SHENYANG PUBLIC UTILITY HOLDINGS COMPANY LTD<0747>-Announcement
This announcement is for information purposes only and does
not constitute an invitation or offer to acquire, purchase
or subscribe for securities.
The Stock Exchange of Hong Kong Limited (the "Stock Exchange")
and Hong Kong Securities Clearing Company Limited ("Hongkong
Clearing") take no responsibility for the contents of this
announcement, make no representation as to its accuracy or
completeness and expressly disclaim any liability
whatsoever for any loss howsoever arising from or in reliance
upon the whole or any part of the contents of this
announcement.
Unless defined herein, terms in this announcement shall have
the same meanings as those defined in the prospectus dated
7th December, 1999 (the "Prospectus") issued by Shenyang
Public Utility Holdings Company Limited (the "Company").
Shenyang Public Utility Holdings Company Limited
(a joint stock limited company incorporated in the People's
Republic of China with limited liability)
Placing and Public Offer
Number of H Shares : 400,000,000 H Shares,
subject to adjustment
Number of Public
Offer Shares : 30,100,000 H Shares,
subject to adjustment
Offer price : HK$1.70 per H Share
Nominal value : RMB1.00 each
Stock code : 747
Global Coordinator and Bookrunner
BNP PRIME PEREGRINE
Joint Sponsors
BNP PRIME PEREGRINE
DBS ASIA CAPITAL LIMITED
Joint Lead Managers
BNP Prime Peregrine
DBS Asia Capital Limited
China Everbright Securities (HK) Limited
Co-Lead Managers
SG Securities
South China Securities Limited
Co-Managers
CLSA Global Emerging Markets
Gateway Capital Limited
Shenyin Wanguo Capital (H.K.) Limited
Tai Fook Securities Company Limited
SUMMARY
* The Offer Price has been fixed at HK$1.70 per H Share.
* Valid applications pursuant to the Public Offer on WHITE
and YELLOW application forms and through Electronic Initial
Public Offer ("EIPO") for a total of 978,108,000 Public Offer
Shares have been received, equivalent to approximately 32.50
times of the total number of H Shares initially available
for subscription under the Public Offer. Pursuant to the
clawback provisions set out in the Prospectus, additional
H Shares have been re-allocated from the International
Placing to the Public Offer as a result of over-subscription
in the Public Offer. As such, the total number of H Shares
under the International Placing and the Public Offer amounts
to 210,700,000 H Shares and 90,300,000 H Shares,
respectively, representing 70% and 30%, respectively, of the
total number of H Shares offered under the H Share Offer
(excluding the Corporate Placing).
* Pursuant to the clawback provisions set out in the
Prospectus, the total number of 210,700,000. H Shares under
the International Placing has been conditionally allocated
in full.
* H share certificates and refund cheques (which are
either not available for personal collection) will be posted
by ordinary post to those entitled at their own risk on
Tuesday, 14th December, 1999 or (in the case of uncollected
H share certificates and refund cheques which are so
available for personal collection) shortly after the
collection time at 1:00 p.m. on Wednesday, 15th December, 1999.
* H share certificates for Public Offer Shares allotted
to applicants using YELLOW application forms and through
EIPO are expected to be deposited into CCASS for credit to
their investor participant stock accounts or their
designated CCASS participants' stock accounts at the close
of business on Tuesday, 14th December, 1999 or any other date
Hongkong Clearing or HKSCC Nominees chooses.
* Dealings in the H Shares on the the Stock Exchange are
expected to commence at 10:00 a.m. on Thursday, 16th December, 1999.
APPLICATIONS RECEIVED AND ALLOCATION OF H SHARES
The Directors announce that at the close of the application
lists at 12:00 noon on Friday, 10th December, 1999, a total
of 1,004 valid applications have been received pursuant to
the Public Offer on WHITE and YELLOW application forms and
through EIPO for a total of 978,108,000 H Shares, equivalent
to approximately 32.50 times of the toal number of H Shares
initially available for subscription under the Public Offer.
