-18 |
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Cash |
408,745.00 |
0.0648% |
Equity Swap |
28-May-19 |
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Cash |
764,539.00 |
0.1212% |
Equity Swap |
13-Dec-19 |
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Cash |
43,659.00 |
0.0069% |
Equity Swap |
5-Oct-18 |
|
Cash |
62,703.00 |
0.0099% |
Equity Swap |
26-Dec-18 |
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Cash |
482,776.00 |
0.0765% |
Equity Swap |
8-Jan-19 |
|
Cash |
4,921,545.00 |
0.7802% |
Equity Swap |
22-Mar-18 |
|
Cash |
566,429.00 |
0.0898% |
Equity Swap |
22-Mar-18 |
|
Cash |
515,937.00 |
0.0818% |
Equity Swap |
10-Aug-18 |
|
Cash |
1,150,818.00 |
0.1824% |
Equity Swap |
7-Aug-20 |
|
Cash |
6,396,084.00 |
1.0140% |
Equity Swap |
7-Aug-20 |
|
Cash |
2,058,908.00 |
0.3264% |
Equity Swap |
7-Aug-20 |
|
Cash |
2,238,439.00 |
0.3549% |
Equity Swap |
11-Oct-18 |
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Cash |
7,066.00 |
0.0011% |
Equity Swap |
11-Oct-18 |
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Cash |
6,523.00 |
0.0010% |
Equity Swap |
16-Oct-19 |
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Cash |
1,808,117.00 |
0.2866% |
Equity Swap |
16-Oct-19 |
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Cash |
1,238,151.00 |
0.1963% |
Equity Swap |
16-Oct-19 |
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Cash |
1,021,774.00 |
0.1620% |
Equity Swap |
16-Oct-19 |
|
Cash |
200,982.00 |
0.0319% |
Equity Swap |
16-Oct-19 |
|
Cash |
73,633.00 |
0.0117% |
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SUBTOTAL 8.B.2 |
26,868,972 |
4.2596% |
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