NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
METRO BANK PLC |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify)iii: THE SHAREHOLDERS' DIRECT AND INDIRECT SHAREHOLDINGS HAVE BEEN DILUTED BELOW 3% BY VIRTUE OF THE ISSUANCE OF NEW SHARE CAPITAL BY METRO BANK PLC ON 27 JULY 2018 |
X |
3. Details of person subject to the notification obligationiv |
Name |
1. WILLETT ADVISORS LLC (NEW YORK, USA) 2. 060112 INVESTMENT HOLDINGS LLC (WILMINGTON, DELAWARE, USA) 3. WILLETT SELECT INVESTORS (TAX EXEMPT) I LP (WILMINGTON, DELAWARE, USA) 4. DOGFISH HEAD INVESTMENTS LLC (WILMINGTON, DELAWARE, USA) |
City and country of registered office (if applicable) |
SEE CELL IMMEDIATELY ABOVE |
4. Full name of shareholder(s) (if different from 3.)v |
Name |
N/A |
City and country of registered office (if applicable) |
N/A |
5. Date on which the threshold was crossed or reachedvi: |
27/07/2018 |
6. Date on which issuer notified (DD/MM/YYYY): |
31/07/2018 |
7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
2.72% |
NIL |
2.72% |
2,644,742 |
Position of previous notification (if applicable) |
3.48% |
NIL |
3.48% |
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