Of the applications received on WHITE and YELLOW application
forms and through EIPO, a total of 915 applications in
respect of a total of 354,208,000 H Shares were for H Shares
with an aggregate subscription price (excluding the
brokerage and Stock Exchange transaction levy payable, based
on the maximum Offer Price of HK$1.80 per H Share) of HK$5
million or less (equivalent to approximately 23.54 times of
the minimum total number of 15,050,000 H Shares initially
available for allocaton in Pool A), and a total of 89
applications in respect of a total of 623,900,000 H Shares
were for H Shares with an aggregate subscription price
(excluding the brokerage and Stock Exchange transaction
levy payable, based on the maximum Offer Price of HK$1.80
per H Share) of more than HK$5 million (equivalent to
approximately 41.46 times of the minimum total number of
15,050,000 H Shares initially available for allocation in
Pool B). All multiple applications and suspected multiple
applications have been rejected. Pursuant to the clawback
provisions set out in the Prospectus, additional H Shares
have been re-allocated from the International Placing to the
Public Offer as a result of over-subscription in the Public
Offer. As such, the total number of H Shares under the
International Placing and the Public Offer amounts to
210,700,000 H Shares and 90,300,000 H Shares, respectively,
representing 70% and 30%, respectively, of the total number
of H Shares offered under the H Share Offer (excluding the
Corporate Placing). No application for more than 50 per cent.
of the H Shares initially being offered to the public for
subscription under the Public Offer (that is, more than
15,050,000 H Shares) has been identified. The H Shares were
conditionally allocated on the basis set out in the paragraph
headed "Basis of Allocation" below.
The Directors further announce that pursuant to the clawback
provisions set out in the Prospectus, the total number of
210,700,000 H Shares under the International Placing has
been conditionally allocated in full. The Company has
granted to BNP Prime Peregrine Securities (on behalf of the
International Placing Underwriters) the Over-allotment
Option exercisable by BNP Prime Peregrine Securities on
behalf of the International Placing Underwriters at any time
and from time to time within 30 days after the date of the
Prospectus on 7th December, 1999, being 6th January, 2000
to require the Company to issue up to an aggregate of
60,000,000 additional H Shares. If the Over-allotment Option
is exercised, a press announcement will be made.
Offer PRICE
The Offer Price has been fixed by agreement between BNP Prime
Peregrine Securities, on behalf of the Underwriters, and the
Company at HK$1.70 per H Share.
BASIS OF ALLOTMENT
Valid applications made by the public on WHITE and YELLOW
application forms and through EIPO will be conditionally
allotted on the following basis:
Approximate
percentage
of allocation
based on the
Number Number total number
of Shares of vali Basis of of shares
applied for application Allocation applied for
Pool A: 2,000 174 2,000 shares 100.00%
4,000 73 2,000 shares plus 59 out of
73 to receive additional
2,000 shares 90.41%
6,000 58 4,000 shares plus 24 out of
58 to receive additional
2,000 shares 80.46%
8,000 16 4,000 shares plus 13 out of
16 to receive additional
2,000 shares 70.31%
10,000 93 6,000 shares plus 4 out of
93 to receive additional
2,000 shares 60.86%
12,000 18 6,000 shares plus 7 out of
18 to receive additional
2,000 shares 56.48%
14,000 9 6,000 shares plus 6 out of
9 to receive additional
2,000 shares 52.38%
16,000 6 8,000 shares 50.00%
18,000 8 8,000 shares plus 3 out of
8 to receive additional
2,000 shares 48.61%
20,000 66 8,000 shares plus 46 out of
