BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

(Note: Italicised termshave the same meaning as given in the Listing Rules.)

Date: 1 February 2017

Name of applicant:   St. James’s Place plc
Name of scheme: St. James’s Place plc Executive Share Option Scheme & Company Share Option Plan
Period of return:   From: 1 August 2016   To:   31 January 2017
Balance of unallotted securities under scheme(s) from previous return: 187,236
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): NIL
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): 72,323
Equals: Balance under scheme(s) not yet issued/allotted at end of period: 114,913
Name of applicant:   St. James’s Place plc
Name of scheme: St. James’s Place plc Partners’ Share Option Scheme
Period of return:   From: 1 August 2016   To:   31 January 2017
Balance of unallotted securities under scheme(s) from previous return: 62,848
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): NIL
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): 19,100
Equals: Balance under scheme(s) not yet issued/allotted at end of period: 43,748
Name of applicant:   St. James’s Place plc
Name of scheme: St. James’s Place plc Share Save Option Plan
Period of return:   From: 1 August 2016   To:   31 January 2017
Balance of unallotted securities under scheme(s) from previous return: 44,934
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): NIL
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): 36,998
Equals: Balance under scheme(s) not yet issued/allotted at end of period: 7,936
Name of applicant:   St. James’s Place plc
Name of scheme: St. James’s Place plc Performance Share Plan
Period of return:   From: 1 August 2016   To:   31 January 2017
Balance of unallotted securities under scheme(s) from previous return: Nil
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): NIL
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): NIL
Equals: Balance under scheme(s) not yet issued/allotted at end of period: Nil
Name of contact:   Ann McGookin
Telephone number of contact: 01285 71 73 18