RNS Number : 4016S
Nanoco Group PLC
20 December 2016
 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Nanoco Group PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

X

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:

The Goldman Sachs Group, Inc.

4. Full name of shareholder(s)
 (if different from 3.):

Goldman Sachs International

Goldman, Sachs & Co.

5. Date of the transaction and date on
which the threshold is crossed or
reached:

16 December 2016

6. Date on which issuer notified:

20 December 2016

7. Threshold(s) that is/are crossed or
reached:

Above 5%

     
 

 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

 

 

GB00B01JLR99

1,300,000

1,300,000

 

 

0

 

0.00%

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Stock Loan (Physical)

Open

 

13,068,648

5.49%

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 

 

 

 

 

 

 

Nominal

Delta

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

13,068,648

5.49%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

The Goldman Sachs Group, Inc.; 13,068,648 shares; 5.49%

 

The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 7,561,059 shares; 3.17%

Goldman, Sachs & Co. (Controlled by Goldman, Sachs & Co. L.L.C.); 7,561,059 shares; 3.17%

 

Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.)

Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.)

Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited)

 

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 


13. Additional information:

Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

General email contact:

shareholderdisclosures@gs.com

14. Contact name:

Peter Chisholm

15. Contact telephone number:


+44 207 051 9612

 

 

 

 

 

                 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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