66 to receive additional
2,000 shares 46.97%
30,000 28 12,000 shares plus 21 out of
28 to receive additional
2,000 shares 45.00%
40,000 7 16,000 shares plus 4 out of
7 to receive additional
2,000 shares 42.86%
50,000 27 20,000 shares plus 6 out of
27 to receive additional
2,000 shares 40.89%
60,000 13 22,000 shares plus 9 out of
13 to receive additional
2,000 shares 38.97%
70,000 3 24,000 shares plus 2 out of
3 to receive additional
2,000 shares 36.19%
80,000 2 28,000 shares 35.00%
90,000 1 28,000 shares 31.11%
100,000 73 30,000 shares plus 36 out of
73 to receive additional
2,000 shares 30.99%
150,000 13 42,000 shares plus 9 out of
13 to receive additional
2,000 shares 28.92%
200,000 15 54,000 shares 27.00%
250,000 6 62,000 shares plus 1 out of
6 to receive additional
2,000 shares 24.93%
300,000 8 68,000 shares plus 4 out of
8 to receive additional
2,000 shares 23.00%
400,000 6 86,000 shares plus 3 out of
6 to receive additional
2,000 shares 21.75%
500,000 26 100,000 shares 20.00%
800,000 8 152,000 shares 19.00%
900,000 3 162,000 shares plus 1 out of
3 to receive additional
2,000 shares 18.07%
1,000,000 21 172,000 shares 17.20%
1,200,000 4 194,000 shares plus 3 out of
4 to receive additional
2,000 shares 16.29%
1,300,000 1 200,000 shares 15.38%
1,400,000 8 202,000 shares plus 4 out of
8 to receive additional
2,000 shares 14.50%
1,500,000 8 204,000 shares 13.60%
1,600,000 2 206,000 shares 12.88%
1,800,000 2 208,000 shares 11.56%
2,000,000 26 208,000 shares 10.40%
2,100,000 12 210,000 shares 10.00%
2,200,000 13 210,000 shares plus 7 out of
13 to receive additional
2,000 shares 9.59%
2,300,000 13 210,000 shares plus 10 out of
13 to receive additional
2,000 shares 9.20%
2,400,000 13 212,000 shares plus 10 out of
13 to receive additional
2,000 shares 8.90%
2,500,000 15 214,000 shares 8.56%
2,600,000 15 216,000 shares plus 6 out of
15 to receive additional
2,000 shares 8.34%
2,700,000 2 218,000 shares 8.07%
Total (Pool A) 915 45,150,000 Public Offer Shares
Pool B: 2,800,000 18 202,000 shares plus 6 out of
18 to receive additional
2,000 shares 7.24%
3,000,000 13 216,000 shares plus 7 out o
13 to receive additional
2,000 shares 7.24%
3,200,000 2 230,000 shares plus 1 out of
2 to receive additional
2,000 shares 7.22%
3,500,000 3 252,000 shares plus 2 out of
3 to receive additional
2,000 shares 7.24%
3,600,000 1 260,000 shares 7.22%
4,000,000 1 288,000 shares 7.20%
4,100,000 1 296,000 shares 7.22%
4,400,000 1 318,000 shares 7.23%
4,500,000 1 324,000 shares 7.20%
5,000,000 3 362,000 shares 7.24%
5,200,000 2 376,000 shares 7.23%
5,400,000 1 390,000 shares 7.22%
5,500,000 1 398,000 shares 7.24%
6,000,000 2 434,000 shares 7.23%
7,000,000 1 506,000 shares 7.23%
8,000,000 2 578,000 shares plus 1 out of
2 to receive additional
2,000 shares 7.24%
8,400,000 2 608,000 shares 7.24%
8,800,000 5 636,000 shares plus 2 out of
5 to receive additional
2,000 shares 7.24%
8,900,000 1 644,000 shares 7.24%
9,000,000 5 650,000 shares plus 4 out of
5 to receive additional
2,000 shares 7.24%
10,000,000 4 724,000 shares 7.24%
12,000,000 1 868,000 shares 7.23%
12,500,000 2 904,000 shares plus 1 out of
2 to receive additional
2,000 shares 7.24%
13,000,000 3 940,000 shares plus 1 out of
3 to receive additional
2,000 shares 7.24%
15,000,000 13 1,084,000 shares plus 12 out of
13 to receive additional
2,000 shares 7.24%
Total (Pool B) 89 45,150,000 Public Offer Shares
RESULTS OF APPLICATIONS MADE ON WHITE APPLICATION FORMS
The following are the identification document numbers (where
supplied) of successful applicants using WHITE application
forms and the number of H Shares conditionally allotted to
them. Applicants who have not provided their identification
document numbers are not shown.
