NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
OCADO GROUP PLC |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights |
x |
An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv |
Name |
Citigroup Global Markets Limited |
City and country of registered office (if applicable) |
London , United Kingdom |
4. Full name of shareholder(s) (if different from 3.)v |
Name |
N/A |
City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reachedvi: |
31-May-2018 |
6. Date on which issuer notified (DD/MM/YYYY): |
01-June-2018 |
7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
0.6278% |
4.2276% |
4.8554% |
697,494,003 |
Position of previous notification (if applicable) |
0.3750% |
4.9406% |
5.3155% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type of
shares ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB00B3MBS747 |
4,378,717 |
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0.6278% |
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SUBTOTAL 8. A |
4,378,717 |
0.6278% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
Right to recall lent securities |
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20,402,057 |
2.9251% |
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SUBTOTAL 8. B 1 |
20,402,057 |
2.9251% |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
Type of financial instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
Equity Swap |
24-Feb-23 |
|
Cash |
271,515 |
0.0389% |
Equity Swap |
23-Apr-19 |
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Cash |
760,000 |
0.1090% |
Equity Swap |
24-Feb-23 |
|
Cash |
2,926 |
0.0004% |
Equity Swap |
8-Nov-19 |
|
Cash |
43,659 |
0.0063% |
Equity Swap |
24-Feb-23 |
|
Cash |
4,649 |
0.0007% |
Equity Swap |
21-Nov-18 |
|
Cash |
254,621 |
0.0365% |
Equity Swap |
24-Feb-23 |
|
Cash |
263,511 |
0.0378% |
Equity Swap |
24-Feb-23 |
|
Cash |
11,730 |
0.0017% |
Equity Swap |
24-Feb-23 |
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Cash |
45 |
0.0000% |
Equity Swap |
24-Feb-23 |
|
Cash |
22,175 |
0.0032% |
Equity Swap |
24-Feb-23 |
|
Cash |
85,708 |
0.0123% |
Equity Swap |
6-Sep-18 |
|
Cash |
2,370 |
0.0003% |
Equity Swap |
6-Sep-18 |
|
Cash |
2,188 |
0.0003% |
Equity Swap |
4-Dec-18 |
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Cash |
5,290,533 |
0.7585% |
Equity Swap |
10-Jan-19 |
|
Cash |
106,429 |
0.0153% |
Equity Swap |
11-Sep-19 |
|
Cash |
521,470 |
0.0748% |
Equity Swap |
11-Sep-19 |
|
Cash |
460,193 |
0.0660% |
Equity Swap |
11-Sep-19 |
|
Cash |
236,587 |
0.0339% |
Equity Swap |
11-Sep-19 |
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Cash |
105,499 |
0.0151% |
Equity Swap |
4-Feb-19 |
|
Cash |
631,979 |
0.0906% |
Equity Swap |
1-Apr-19 |
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Cash |
7,709 |
0.0011% |
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SUBTOTAL 8.B.2 |
9,085,496 |
1.3026% |
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