|
Zalando SE
10.08.2021 / 14:54
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
|
Name:
|
Zalando SE
|
|
Street:
|
Valeska-Gert-Straße 5
|
|
Postal code:
|
10243
|
|
City:
|
Berlin
Germany
|
|
Legal Entity Identifier (LEI):
|
529900YRFFGH5AXU4S86
|
2. Reason for notification
|
X
|
Acquisition/disposal of shares with voting rights
|
|
|
Acquisition/disposal of instruments
|
|
|
Change of breakdown of voting rights
|
|
X
|
Other reason:
voluntary group notification with triggered threshold on subsidiary level
|
3. Details of person subject to the notification obligation
Legal entity:
Morgan Stanley
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
|
Total of both in %
(7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
3.07 %
|
0.91 %
|
3.98 %
|
261531764
|
|
Previous notification
|
3.34 %
|
0.64 %
|
3.98 %
|
/
|
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
|
ISIN
|
Absolute
|
In %
|
|
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
|
DE000ZAL1111
|
0
|
8019448
|
0.00 %
|
3.07 %
|
|
Total
|
8019448
|
3.07 %
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
|
Call Option
|
From 17.09.2021 to 18.03.2022
|
at any time
|
4000
|
0 %
|
|
Right of recall over securities lending agreements
|
at any time
|
at any time
|
1691821
|
0.65 %
|
|
|
|
Total
|
1695821
|
0.65 %
|
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
|
Retail Structured Product
|
From 15.04.2069 to 05.11.2070
|
at any time
|
Cash
|
147
|
0 %
|
|
Retail Structured Product – Note
|
13.10.2023
|
at any time
|
Cash
|
916
|
0 %
|
|
Equity Swap
|
From 11.02.2022 to 01.02.2023
|
at any time
|
Cash
|
106037
|
0.04 %
|
|
Compound Option
|
From 07.07.2022 to 13.10.2023
|
at any time
|
Cash
|
39345
|
0.02 %
|
|
Put Option
|
From 17.09.2021 to 18.03.2022
|
at any time
|
Physical
|
101000
|
0.04 %
|
|
Convertible Bond
|
From 06.08.2025 to 06.08.2027
|
at any time
|
Physical
|
443192
|
0.17 %
|
|
|
|
|
Total
|
690637
|
0.26 %
|
8. Information in relation to the person subject to the notification obligation
|
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
|
|
X
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
|
Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley International Holdings Inc.
|
%
|
%
|
%
|
|
Morgan Stanley International Limited
|
%
|
%
|
%
|
|
Morgan Stanley Investments (UK)
|
%
|
%
|
%
|
|
Morgan Stanley & Co. International plc
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
|
Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
|
Prime Dealer Services Corp.
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley International Holdings Inc.
|
%
|
%
|
%
|
|
Morgan Stanley B.V.
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
|
E*TRADE Financial Holdings, LLC
|
%
|
%
|
%
|
|
ETCM Holdings, LLC
|
%
|
%
|
%
|
|
E*TRADE Securities LLC
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
|
Proportion of voting rights
|
Proportion of instruments
|
Total of both
|
|
%
|
%
|
%
|
10. Other explanatory remarks:
Date
10.08.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|