Identification Number of
document number H Shares allotted
A011419-A 28,000
A085720-6 32,000
A164233-5 10,000
A177092-9 14,000
A191025-9 24,000
A220708-A 6,000
A235092-3 2,000
A259620-5 8,000
A259986-7 44,000
A282088-1 8,000
A294664-8 14,000
A297033-6 2,000
A327188-1 2,000
A334626-1 6,000
A338129-6 10,000
A370404-4 30,000
A372739-7 172,000
A374858-0 4,000
A415337-8 22,000
A441607-7 54,000
A478477-7 4,000
A482860-A 62,000
A486590-4 2,000
A490221-4 24,000
A501303-0 6,000
A596106-0 2,000
A655100-1 2,000
A660960-3 6,000
A682838-0 2,000
A684987-6 2,000
A694782-7 2,000
A695597-8 6,000
A696798-4 4,000
A705266-1 2,000
A734078-0 30,000
A743031-3 14,000
A777886-7 4,000
A807530-4 8,000
A857813-6 4,000
A858150-1 32,000
A859377-1 6,000
A863761-2 6,000
A864562 6,000
A870385-2 6,000
A881089-6 8,000
A889829-7 4,000
A907441-7 2,000
A913236-0 6,000
A918100-0 20,000
A919332-7 2,000
A922868-6 4,000
A934853-3 6,000
A941702-0 2,000
A948798-3 2,000
A957960-8 2,000
A962394-1 2,000
A987714-5 6,000
A997188-5 2,000
B205425-0 10,000
B211158-1 14,000
B249542-8 86,000
B259638-0 6,000
B275752-A 10,000
B313622-7 6,000
B325030-5 8,000
B352866-4 22,000
B507317-6 6,000
B514892-3 4,000
B602674-0 10,000
B611175-6 4,000
B613586-8 4,000
B623934-5 68,000
B646787-9 20,000
B684357-9 20,000
B804631-5 6,000
B838374-5 6,000
B856195-3 4,000
B865539-7 2,000
B935408-0 10,000
B952375-3 2,000
C069375-6 2,000
C180202-8 6,000
C183841-3 20,000
C206745-3 2,000
C217781-A 8,000
C220253-9 30,000
C232267-4 4,000
C233993-3 8,000
C273815-3 6,000
C292374-0 6,000
C296737-3 16,000
C296930-9 6,000
C302550-9 4,000
C320835-2 6,000
C334246-6 4,000
C355177-4 8,000
C366369-6 10,000
C370847-9 10,000
C375837-9 2,000
C388601-6 6,000
C413211-2 14,000
C428617-9 6,000
C430142-9 10,000
C457159-0 4,000
C475788-0 2,000
C478226-5 8,000
C512707-4 6,000
C528077-8 4,000
C530432-4 30,000
C546034-2 18,000
C563503-7 2,000
C567248-A 12,000
C587331-0 6,000
C597584-9 2,000
C601116-9 16,000
C618435-7 4,000
C620992-9 4,000
C623635-7 14,000
C629851-4 6,000
C637484-9 2,000
C639212-A 2,000
C654012-9 10,000
C672908-6 14,000
D004225-1 6,000
D006350-A 4,000
D016740-2 24,000
D033663-8 4,000
D036957-9 8,000
D040634-2 2,000
D045143-7 4,000
D057481-4 2,000
D068093-2 28,000
D070408-4 4,000
D087078-2 10,000
D089777-A 6,000
D109440-9 6,000
D120193-0 4,000
D126423-1 2,000
D134583-5 6,000
D147974-2 4,000
D149368-0 14,000
D164562-6 6,000
D166044-7 2,000
D166305-5 10,000
D168896-1 4,000
D179184-3 8,000
D212792-0 10,000
D216683-7 2,000
D223344-5 6,000
D233600-7 6,000
D257183-9 18,000
D258001-3 10,000
D258002-1 6,000
D260362-5 4,000
D284816-4 6,000
D286030-A 8,000
D290034-4 4,000
D300495-4 20,000
D310010-4 54,000
D318108-2 4,000
D332182-8 2,000
D338032-8 8,000
D339827-8 6,000
D361010-2 42,000
D377491-1 4,000
