Avast plc
(the "Company")
Holding(s) in Company
23 December 2021
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BDD85M81
Issuer Name
AVAST PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
| Name |
City of registered office |
Country of registered office |
| J.P. Morgan Securities Plc |
|
|
5. Date on which the threshold was crossed or reached
20-Dec-2021
6. Date on which Issuer notified
22-Dec-2021
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
| Resulting situation on the date on which threshold was crossed or reached |
0.484133 |
4.832324 |
5.316457 |
55151094 |
| Position of previous notification (if applicable) |
Below minimum threshold |
Below minimum threshold |
Below minimum threshold |
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
| GB00BDD85M81 |
|
5022372 |
|
0.484133 |
| Sub Total 8.A |
5022372 |
0.484133% |
||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
| |
|
|
|
|
| Sub Total 8.B1 |
|
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
| Cash-settled Equity Swap |
18/01/2022 |
18/01/2022 |
Cash |
3861500 |
0.372244 |
| Cash-settled Equity Swap |
28/02/2022 |
28/02/2022 |
Cash |
3429000 |
0.330551 |
| Cash-settled Equity Swap |
31/03/2022 |
31/03/2022 |
Cash |
4505000 |
0.434277 |
| Cash-settled Equity Swap |
07/04/2022 |
07/04/2022 |
Cash |
6053656 |
0.583565 |
| Cash-settled Equity Swap |
12/04/2022 |
12/04/2022 |
Cash |
1701363 |
0.164009 |
| Cash-settled Equity Swap |
29/04/2022 |
29/04/2022 |
Cash |
6765168 |
0.652154 |
| Cash-settled Equity Swap |
03/05/2022 |
03/05/2022 |
Cash |
2221483 |
0.214148 |
| Cash-settled Equity Swap |
16/05/2022 |
16/05/2022 |
Cash |
824281 |
0.079459 |
| Cash-settled Equity Swap |
24/05/2022 |
24/05/2022 |
Cash |
3906517 |
0.376584 |
| Cash-settled Equity Swap |
22/06/2022 |
22/06/2022 |
Cash |
202911 |
0.019560 |
| Cash-settled Equity Swap |
23/06/2022 |
23/06/2022 |
Cash |
2464000 |
0.237526 |
| Cash-settled Equity Swap |
29/06/2022 |
29/06/2022 |
Cash |
4000000 |
0.385595 |
| Cash-settled Equity Swap |
05/09/2022 |
05/09/2022 |
Cash |
900 |
0.000086 |
| Cash-settled Equity Swap |
06/09/2022 |
06/09/2022 |
Cash |
10044338 |
0.968263 |
| Cash-settled Equity Swap |
19/10/2022 |
19/10/2022 |
Cash |
69300 |
0.006669 |
| Cash-settled Equity Swap |
14/12/2022 |
14/12/2022 |
Cash |
25205 |
0.002425 |
| Cash-settled Equity Swap |
19/12/2022 |
19/12/2022 |
Cash |
50000 |
0.004819 |
| Cash-settled Equity Swap |
29/12/2022 |
29/12/2022 |
Cash |
1106 |
0.000103 |
| Cash-settled Equity Swap |
08/02/2023 |
08/02/2023 |
Cash |
1233 |
0.000118 |
| Cash-settled Equity Swap |
14/07/2028 |
14/07/2028 |
Cash |
1761 |
0.000169 |
| Sub Total 8.B2 |
|
50128722 |
4.832324% |
||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
| JPMorgan Chase & Co. |
J.P. Morgan Securities Plc |
|
4.832324 |
5.155267% |
| JPMorgan Chase & Co. |
J.P. Morgan AG |
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan AG (100%)
12. Date of Completion
22-Dec-2021
13. Place Of Completion
London