RNS Number : 3495E
Hammerson PLC
03 July 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Hammerson Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

JPMorgan Chase & Co.

City and country of registered office (if applicable)

Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

J.P. Morgan Securities plc

J.P. Morgan Securities LLC

J.P. Morgan Equities South Africa Proprietary Ltd

JPMorgan Chase Bank, National Association

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

28 June 2019

6. Date on which issuer notified (DD/MM/YYYY):

02 July 2019

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

0.48%

4.91%

5.39%

766,293,613

Position of previous notification (if

applicable)

0.40%

4.85%

5.25%


 

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0004065016


3,688,370


0.48%











SUBTOTAL 8. A

3,688,370

0.48%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Physically Settled Call or Put Option*

15/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

22/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

29/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

06/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

13/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

20/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

27/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

03/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

10/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

17/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

24/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

28/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

07/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

14/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

21/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

28/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

05/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

12/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

19/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

26/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

02/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

09/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

16/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

23/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

30/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

07/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

14/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

21/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

29/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

04/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

11/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

18/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

25/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

01/02/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

08/02/2021

Call: 7.864, Put: 5.243

600,000

0.08%



SUBTOTAL 8. B 1

21,000,000

2.74%

 

 

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Cash-settled Equity Swap

03/07/2019

03/07/2019

Cash

1,910,000

  0.25%

Cash-settled Equity Swap

11/07/2019

11/07/2019

Cash

689,589

  0.09%

Cash-settled Equity Swap

01/08/2019

01/08/2019

Cash

479,928

  0.06%

Cash-settled Equity Swap

05/09/2019

05/09/2019

Cash

1207683

  0.16%

Cash-settled Equity Swap

12/09/2019

12/09/2019

Cash

2,218,312

  0.29%

Cash-settled Equity Swap

13/09/2019

13/09/2019

Cash

3,400,000

  0.44%

Cash-settled Equity Swap

13/12/2019

13/12/2019

Cash

1,649,469

  0.22%

Cash-settled Equity Swap

02/01/2020

02/01/2020

Cash

99,379

  0.01%

Cash-settled Equity Swap

03/03/2020

03/03/2020

Cash

6,643

  0.00%

Cash-settled Equity Swap

02/04/2020

02/04/2020

Cash

40,825

  0.01%

Cash-settled Equity Swap

14/04/2020

14/04/2020

Cash

42,996

  0.01%

Cash-settled Equity Swap

05/05/2020

05/05/2020

Cash

235,776

  0.03%

Cash-settled Equity Swap

06/05/2020

06/05/2020

Cash

372,307

  0.05%

Cash-settled Equity Swap

12/05/2020

12/05/2020

Cash

937,153

  0.12%

Cash-settled Equity Swap

02/06/2020

02/06/2020

Cash

108,597

  0.01%

Cash-settled Equity Swap

18/06/2020

18/06/2020

Cash

17,699

  0.00%

Cash-settled Equity Swap

29/06/2020

29/06/2020

Cash

2,532,733

  0.33%

Cash-settled Equity Swap

02/07/2020

02/07/2020

Cash

498,657

  0.07%

Cash-settled Equity Swap

08/07/2020

08/07/2020

Cash

1,599

  0.00%

Cash-settled Equity Swap

15/07/2020

15/07/2020

Cash

29,820

  0.00%

Cash-settled Equity Swap

04/01/2021

04/01/2021

Cash

62,212

  0.01%

Cash-settled Equity Swap

08/02/2023

08/02/2023

Cash

100,797

  0.01%




SUBTOTAL 8.B.2

16,642,174

2.17%

                                          

           

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association




J.P. Morgan International Finance Limited




J.P. Morgan Capital Holdings Limited




J.P. Morgan Securities plc


4.91%

5.01%





JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association








JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association




J.P. Morgan International Finance Limited




J.P. Morgan EU Capital Holdings Limited




J.P. Morgan EU Holdings Limited




J.P. Morgan Equities South Africa Proprietary Limited








JPMorgan Chase & Co.




JPMorgan Chase Holdings LLC




J.P. Morgan Broker-Dealer Holdings Inc.




J.P. Morgan Securities LLC




10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi

 

Table 8A) Includes stock borrows of 24,065,094 (3.14%)

 

Chain of controlled undertakings:

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

 

JPMorgan Chase & Co. (100%)

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan EU Capital Holdings Limited (100%)

J.P. Morgan EU Holdings Limited (100%)

J.P. Morgan Equities South Africa Proprietary Limited (100%)

 

Place of completion

London, United Kingdom

Date of completion

02 July 2019

 

For further information contact:

 

Michael Pasmore

Assistant Company Secretary

Tel: +44 (0)20 7887 1000

 

3 July 2019

 

The announcement above has also been released on the SENS system of the Johannesburg Stock Exchange.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
HOLLIFETDLIVIIA