D384403-0 2,000
D384881-8 6,000
D390723-7 2,000
D399471-7 2,000
D408689-A 8,000
D409471-A 6,000
D414297-8 8,000
D418186-8 4,000
D428875-1 4,000
D435807-5 54,000
D441852-3 6,000
D442769-7 2,000
D451970-2 6,000
D465456-1 2,000
D475334-9 6,000
D479551-3 6,000
D512125-7 100,000
D517156-4 4,000
D520286-9 4,000
D522737-3 2,000
D527877-6 8,000
D528693-0 2,000
D540606-5 54,000
D543729-7 10,000
D544318-1 2,000
D553968-5 2,000
D559396-5 14,000
D560010-4 2,000
D566078-6 172,000
D567692-5 2,000
D567738-7 6,000
D568694-7 6,000
D569040-5 2,000
D573723-1 4,000
D578011-0 2,000
D590628-9 4,000
D613165-5 14,000
D617553-9 20,000
D620270-6 2,000
D622068-2 6,000
D629189-A 2,000
D650702-7 6,000
D652451-7 2,000
D664834-8 10,000
D667030-0 62,000
D674556-4 2,000
D686024-A 6,000
D688313-4 4,000
D689588-4 30,000
D696885-7 4,000
D698528-A 6,000
D703317-7 6,000
D703375-4 8,000
D705219-8 2,000
D707466-3 4,000
D816548-4 10,000
D847726-5 4,000
E042559-5 20,000
E073186-6 10,000
E132049-5 6,000
E193112-5 6,000
E210317-A 20,000
E212721-4 6,000
E231682-3 20,000
E275948-2 100,000
E296636-4 2,000
E299264-0 12,000
E328114-4 100,000
E330295-8 4,000
E342159-0 10,000
E343155-3 30,000
E346457-5 6,000
E388367-5 44,000
E394577-8 6,000
E399129-A 2,000
E400992-8 100,000
E403100-1 2,000
E432903-5 2,000
E484052-A 8,000
E498575-7 14,000
E531942-4 4,000
E542205-5 10,000
E556562-A 10,000
E590913-2 2,000
E701988-6 4,000
E713504-5 6,000
E717260-9 14,000
E721709-2 4,000
E723636-4 4,000
E737846-0 62,000
E746566-5 26,000
E751791-6 6,000
E774712-1 6,000
E782018-A 8,000
E805469-3 4,000
E818608-5 2,000
E828833-3 30,000
E833369-A 6,000
E840161-A 42,000
E846261-9 2,000
E850932-1 8,000
E855125-5 2,000
E895637-9 4,000
E933099-6 20,000
E951595-3 2,000
E954659-A 8,000
E968299-A 6,000
E971375-5 2,000
G005477-0 44,000
G040882-3 8,000
G046023-A 10,000
G051456-9 10,000
G058183-5 2,000
G058932-1 2,000
G059893-2 6,000
G069148-7 2,000
G070351-5 2,000
G076811-0 2,000
G098340-2 10,000
G103024-7 2,000
G112623-6 14,000
G128343-9 6,000
G136733-0 4,000
G141787-7 2,000
G148069-2 2,000
G163411-8 6,000
G164420-2 44,000
G164574-8 10,000
G180315-7 2,000
G188304-5 10,000
G193741-2 2,000
G197391-5 2,000
G201041-A 6,000
G216246-5 6,000
G222816-4 4,000
G222834-2 10,000
G231158-4 4,000
G240946-0 8,000
G246187-A 4,000
G255794-A 2,000
G267247-1 44,000
G284794-8 2,000
G302354-A 10,000
G307838-7 4,000
G319021-7 6,000
G359494-6 10,000
G363118-3 6,000
G364182-0 6,000
G370049-5 10,000
G371257-4 4,000
G371931-5 2,000
G388903-2 2,000
G389378-1 2,000
G389461-3 4,000
G389801-5 2,000
G413351-9 2,000
G420904-3 4,000
G422596-0 6,000
G431209-A 22,000
G452445-3 6,000
G503514-6 2,000
G510055-A 6,000
G510061-4 6,000
G521903-4 8,000
G543283-8 8,000
G544015-6 6,000
G559642-3 10,000
G572778-1 8,000
G572888-5 12,000
