|
Diageo plc (the "Company") |
1. |
Details of Restricted Person / person closely associated with them ("PCA") |
a) |
Name |
1. I MENEZES 2. B FRANZ 3. A GAVAZZI 4. J KENNEDY 5. S SALLER |
b) |
Position / status |
1. DIRECTOR 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. MEMBER OF EXECUTIVE COMMITTEE 5. MEMBER OF EXECUTIVE COMMITTEE |
c) |
Initial notification / amendment |
INITIAL NOTIFICATION |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument |
AMERICAN DEPOSITARY SHARES ("ADS") |
b) |
Nature of the transaction |
Release of ADS under the Company's 2008 Performance Share Plan ("PSP") on 5 September 2016. The awards were made on 5 September 2013 and vested at a level of 30.6%. Also released were the ADS that were accrued in respect of notional dividends under the PSP during the period. The balance of each award has lapsed. |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
No. of ADS released |
No. of ADS in respect of notional dividend |
No. of ADS sold# |
Balance of ADS retained and beneficially owned |
1. $114.50 |
14,530 |
1,253 |
7,289 |
8,494 |
2. $114.50 |
3,548 |
306 |
1,891 |
1,963 |
3. $114.50 |
3,441 |
296 |
1,312 |
2,425 |
4. $114.50 |
3,296 |
284 |
1,757 |
1,823 |
5. $114.50 |
3,441 |
296 |
1,834 |
1,903 |
# ADS have been sold to meet the requirement to reimburse the Company for PAYE tax and National Insurance liabilities on awards released under the PSP. |
d) |
Aggregated information |
N/A |
e) |
Date of the transaction |
6 SEPTEMBER 2016 |
f) |
Place of the transaction |
NEW YORK STOCK EXCHANGE |