RNS Number : 6008P
Ocado Group PLC
30 May 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

OCADO GROUP PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Citigroup Global Markets  Limited

City and country of registered office (if applicable)

London , United Kingdom

4. Full name of shareholder(s) (if different from 3.)v

Name

N/A

City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

28-May-2018

6. Date on which issuer notified (DD/MM/YYYY):

29-May-2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

0.3750%

4.9406%

5.3155%

663,566,343

Position of previous notification (if

applicable)

2.4518%

2.5207%

4.9726%


8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B3MBS747

2,488,209


0.3750%












SUBTOTAL 8. A

2,488,209

0.3750%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to recall lent securities



22,385,775

3.3736%













SUBTOTAL 8. B 1

22,385,775

3.3736%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Equity Swap

24-Feb-23


Cash

85,708

0.0129%

Equity Swap

24-Feb-23


Cash

271,515

0.0409%

Equity Swap

23-Apr-19


Cash

760,000

0.1145%

Equity Swap

8-Nov-19


Cash

43,659

0.0066%

Equity Swap

21-Nov-18


Cash

254,621

0.0384%

Equity Swap

24-Feb-23


Cash

2,926

0.0004%

Equity Swap

24-Feb-23


Cash

4,142

0.0006%

Equity Swap

24-Feb-23


Cash

263,511

0.0397%

Equity Swap

24-Feb-23


Cash

11,730

0.0018%

Equity Swap

24-Feb-23


Cash

45

0.0000%

Equity Swap

24-Feb-23


Cash

22,175

0.0033%

Equity Swap

6-Sep-18


Cash

2,735

0.0004%

Equity Swap

6-Sep-18


Cash

2,525

0.0004%

Equity Swap

4-Dec-18


Cash

5,290,533

0.7973%

Equity Swap

10-Jan-19


Cash

106,429

0.0160%

Equity Swap

4-Feb-19


Cash

39,000

0.0059%

Equity Swap

11-Sep-19


Cash

677,277

0.1021%

Equity Swap

11-Sep-19


Cash

480,442

0.0724%

Equity Swap

11-Sep-19


Cash

236,587

0.0357%

Equity Swap

11-Sep-19


Cash

105,499

0.0159%

Equity Swap

4-Feb-19


Cash

631,979

0.0952%

Equity Swap

15-Feb-19


Cash

577,464

0.0870%

Equity Swap

15-Feb-19


Cash

521,720

0.0786%

Equity Swap

1-Apr-19


Cash

5,863

0.0009%




SUBTOTAL 8.B.2

10,398,085

1.5670%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Citigroup Global Markets Limited




Citigroup Global Markets Europe Limited




Citigroup Financial Products Inc.




Citigroup Global Markets Holdings Inc.




Citigroup Inc.




 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

Belfast

Date of completion

29-May-2018

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
HOLDGGDUGXDBGIC