G586707-9 2,000
G595844-9 2,000
G609213-5 2,000
G614915-3 8,000
G617430-1 12,000
G623867-9 6,000
G652595-3 6,000
G657801-1 2,000
G668966-2 8,000
G682717-8 2,000
G682959-6 2,000
G690204-8 2,000
G698780-9 6,000
G698983-6 8,000
G699215-2 8,000
G701555-A 6,000
G701937-7 2,000
G703807-A 2,000
G802357-2 2,000
G805341-2 6,000
G816309-9 2,000
G819244-7 2,000
G821504-8 2,000
G824536-2 4,000
G903985-5 24,000
H014977-4 2,000
H022621-3 6,000
H094081-1 12,000
H154047-7 8,000
H311926-4 2,000
H318856-8 2,000
H323636-8 8,000
H325552-4 14,000
H332383-A 6,000
H357778-5 2,000
H366417-3 2,000
H366418-1 2,000
H370086-2 2,000
H379406-9 2,000
H384722-7 14,000
H389702-A 22,000
H394735-3 4,000
H408309-3 20,000
H419033-7 4,000
H419034-5 6,000
H422798-2 2,000
H447770-9 2,000
H453094-4 10,000
H456765-1 32,000
H460094-2 4,000
H476513-5 6,000
K011784-6 4,000
K013778-2 6,000
K016799-1 2,000
K032967-3 4,000
K033067-1 2,000
K039093-3 2,000
K053874-4 6,000
K055765-A 10,000
K058737-0 2,000
K069960-8 20,000
K097067-0 2,000
K103718-8 8,000
K104258-0 2,000
K146951-7 6,000
K149705-7 6,000
K157060-9 22,000
K165942-1 2,000
K199469-7 2,000
K200930-7 6,000
K210529-2 2,000
K229376-5 20,000
K239511-8 2,000
K272639-4 8,000
K272819-2 4,000
K288833-5 6,000
K305837-9 10,000
K322120-2 2,000
K324291-9 4,000
K327415-2 6,000
K362454-4 2,000
K378841-5 4,000
K395841-8 18,000
K398101-0 10,000
K407644-3 6,000
K416734-1 4,000
K439567-0 8,000
K441032-7 4,000
K457991-7 4,000
K463064-5 8,000
K493507-1 10,000
K516143-6 4,000
K522937-5 4,000
K531084-9 2,000
K551543-2 6,000
K562313-8 2,000
K584134-8 2,000
K590955-4 2,000
K593315-3 100,000
K601764-9 4,000
K602306-1 14,000
K621172-0 4,000
K627501-A 22,000
K634107-1 2,000
K649066-2 2,000
K736817-8 2,000
K777410-9 6,000
K814530-A 2,000
K826859-2 6,000
K831484-5 2,000
K862533-6 6,000
K862826-2 4,000
K867353-5 2,000
K876957-5 2,000
K916104-A 2,000
K938611-4 2,000
L003404-8 4,000
P006654-4 100,000
P045927-9 4,000
P055665-7 4,000
P090765-4 2,000
P122741-A 4,000
P128017-5 2,000
P170157-A 44,000
P195399-4 2,000
P199444-5 6,000
P202879-8 54,000
P239760-2 4,000
P277136-9 6,000
P307645-1 2,000
P315580-7 2,000
P318722-9 2,000
P426614-9 6,000
P435592-3 2,000
P465268-5 32,000
P467877-3 24,000
P479280-0 6,000
P519542-3 12,000
P599525-A 8,000
P611957543 6,000
P679308-1 2,000
P686145-1 2,000
P698632-7 22,000
P736969-0 6,000
V002534-8 14,000
V003025-2 2,000
V033842-7 2,000
XA054864-A 6,000
XA762574-7 6,000
XA937614-0 32,000
XD060455-6 6,000
XD285164-A 4,000
XD292354-3 2,000
XD498652-6 6,000
XE290008-2 2,000
142530297 4,000
19521449 2,000
19521449 24,000
EIPO APPLICATION RESULTS
The following are the results of EIPO applications made by
CCASS participants who have provided the relevant
identification document numbers upon their applications.
Applicants who have not provided their identification
document numbers are not shown:
HK I.D. card/Business
Registration number of Number of
investor participants H Shares allotted
A3455567 54,000
A5714942 2,000
A7130611 32,000
A928859A 4,000
B7467236 18,000
B7506215 10,000
CI-189243 100,000
C1816444 6,000
C3637105 6,000
C3801576 14,000
C3909067 6,000
C4025987 6,000
C5531142 2,000
C6178896 10,000
D0766411 54,000
D2621178 8,000
D8546445 2,000
E1527278 2,000
E2267393 6,000
E3047974 6,000
E3996704 4,000
E5174078 24,000
E569442A 4,000
E7424691 2,000
E764404-7 208,000
G123007-6 100,000
G1660895 6,000
G5228904 2,000
G5673134 2,000
G6180166 54,000
H0111432 10,000
P510469A 54,000
P706251A 10,000
07357636 32,000
07357636 32,000
NO CCASS INVESTOR PARTICIPANT'S APPLICATION USING YELLOW FORM
There has not been any applicant applying as an individual
or corporate investor participant of CCASS under Yellow
application forms.
COLLECTION/DESPATCH OF H SHARE CERTIFICATES AND REFUND MONIES
H share certificates in respect of wholly or partially
successful applications on WHITE application forms, refund
cheques in respect of unsuccessful applications and, as the
Offer Price is less than HK$1.80 per H Share, refund cheques
for the surplus application monies (without interest and
together with the brokerage and Stock Exchange transaction
levy attributable to the surplus application monies) in
respect of applications on WHITE and YELLOW application
forms are expected to be despatched by ordinary post to those
entitled at their own risk on Tuesday, 14th December, 1999.
Applicants who have applied on WHITE application forms for
Public Offer Shares and have indicated in their application
forms their wish to collect H share certificates in person
may collect their H share certificates from HKSCC
Registrars Limited, 2nd Floor, Vicwood Plaza, 199 Des Voeux
Road Central, Hong Kong. Applicannts who have applied on
WHITE or YELLOW application forms for Public Offer Shares
and have indicated in their application forms their wish to
collect refund cheques in person may collect their refund
cheques from HKSCC Registrars Limited at the above address.
The times and dates of collection of H share certificates
and refund cheques are between 9:00 a.m. and 1:00 p.m. on
Wednesday, 15th December, 1999. Applicants being
individuals who opt for personal collection must not
authorise any other person to make their collection on their
behalf. Applicants being corporations who opt for personal
collection must attend by their authorised representatives
bearing letters of authorisation from their corporations
stamped with the corporation chops. Both individuals and
authorised representatives (if applicable) must produce at
the time of collection evidence of identity acceptable to
HKSCC Registrars Limited. Uncollected H share certificates
and refund cheques will be despatched by ordinary post at
the applicants' own risk shortly thereafter. For enquiries,
please call HKSCC Registrars Limited's hotline at 28158820.
Refund monies for EIPO applications will be credited to bank
accounts of the relevant CCASS participants on Tuesday, 14th
December, 1999. EIPO applicants can check the refund amount
via the CCASS Phone System (if they are investor participants)
or their designated CCASS participants (if they are applying
through CCASS participants).
DEPOSIT of H SHARE CERTIFICATES INTO CCASS
For wholly or partially successful applicants using YELLOW
application forms and through EIPO who are allocated H Shares
in the name of HKSCC Nominees Limited, the allocated H Shares
will be deposited directly into CCASS for credit to the their
investor participant stock accounts or their designated
CCASS participants' stock accounts as instructed by the
applicants at the close of business on Tuesday, 14thDecember,
1999 or any other date Hongkong Clearing or HKSCC Nominees
chooses. Such applicants can check the number of H Shares
allocated to them with their designated CCASS participants,
if they are applying through designated CCASS participants,
or via the CCASS Phone System, if they are applying as
investor participants, Hongkong Clearing will also mail to
applicants applying as investor participants Activity
Statements showing the number of H Shares credited to their
investor participant stock accounts.
COMMENCEMENT OF DEALINGS
Dealings in the H Shares on the Stock Exchange are expected
to be commenced at 10:00 a.m. on Thursday, 16th December, 1999.
By order of the Board
Shenyang Public Utility Holdings Company Limited
Lin Wenbin
Chairman
Hong Kong, 13th December, 1999
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